Welcome to our dedicated page for TRIO PETROLEUM SEC filings (Ticker: TPET), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trio Petroleum Corp. (NYSE American: TPET) files a range of reports and current reports with the U.S. Securities and Exchange Commission that document its oil and gas activities, financing arrangements, and corporate actions. As an oil and gas exploration and development company with projects in California, Utah, Saskatchewan, and Alberta, its SEC filings provide detailed information on material agreements, asset acquisitions, capital structure changes, and governance decisions.
On this page, you can review Trio’s Form 8-K current reports, which the company uses to disclose material events such as asset purchase agreements for heavy oil and conventional oil properties in Canada, letters of intent and options related to heavy-oil and tar-sand projects in Utah, and transactions involving working interests in California oilfields. These filings typically describe the terms of asset purchases, including consideration paid in cash and restricted common stock, assumed liabilities, operator arrangements, and any related registration rights agreements.
Trio’s filings also outline its financing activities. Recent 8-Ks discuss unsecured convertible promissory notes issued to institutional investors, including principal amounts, conversion prices, maturity dates, and related registration rights agreements. Other filings describe the retirement of senior secured convertible notes and the termination of associated security interests, as well as an At Market Issuance Sales Agreement that allows the company to sell common stock from time to time under an effective shelf registration statement.
In addition, SEC reports cover corporate matters such as amendments to the company’s certificate of incorporation, changes to its 2022 Equity Incentive Plan, stockholder meeting results, and compensation arrangements for executives and consultants. Through these filings, investors can track how Trio structures its acquisitions, manages its capital, and implements governance decisions as it develops oil and gas assets in the United States and Canada.
Trio Petroleum Corp is asking stockholders to approve four proposals at its virtual May 21, 2026 annual meeting. Stockholders will vote on electing CEO Robin Ross as the sole Class III director, a reverse stock split of common stock at a ratio between 1-for-2 and 1-for-10 to help maintain NYSE American listing standards, and a major increase to the 2022 Equity Incentive Plan. The plan’s share reserve would rise from 2,952,383 to 6,452,383 shares of common stock, equal to 20% of the 32,377,399 shares outstanding as of March 26, 2026. Investors will also vote on ratifying Bush & Associates CPA LLC as independent auditor for the year ending October 31, 2026.
TRIO Corp amends its Amended ATM Prospectus Supplement to adjust the remaining capacity under its at-the-market sales program. The company originally had the ability to sell up to $20,028,000 of common stock and has sold $20,027,510 under that program. After this Amendment No. 6, TRIO may offer and sell additional shares having an aggregate offering price of up to $945,000 through Ladenburg Thalmann & Co., subject to General Instruction I.B.6 to Form S-3.
The filing states TRIO's public float is $62,917,721, based on 32,265,498 shares held by non-affiliates as of April 2, 2026 and a closing price of $1.95 per share on March 3, 2026. It also discloses that 20,651,554 shares were sold pursuant to General Instruction I.B.6 during the prior 12-month period for total proceeds of $20,027,510. Sales may occur on the NYSE American or otherwise as "at the market" transactions; the sales agent has no obligation to sell any specific amount.
Trio Petroleum Corp is updating its at-the-market common stock offering under its existing Form S-3 shelf. Following Amendment No. 6 to its prospectus supplement, the maximum aggregate offering amount is $20,973,000, and $945,000 of common stock remains available for sale through the sales agent.
The company previously sold shares of common stock with an aggregate sales price of $20,027,510, representing 20,651,554 shares, under the same at-the-market program. All other terms of the offering and the At Market Issuance Sales Agreement with Ladenburg Thalmann & Co. Inc. remain as previously described.
Trio Petroleum Corp is registering 1,359,024 shares of common stock for resale by selling stockholders.
The registration covers up to 1,359,024 Shares held by Novacor Exploration Ltd. (912,875 shares) and McDermott Will & Schulte LLP (446,149 shares), and the Company will receive no proceeds from resale. The Shares were issued as consideration in recent asset and settlement transactions and are being registered to satisfy contractual registration rights.
