Welcome to our dedicated page for Trio Petroleum SEC filings (Ticker: TPET), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trio Petroleum Corp. filings document the regulatory record of a public oil and gas exploration and development company. Recent 8-K reports describe at-the-market common stock sales under a Form S-3 registration statement, prospectus supplement amendments, material agreements tied to oil and gas assets, and other corporate events affecting capital structure and project activity.
The company’s proxy filings cover annual-meeting governance, director elections, shareholder voting matters and proposed amendments to its certificate of incorporation, including reverse stock split authority. These disclosures also provide formal records of common stock terms, board matters, financing mechanics, and public-company reporting obligations for TPET.
Trio Petroleum Corp entered a Settlement Agreement with McDermott Will & Schulte LLP to resolve an obligation to pay $392,700.23 in previously incurred legal fees. Instead of cash, Trio agreed to issue McDermott 446,149 restricted shares of its common stock as the settlement payment.
Trio will use commercially reasonable efforts to file a resale registration statement for these shares within twenty days after issuance and seek effectiveness within forty-five days. Once the resale registration statement is filed, both parties grant broad mutual releases from claims related to the fees and related matters. The share issuance was conducted as an unregistered private transaction relying on Section 4(a)(2) of the Securities Act.
Trio Petroleum Corp has scheduled its 2026 Annual Meeting of Stockholders to be held virtually on Thursday, May 21, 2026. Stockholders of record as of Thursday, March 26, 2026 will be entitled to receive notice of and vote at the meeting.
Because the meeting will occur more than 30 days before the prior year’s annual meeting anniversary, the company set a special deadline for stockholder proposals and director nominations. To be included in the proxy materials under Rule 14a-8, proposals and director nominations must arrive at the company’s Malibu office by the close of business on April 6, 2026 and comply with applicable laws and regulations.
Stockholders planning to solicit proxies in support of director nominees other than the company’s nominees must also provide the information required under Rule 14a-19 by April 6, 2026. Additional information about agenda items and virtual access will be provided in the forthcoming proxy statement.
Trio Petroleum Corp reported a smaller quarterly loss while rapidly expanding its Canadian oil footprint and strengthening liquidity. For the three months ended January 31, 2026, revenue rose to $122,193 from $10,819, driven by sales of about 3,020 barrels of oil from Saskatchewan, replacing minimal prior output from the discontinued McCool Ranch field.
The company posted a net loss of $1,012,629, improved from a $1,615,525 loss a year earlier, as stock-based compensation and interest expense declined. Total assets were $14.2M, including $13.2M of unproved oil and gas properties, while stockholders’ equity increased to $12.2M. Cash was $684,653 with a working-capital deficit of $0.9M as of January 31, 2026.
Trio raised about $395,000 via at-the-market share sales during the quarter and a further $18.6M in gross proceeds after quarter-end, and all remaining August 2025 convertible notes were subsequently converted to equity. Management concluded these post-quarter capital raises are sufficient to fund operations for at least twelve months and have alleviated prior going-concern doubt. Shares outstanding rose from 9.0 million at October 31, 2025 to 12.8 million at January 31, 2026, and to 31,931,250 by March 16, 2026, reflecting the ATM issuances, acquisitions paid in stock, and debt conversions.
Trio Petroleum Corp director Thomas J. Pernice reported open-market sales of company common stock. He sold 17,750 shares on October 1, 2025 and 25,000 shares on March 12, 2026, for a total of 42,750 shares sold.
Footnotes state these sales were made to cover taxes related to restricted stock issued to him in 2025. The shares were sold at average prices of $1.7518 and $1.0363, respectively. After the most recent transaction, he directly holds 175,000 Trio Petroleum common shares.
Trio Petroleum Corp Chief Executive Officer Robin A. Ross reported selling 25,000 shares of common stock on March 11, 2026. A footnote explains the sale’s purpose was to cover taxes related to restricted stock issued to him in 2025. After this transaction, he directly holds 687,500 shares.
Trio Petroleum Corp reported that it has filed Amendment No. 4 to its prospectus supplement for its at-the-market equity program with Ladenburg Thalmann as sales agent. Following this update, $1,641,000 of common stock (the Placement Shares) remains available for sale under the program.
The maximum aggregate offering amount under the ATM is now $19,018,000, which includes $17,375,884 of previously sold common stock, representing 18,139,045 shares already issued under the prospectus supplement, as amended.
Trio Corp amends its at-the-market prospectus supplement to update available capacity under its ATM program. The company states it may now sell up to $1,641,000 of common stock through Ladenburg Thalmann & Co., following prior net ATM sales of $17,375,884.
The filing discloses a public float of $57,050,838 based on 29,256,840 shares held by non-affiliates as of March 9, 2026 and applies General Instruction I.B.6 limiting sales to one-third of public float in any 12-month period while public float is below $75,000,000. It also reports 18,139,045 shares sold for $17,375,884 during the prior 12-month period.
Trio Petroleum Corp filed an update on its ongoing at-the-market stock offering under an existing shelf registration. The company previously entered into an At Market Issuance Sales Agreement with Ladenburg Thalmann & Co. Inc. to sell common stock from time to time.
The company has sequentially amended its prospectus supplement to reflect sales to date and the capacity limits under General Instruction I.B.6 of Form S-3. After Amendment No. 3, Trio Petroleum has $4,000,000 of common stock remaining available for sale (the “Placement Shares”). The maximum aggregate offering amount is $17,377,000, which includes common stock already sold for an aggregate sales price of $13,376,774 across 15,348,345 shares.
The filing also includes a legal opinion from Ellenoff Grossman & Schole LLP on the Placement Shares and references the existing ATM agreement with Ladenburg Thalmann & Co. Inc. as previously described.
Trio Corp amends its at-the-market program to permit up to $4,000,000 of additional common stock sales after filing Amendment No. 3 to the ATM prospectus supplement.
The company previously sold $13,376,774 of common stock under the ATM agreement, representing 15,348,345 shares. The filing states a public float of $52,138,296 based on 26,466,140 shares held by non-affiliates as of March 5, 2026 and a closing price of $1.97 per share on March 3, 2026. The Amendment reiterates that sales will be made through Ladenburg Thalmann & Co. Inc. as sales agent and that, pursuant to General Instruction I.B.6, sales in any 12-month period will not exceed one-third of the public float while the public float remains under $75,000,000.
Trio Petroleum Corp is updating its at-the-market common stock offering so that up to $6,485,000 of shares are now available for sale under its existing program. This follows two amendments to its prospectus supplement tied to a Form S-3 shelf registration.
After these changes, the maximum aggregate offering amount under the at-the-market program is $13,377,000, which includes $6,891,859 in previously sold common stock, representing 9,254,648 shares. The offering continues under an At Market Issuance Sales Agreement with Ladenburg Thalmann & Co. Inc. as sales agent.