Welcome to our dedicated page for TRIO PETROLEUM SEC filings (Ticker: TPET), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trio Petroleum Corp. (NYSE American: TPET) files a range of reports and current reports with the U.S. Securities and Exchange Commission that document its oil and gas activities, financing arrangements, and corporate actions. As an oil and gas exploration and development company with projects in California, Utah, Saskatchewan, and Alberta, its SEC filings provide detailed information on material agreements, asset acquisitions, capital structure changes, and governance decisions.
On this page, you can review Trio’s Form 8-K current reports, which the company uses to disclose material events such as asset purchase agreements for heavy oil and conventional oil properties in Canada, letters of intent and options related to heavy-oil and tar-sand projects in Utah, and transactions involving working interests in California oilfields. These filings typically describe the terms of asset purchases, including consideration paid in cash and restricted common stock, assumed liabilities, operator arrangements, and any related registration rights agreements.
Trio’s filings also outline its financing activities. Recent 8-Ks discuss unsecured convertible promissory notes issued to institutional investors, including principal amounts, conversion prices, maturity dates, and related registration rights agreements. Other filings describe the retirement of senior secured convertible notes and the termination of associated security interests, as well as an At Market Issuance Sales Agreement that allows the company to sell common stock from time to time under an effective shelf registration statement.
In addition, SEC reports cover corporate matters such as amendments to the company’s certificate of incorporation, changes to its 2022 Equity Incentive Plan, stockholder meeting results, and compensation arrangements for executives and consultants. Through these filings, investors can track how Trio structures its acquisitions, manages its capital, and implements governance decisions as it develops oil and gas assets in the United States and Canada.
Trio Petroleum Corp reported that on December 23, 2025 it entered into a consulting agreement with Redwood Empire Financial Communications LLC for investor relations services. The agreement runs from January 1, 2026 through June 30, 2026.
As payment for these services, Trio agreed to issue 50,000 restricted shares of its common stock, par value $0.0001 per share. These shares will be issued on or before January 1, 2026 and will carry legends that limit trading until conditions are met.
The consulting agreement can be terminated by either party on at least 30 days’ notice, or immediately by the nonbreaching party in the event of a breach. The agreement also includes representations by the consultant and mutual indemnification provisions. Trio states that the share issuance relies on the Section 4(a)(2) exemption from registration under the Securities Act.
Trio Petroleum Corp (TPET) reported an insider transaction on a Form 4. A director sold 3,500 shares of common stock on 10/20/2025 at an average price of $1.0501 per share, coded as S (sale). After the trade, the reporting person beneficially owned 175,500 shares, held in direct ownership.
Trio Petroleum Corp (TPET) completed the acquisition of Canadian oil and gas assets under its Asset Purchase Agreement. The Buyer paid CD$150,000 in cash and the Company issued 104,227 restricted shares of common stock, which were described as having an aggregate value of CD$150,000 in the agreement.
The assets include leases and related rights in Alberta, with certain wells acquired out of a receivership. To satisfy Alberta Energy Regulator requirements, licenses were transferred to Novacor Exploration Ltd., an experienced operator. As compensation for acting as AER agent, the Seller received a 1% gross overriding royalty tied to the mineral rights for as long as it provides those services.
The share issuance was made as an unregistered transaction in reliance on Section 4(a)(2) of the Securities Act. The Company furnished a press release on November 4, 2025 summarizing the closing.
Trio Petroleum Corp (TPET) entered into an Asset Purchase Agreement for its wholly owned subsidiary, Trio Petroleum Canada, to acquire mineral leasehold interests and related rights in Alberta from Capital Land Services Ltd. The purchase price is CD$150,000 in cash plus restricted common shares valued at CD$150,000.
The closing will occur on the later of September 5, 2025 or three business days after the Revitalize/PWC transaction closes, which requires a Sale Approval and Vesting Order from the Court of King’s Bench of Alberta. Prior to closing, the seller will use commercially reasonable efforts to clear Potentially Adverse Instruments; if any remain and the buyer waives the condition, the seller will continue post‑closing assistance.
