STOCK TITAN

Trio Petroleum (TPET) Director Blake Howard Granted 250K Vested Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Trio Petroleum director Blake James Howard acquired 250,000 shares of the company's common stock on 08/01/2025 under the 2022 Equity Incentive Plan; the restricted stock vested upon issuance. The Form 4 shows Mr. Howard's beneficial ownership following the transaction as 262,500 shares.

The filing is reported as an individual Form 4 and is signed by the reporting person on 08/15/2025. The disclosure identifies the award as restricted stock granted under the 2022 Plan and confirms the shares vested immediately when issued.

Positive

  • 250,000 restricted shares were awarded and vested upon issuance, clearly disclosed in the Form 4
  • Beneficial ownership after the transaction is provided: 262,500 shares, enhancing transparency

Negative

  • Filing does not disclose total shares outstanding or percentage ownership, limiting assessment of dilution or stake significance

Insights

TL;DR Director received 250,000 vested restricted shares, modestly increasing insider ownership; transaction appears routine compensation-related activity.

The filing documents an issuance of 250,000 restricted common shares to director Blake James Howard under the issuer's 2022 Equity Incentive Plan, with the restriction stated to have vested upon issuance. Beneficial ownership post-transaction is reported as 262,500 shares. From a financial perspective, this is a director compensation event rather than a market sale or purchase; it increases insider stake and potentially signals retention or alignment objectives but does not disclose cash flow or dilution magnitude relative to total shares outstanding.

TL;DR A board director received vested restricted stock as compensation; disclosure is clear and compliant with Section 16 timing requirements.

The Form 4 cleanly identifies the reporting person, relationship to the issuer (director), transaction date (08/01/2025), grant type (restricted stock under the 2022 Plan) and that the award vested upon issuance. For governance review, this is a standard equity-based compensation award to a director; the filing does not indicate additional terms, performance conditions, or any related-party arrangements beyond the grant and vesting statement.

Insider Blake James Howard
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 250,000 $0.00 --
Holdings After Transaction: Common Stock — 262,500 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Blake James Howard

(Last) (First) (Middle)
23823 MALIBU ROAD, SUITE 304

(Street)
MALIBU CA 90265

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Trio Petroleum Corp. [ TPET ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/01/2025 A 250,000 A (1) 262,500 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents 250,000 restricted stock of the issuer awarded to Mr. Blake under the 2022 Equity Incentive Plan (the "2022 Plan"), which restricted stock vested upon issuance.
/s/ James Blake 08/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Blake James Howard report on Form 4 for TPET?

The Form 4 reports Mr. Howard acquired 250,000 restricted shares of Trio Petroleum (TPET) on 08/01/2025, which vestied upon issuance.

How many shares does Blake James Howard beneficially own after the reported transaction?

The filing states Mr. Howard beneficially owns 262,500 shares following the reported transaction.

Under what plan were the shares awarded?

The shares were awarded under the company's 2022 Equity Incentive Plan and the restricted stock vested upon issuance.

Was the Form 4 filed individually or jointly?

The Form 4 was filed by one reporting person (individual filing).

When was the Form 4 signed?

The signature block shows the reporting person signed the Form 4 on 08/15/2025.