Welcome to our dedicated page for TRIO PETROLEUM SEC filings (Ticker: TPET), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trio Petroleum Corp. (NYSE American: TPET) files a range of reports and current reports with the U.S. Securities and Exchange Commission that document its oil and gas activities, financing arrangements, and corporate actions. As an oil and gas exploration and development company with projects in California, Utah, Saskatchewan, and Alberta, its SEC filings provide detailed information on material agreements, asset acquisitions, capital structure changes, and governance decisions.
On this page, you can review Trio’s Form 8-K current reports, which the company uses to disclose material events such as asset purchase agreements for heavy oil and conventional oil properties in Canada, letters of intent and options related to heavy-oil and tar-sand projects in Utah, and transactions involving working interests in California oilfields. These filings typically describe the terms of asset purchases, including consideration paid in cash and restricted common stock, assumed liabilities, operator arrangements, and any related registration rights agreements.
Trio’s filings also outline its financing activities. Recent 8-Ks discuss unsecured convertible promissory notes issued to institutional investors, including principal amounts, conversion prices, maturity dates, and related registration rights agreements. Other filings describe the retirement of senior secured convertible notes and the termination of associated security interests, as well as an At Market Issuance Sales Agreement that allows the company to sell common stock from time to time under an effective shelf registration statement.
In addition, SEC reports cover corporate matters such as amendments to the company’s certificate of incorporation, changes to its 2022 Equity Incentive Plan, stockholder meeting results, and compensation arrangements for executives and consultants. Through these filings, investors can track how Trio structures its acquisitions, manages its capital, and implements governance decisions as it develops oil and gas assets in the United States and Canada.
Trio Petroleum Corp director Thomas J. Pernice reported an open-market sale of company stock. On 02/12/2026, he sold 25,000 shares of Trio Petroleum Corp common stock, at an average price of $0.43640 per share, to cover taxes related to restricted stock issued to him in 2025. Following this transaction, he directly owns 217,750 shares of Trio Petroleum Corp common stock.
Trio Petroleum Corp’s Chief Executive Officer and director Robin A. Ross reported an open-market sale of 25,000 shares of common stock on February 11, 2026. The shares were sold at an average price of $0.4749 per share to cover taxes related to restricted stock issued to him in 2025.
Following this transaction, Ross directly beneficially owns 712,500 shares of Trio Petroleum common stock. The company indicated that a full breakdown of the sale prices for all shares in this transaction is available to the SEC upon request.
Trio Petroleum Corp director John W. Randall reported a sale of 20,000 shares of common stock on February 2, 2026 at an average price of $0.6391 per share. After this transaction, he held 155,500 shares directly. The sale was made to cover taxes related to restricted stock issued to him in 2025.
Trio Petroleum Corp’s chief executive, Robin A. Ross, has filed a Schedule 13D reporting his beneficial ownership in the company’s common stock. Ross beneficially owns 737,500 shares of Trio Petroleum common stock, representing 6.00% of the class, based on 12,300,752 shares outstanding as of January 16, 2026, as disclosed in the company’s latest annual report. He serves as Chief Executive Officer and a director, and the reported securities were issued to him in connection with his service under the company’s 2022 Equity Incentive Plan.
The filing also notes that 37,500 of Ross’s shares were sold on January 14, 2026, under a pre-arranged Rule 10b5-1 sales plan. Ross reports sole voting and dispositive power over the 737,500 shares, with no shared voting or dispositive authority.
Trio Petroleum Corp
Trio acquired producing assets from Novacor in April 2025 for US$650,000 plus 526,536 shares and a second Novacor package in December 2025 for CAD $1,000,000, paid in 912,875 shares. It also bought Alberta leases from Capital Land for CAD $150,000 cash and 104,227 shares. The McCool Ranch field was exited, with $500,614 capitalized costs written off.
To fund growth, Trio completed an April 2025 unsecured convertible note (up to $712,941 principal, now fully converted), a $1,200,000 August 2025 convertible note financing, and put in place a $3,600,000 at-the-market equity program. An independent reserve study estimates 47.3 million BOE of Probable undeveloped reserves and 128.7 million BOE of Possible undeveloped reserves at South Salinas, with significant modeled future cash flows.
Trio Petroleum Corp reported an insider transaction by Chief Executive Officer and director Robin A. Ross. On 01/14/2026, Ross sold 37,500 shares of Trio Petroleum common stock. According to the disclosure, the sale was made to cover taxes related to restricted stock issued to him in 2025 and was based on shares sold at an average price of $0.8894.
Following this tax-covering sale, Ross beneficially owned 737,500 shares of Trio Petroleum common stock, held directly. This filing provides transparency into the CEO’s shareholdings and explains that the transaction is linked to equity compensation rather than a discretionary sale unrelated to prior awards.
Trio Petroleum Corp director Thomas J. Pernice reported selling 25,000 shares of common stock on January 8, 2026. The filing states that the purpose of the sale was to cover taxes related to restricted stock issued to him in 2025.
The shares were sold at an average price of $0.82630 per share, and following this transaction he beneficially owned 242,750 shares of Trio Petroleum common stock directly.
Trio Petroleum Corp entered into an at-the-market issuance sales agreement with Ladenburg Thalmann & Co. Inc., allowing it to sell shares of its common stock having an aggregate offering price of up to
The sales agent will use commercially reasonable efforts to sell the shares in at-the-market transactions on the NYSE American or other permitted markets, or by other methods allowed by law with the company’s consent. Trio can set price and size parameters in each placement notice, may suspend sales, and either party can terminate the agreement at any time, with the agreement also ending automatically once all Placement Shares are sold. Ladenburg Thalmann will receive up to
Trio Petroleum Corp is launching an at-the-market offering of up to $3,600,000 of common stock through Ladenburg Thalmann as sales agent. The shares may be sold from time to time on the NYSE American or in negotiated transactions at prevailing market prices, with Ladenburg earning a cash commission of up to 3.0% of gross proceeds. Based on a recent price of $0.818 per share, the company illustrates a potential issuance of about 4,400,978 shares, which would bring total shares outstanding to 16,490,437, though the actual number will depend on future trading prices. As of January 7, 2026, Trio had 12,089,459 common shares outstanding and an estimated public float of approximately $10.9 million, limiting sales under Form S-3 rules. The company plans to use any net proceeds for general corporate purposes and working capital, supporting its oil and gas projects in California, Utah, and Canada.
Trio Petroleum Corp completed an asset purchase from Novacor Exploration Ltd., adding oil and gas interests in the Lloydminster, Saskatchewan heavy oil region. The transaction closed on December 30, 2025, for a total purchase price of CD$1 million (approximately US$730,300), paid through the issuance of 912,875 restricted common shares.
Novacor will remain the on-site operator of the acquired assets, with operating costs over the next two years held to levels detailed in an independent auditor’s report, unless otherwise agreed. Trio also granted Novacor registration rights, including piggyback rights and a commitment to register the resale of the shares if they are not included in another registration statement on or before March 31, 2026.