Seller will pay income and transfer-type taxes, while the buyer will pay sales or value-added taxes. The agreement includes customary representations, covenants, indemnities, government approvals, and termination and specific performance rights.
Trio Petroleum Corp (TPET) submitted a Rule 144 notice reporting a proposed sale of 17,750 common shares through Oppenheimer & Co. on the NASDAQ with an aggregate market value listed as $18,389. The filing states total shares outstanding of 8,440,849, and an approximate sale date of 10/01/2025. The shares to be sold were acquired as stock grants: 12,500 shares granted on 10/21/2024 and 5,250 shares granted on 09/02/2023. The filer reports no securities sold in the past three months and includes the standard representation that no undisclosed material adverse information is known.
Trio Petroleum Corp. (TPET) reported continued operating losses and liquidity strain for the period ended July 31, 2025. The company holds an approximate 85.775% working interest (≈68.62% net revenue interest after royalties) in the South Salinas Project and continues to develop multiple oil and gas leases. For the three months ended July 31, 2025 the company reported a loss before income taxes of $1,386,723 and for the nine months a loss before income taxes of $4,566,000, with a reported accumulated deficit of $24,639,679. Cash on hand in the operating bank account was $584,365 and the company reported a working capital deficit of $679,729; it stated it had no cash equivalents as of July 31, 2025. Production from the HV-3A discovery well was idled pending an assessment of options to increase gross production. The filing lists multiple recent financings and convertible debt transactions completed to provide liquidity, and numerous equity issuances, warrant and stock‑based compensation activities that materially affected equity balances.
Trio Petroleum Corp is registering 2,000,000 additional shares of common stock for issuance under its 2022 Equity Incentive Plan, as amended, increasing the plan’s total share pool to 2,500,000 shares after stockholder approval of Amendment No. 2 on July 30, 2025.
The filing also includes a reoffer prospectus covering up to 1,748,250 shares of common stock that may be resold from time to time by certain executive officers and directors; the company will not receive any proceeds from these insider resales. Trio is a California-based oil and gas exploration and development company with projects in Monterey County, California, Uintah County, Utah and Lloydminster, Saskatchewan, and is shifting focus toward more economically favorable regions such as Utah and Canada while seeking partners and permits to advance its South Salinas Project and a proposed carbon capture and storage initiative. The company has a history of operating losses, an accumulated deficit, and disclosed substantial doubt about its ability to continue as a going concern, highlighting the importance of external financing and successful project execution.
Trio Petroleum Corp. filed a Form S-3 shelf registration that includes a prospectus summary, risk factors, use of proceeds, selling stockholders and descriptions of capital stock and distribution arrangements. The filing shows several selling stockholder holdings listed as 416,299, 443,416, 377,803, 65,613 and 1,265 shares and enumerates a range of filing and exhibit items. The registrant makes the standard undertakings to file post-effective amendments while offers or sales are ongoing and to remove unsold securities at termination. The document includes multiple signature blocks, with executive and director signatures dated
Trio Petroleum Corp. director and Vice Chairman Stanford Eschner resigned from those roles on August 1, 2025 and simultaneously entered a consulting agreement with the company. Under that agreement he received 15,000 restricted shares issued under the 2022 Equity Incentive Plan that vested upon issuance. After the transaction Mr. Eschner beneficially owns 72,500 common shares, comprised of 25,000 shares held by the Stanford Eschner Trust No. 1 (he holds investment and voting control), 25,000 shares held by Trio LLC (he serves as Executive Chairman and may be deemed to control), and 7,500 shares held directly by him, excluding the 15,000 newly issued restricted shares. The Form 4 was signed by Mr. Eschner on August 25, 2025.
Trio Petroleum Corp entered into a private convertible debt financing on August 15, 2025, issuing three unsecured convertible promissory notes with an aggregate principal of