Welcome to our dedicated page for TRIO PETROLEUM SEC filings (Ticker: TPET), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trio Petroleum Corp. (NYSE American: TPET) files a range of reports and current reports with the U.S. Securities and Exchange Commission that document its oil and gas activities, financing arrangements, and corporate actions. As an oil and gas exploration and development company with projects in California, Utah, Saskatchewan, and Alberta, its SEC filings provide detailed information on material agreements, asset acquisitions, capital structure changes, and governance decisions.
On this page, you can review Trio’s Form 8-K current reports, which the company uses to disclose material events such as asset purchase agreements for heavy oil and conventional oil properties in Canada, letters of intent and options related to heavy-oil and tar-sand projects in Utah, and transactions involving working interests in California oilfields. These filings typically describe the terms of asset purchases, including consideration paid in cash and restricted common stock, assumed liabilities, operator arrangements, and any related registration rights agreements.
Trio’s filings also outline its financing activities. Recent 8-Ks discuss unsecured convertible promissory notes issued to institutional investors, including principal amounts, conversion prices, maturity dates, and related registration rights agreements. Other filings describe the retirement of senior secured convertible notes and the termination of associated security interests, as well as an At Market Issuance Sales Agreement that allows the company to sell common stock from time to time under an effective shelf registration statement.
In addition, SEC reports cover corporate matters such as amendments to the company’s certificate of incorporation, changes to its 2022 Equity Incentive Plan, stockholder meeting results, and compensation arrangements for executives and consultants. Through these filings, investors can track how Trio structures its acquisitions, manages its capital, and implements governance decisions as it develops oil and gas assets in the United States and Canada.
Trio Petroleum Corp filed an update on its ongoing at-the-market stock offering under an existing shelf registration. The company previously entered into an At Market Issuance Sales Agreement with Ladenburg Thalmann & Co. Inc. to sell common stock from time to time.
The company has sequentially amended its prospectus supplement to reflect sales to date and the capacity limits under General Instruction I.B.6 of Form S-3. After Amendment No. 3, Trio Petroleum has $4,000,000 of common stock remaining available for sale (the “Placement Shares”). The maximum aggregate offering amount is $17,377,000, which includes common stock already sold for an aggregate sales price of $13,376,774 across 15,348,345 shares.
The filing also includes a legal opinion from Ellenoff Grossman & Schole LLP on the Placement Shares and references the existing ATM agreement with Ladenburg Thalmann & Co. Inc. as previously described.
Trio Corp amends its at-the-market program to permit up to $4,000,000 of additional common stock sales after filing Amendment No. 3 to the ATM prospectus supplement.
The company previously sold $13,376,774 of common stock under the ATM agreement, representing 15,348,345 shares. The filing states a public float of $52,138,296 based on 26,466,140 shares held by non-affiliates as of March 5, 2026 and a closing price of $1.97 per share on March 3, 2026. The Amendment reiterates that sales will be made through Ladenburg Thalmann & Co. Inc. as sales agent and that, pursuant to General Instruction I.B.6, sales in any 12-month period will not exceed one-third of the public float while the public float remains under $75,000,000.
Trio Petroleum Corp is updating its at-the-market common stock offering so that up to $6,485,000 of shares are now available for sale under its existing program. This follows two amendments to its prospectus supplement tied to a Form S-3 shelf registration.
After these changes, the maximum aggregate offering amount under the at-the-market program is $13,377,000, which includes $6,891,859 in previously sold common stock, representing 9,254,648 shares. The offering continues under an At Market Issuance Sales Agreement with Ladenburg Thalmann & Co. Inc. as sales agent.
Trio Corp amends its at-the-market prospectus supplement to set the remaining aggregate offering capacity at $6,485,000 of common stock pursuant to the ATM Agreement with Ladenburg Thalmann. The company previously sold $6,891,859 of common stock under the program, representing 9,254,648 shares sold in the prior 12-month period.
Trio states a public float of $40,133,713 based on March 3, 2026 and 20,372,443 shares held by non-affiliates at a closing price of $1.97. Pursuant to General Instruction I.B.6, sales will not exceed one-third of the public float in any 12-month period while public float is below $75,000,000.
Trio Petroleum Corp filed a current report describing an amendment to its at-the-market stock offering program with Ladenburg Thalmann & Co. Inc. as sales agent. The amendment updates the prospectus supplement so that, under General Instruction I.B.6, shares of common stock with an aggregate sales amount of $3,292,000 remain eligible for sale.
The filing states that the maximum aggregate offering amount under the at-the-market program is $6,892,542, which includes common stock previously sold for an aggregate sales price of $3,599,885, representing 7,344,372 shares. The report also files a legal opinion from Ellenoff Grossman & Schole LLP related to the placement shares and references the existing sales agreement dated January 9, 2026.
Trio Corp amends its ATM prospectus supplement to update the remaining capacity under its at-the-market program to $3,292,000, after previously selling $3,599,884.47 of common stock under the ATM. The company states it sold 7,344,372 shares for $3,599,884.47 in the prior 12-month period and may now offer shares having an aggregate offering price of up to $3,292,000 through Ladenburg Thalmann under the ATM Agreement.
The filing reports a public float of $20,677,627 based on 18,462,167 shares held by non-affiliates as of March 3, 2026 and a closing price of $1.12 per share as of March 2, 2026. Sales may occur on the NYSE American or other markets as at-the-market offerings; the Sales Agent has no obligation to sell a specific amount and will use commercially reasonable efforts under the ATM Agreement.
Trio Petroleum Corp director Thomas J. Pernice reported an open-market sale of company stock. On 02/12/2026, he sold 25,000 shares of Trio Petroleum Corp common stock, at an average price of $0.43640 per share, to cover taxes related to restricted stock issued to him in 2025. Following this transaction, he directly owns 217,750 shares of Trio Petroleum Corp common stock.
Trio Petroleum Corp’s Chief Executive Officer and director Robin A. Ross reported an open-market sale of 25,000 shares of common stock on February 11, 2026. The shares were sold at an average price of $0.4749 per share to cover taxes related to restricted stock issued to him in 2025.
Following this transaction, Ross directly beneficially owns 712,500 shares of Trio Petroleum common stock. The company indicated that a full breakdown of the sale prices for all shares in this transaction is available to the SEC upon request.
Trio Petroleum Corp director John W. Randall reported a sale of 20,000 shares of common stock on February 2, 2026 at an average price of $0.6391 per share. After this transaction, he held 155,500 shares directly. The sale was made to cover taxes related to restricted stock issued to him in 2025.
Trio Petroleum Corp’s chief executive, Robin A. Ross, has filed a Schedule 13D reporting his beneficial ownership in the company’s common stock. Ross beneficially owns 737,500 shares of Trio Petroleum common stock, representing 6.00% of the class, based on 12,300,752 shares outstanding as of January 16, 2026, as disclosed in the company’s latest annual report. He serves as Chief Executive Officer and a director, and the reported securities were issued to him in connection with his service under the company’s 2022 Equity Incentive Plan.
The filing also notes that 37,500 of Ross’s shares were sold on January 14, 2026, under a pre-arranged Rule 10b5-1 sales plan. Ross reports sole voting and dispositive power over the 737,500 shares, with no shared voting or dispositive authority.