Trio Corp files Amendment No. 5 to its ATM prospectus supplement updating the remaining at-the-market capacity. The Amendment states the company may offer up to $1,010,000 of common stock through Ladenburg Thalmann & Co. Inc. under the existing ATM Agreement.
The filing notes $19,016,726 of common stock were previously sold under the ATM program and that 19,202,455 shares were sold pursuant to General Instruction I.B.6 during the prior 12-month period. The company reports a public float of $60,091,978 based on 30,816,399 shares held by non-affiliates as of March 30, 2026 (using a closing price of $1.95 on March 3, 2026).
Trio Petroleum Corp is updating investors on its ongoing at-the-market equity offering under a sales agreement with Ladenburg Thalmann. The company has incrementally amended its prospectus supplement several times in 2026 to stay within General Instruction I.B.6 of Form S-3 while expanding ATM capacity.
After Amendment No. 5, the aggregate amount of common stock still available for sale under the ATM is $1,010,000, referred to as the Placement Shares. The maximum aggregate offering amount under the program is now $20,028,000, including common stock already sold for an aggregate sales price of $19,016,726, representing 19,202,455 shares previously issued through the program.
Trio Petroleum Corp entered a Settlement Agreement with McDermott Will & Schulte LLP to resolve an obligation to pay $392,700.23 in previously incurred legal fees. Instead of cash, Trio agreed to issue McDermott 446,149 restricted shares of its common stock as the settlement payment.
Trio will use commercially reasonable efforts to file a resale registration statement for these shares within twenty days after issuance and seek effectiveness within forty-five days. Once the resale registration statement is filed, both parties grant broad mutual releases from claims related to the fees and related matters. The share issuance was conducted as an unregistered private transaction relying on Section 4(a)(2) of the Securities Act.
Trio Petroleum Corp has scheduled its 2026 Annual Meeting of Stockholders to be held virtually on Thursday, May 21, 2026. Stockholders of record as of Thursday, March 26, 2026 will be entitled to receive notice of and vote at the meeting.
Because the meeting will occur more than 30 days before the prior year’s annual meeting anniversary, the company set a special deadline for stockholder proposals and director nominations. To be included in the proxy materials under Rule 14a-8, proposals and director nominations must arrive at the company’s Malibu office by the close of business on April 6, 2026 and comply with applicable laws and regulations.
Stockholders planning to solicit proxies in support of director nominees other than the company’s nominees must also provide the information required under Rule 14a-19 by April 6, 2026. Additional information about agenda items and virtual access will be provided in the forthcoming proxy statement.
Trio Petroleum Corp reported a smaller quarterly loss while rapidly expanding its Canadian oil footprint and strengthening liquidity. For the three months ended January 31, 2026, revenue rose to $122,193 from $10,819, driven by sales of about 3,020 barrels of oil from Saskatchewan, replacing minimal prior output from the discontinued McCool Ranch field.
The company posted a net loss of $1,012,629, improved from a $1,615,525 loss a year earlier, as stock-based compensation and interest expense declined. Total assets were $14.2M, including $13.2M of unproved oil and gas properties, while stockholders’ equity increased to $12.2M. Cash was $684,653 with a working-capital deficit of $0.9M as of January 31, 2026.
Trio raised about $395,000 via at-the-market share sales during the quarter and a further $18.6M in gross proceeds after quarter-end, and all remaining August 2025 convertible notes were subsequently converted to equity. Management concluded these post-quarter capital raises are sufficient to fund operations for at least twelve months and have alleviated prior going-concern doubt. Shares outstanding rose from 9.0 million at October 31, 2025 to 12.8 million at January 31, 2026, and to 31,931,250 by March 16, 2026, reflecting the ATM issuances, acquisitions paid in stock, and debt conversions.
Trio Petroleum Corp director Thomas J. Pernice reported open-market sales of company common stock. He sold 17,750 shares on October 1, 2025 and 25,000 shares on March 12, 2026, for a total of 42,750 shares sold.
Footnotes state these sales were made to cover taxes related to restricted stock issued to him in 2025. The shares were sold at average prices of $1.7518 and $1.0363, respectively. After the most recent transaction, he directly holds 175,000 Trio Petroleum common shares.