Welcome to our dedicated page for TRIO PETROLEUM SEC filings (Ticker: TPET), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trio Petroleum Corp. (NYSE American: TPET) files a range of reports and current reports with the U.S. Securities and Exchange Commission that document its oil and gas activities, financing arrangements, and corporate actions. As an oil and gas exploration and development company with projects in California, Utah, Saskatchewan, and Alberta, its SEC filings provide detailed information on material agreements, asset acquisitions, capital structure changes, and governance decisions.
On this page, you can review Trio’s Form 8-K current reports, which the company uses to disclose material events such as asset purchase agreements for heavy oil and conventional oil properties in Canada, letters of intent and options related to heavy-oil and tar-sand projects in Utah, and transactions involving working interests in California oilfields. These filings typically describe the terms of asset purchases, including consideration paid in cash and restricted common stock, assumed liabilities, operator arrangements, and any related registration rights agreements.
Trio’s filings also outline its financing activities. Recent 8-Ks discuss unsecured convertible promissory notes issued to institutional investors, including principal amounts, conversion prices, maturity dates, and related registration rights agreements. Other filings describe the retirement of senior secured convertible notes and the termination of associated security interests, as well as an At Market Issuance Sales Agreement that allows the company to sell common stock from time to time under an effective shelf registration statement.
In addition, SEC reports cover corporate matters such as amendments to the company’s certificate of incorporation, changes to its 2022 Equity Incentive Plan, stockholder meeting results, and compensation arrangements for executives and consultants. Through these filings, investors can track how Trio structures its acquisitions, manages its capital, and implements governance decisions as it develops oil and gas assets in the United States and Canada.
Trio Petroleum Corp entered into a private convertible debt financing on August 15, 2025, issuing three unsecured convertible promissory notes with an aggregate principal of $1,200,000. Because of a 15% original issue discount, the company received a funding amount of $1,020,000 and net proceeds of $928,600 after paying placement and legal fees. The notes mature on February 15, 2026, can be prepaid without penalty, and must be repaid in part if Trio raises new equity, as investors may request up to 25% of gross proceeds for repayment. Holders can convert into common stock at the lesser of $1.32 or 90% of the lowest VWAP over five days, subject to a floor price initially set at $0.72 and an overall cap of 1,679,127 conversion shares, equal to 19.99% of the 8,399,839 shares outstanding on the closing date. The company agreed to strict limits on new equity and variable-rate transactions and granted registration rights for the conversion shares, with liquidated damages if filing or effectiveness deadlines are missed.
Trio Petroleum director Blake James Howard acquired 250,000 shares of the company's common stock on 08/01/2025 under the 2022 Equity Incentive Plan; the restricted stock vested upon issuance. The Form 4 shows Mr. Howard's beneficial ownership following the transaction as 262,500 shares.
The filing is reported as an individual Form 4 and is signed by the reporting person on 08/15/2025. The disclosure identifies the award as restricted stock granted under the 2022 Plan and confirms the shares vested immediately when issued.
William John Hunter, identified as a director of Trio Petroleum Corp. (TPET), reported an acquisition on Form 4 of 175,000 restricted shares awarded under the company’s 2022 Equity Incentive Plan. The filing states these restricted shares vested upon issuance and are recorded with a transaction date of 08/01/2025.
After the reported acquisition, Mr. Hunter is shown as beneficially owning 203,000 shares of Trio Petroleum in a direct capacity. The Form 4 shows no derivative securities reported and includes a footnote clarifying the 175,000 shares were restricted stock granted under the 2022 Plan.
Trio Petroleum director Thomas J. Pernice was awarded 250,000 restricted shares under the companys 2022 Equity Incentive Plan that vested upon issuance. The Form 4 reports the acquisition as of 08/01/2025 and shows his beneficial ownership following the transaction as 267,750 shares. The filing does not disclose a per-share price or the awards aggregate value.
This disclosure documents a director-level equity grant that immediately increases direct ownership. The form provides the class of security, the number of shares acquired and the updated beneficial ownership total, but it does not provide context such as the grants percentage of outstanding shares or related compensation details.
Trio Petroleum Corp. reported that Robin A. Ross, who serves as Chief Executive Officer and a director, was awarded 625,000 restricted shares under the company’s 2022 Equity Incentive Plan. The restricted stock vested upon issuance, so Ross acquired immediate beneficial ownership of those shares.
Following the award, Ross beneficially owned 787,751 shares. The transaction is reported on a Form 4 as a Section 16 disclosure and shows a transaction date of 08/01/2025. No derivative securities were reported in the filing and no cash purchase was indicated.
Gregory L. Overholtzer, Chief Financial Officer of Trio Petroleum Corp. (TPET), reported an equity award that changed his beneficial ownership. The Form 4 shows a transaction dated 08/01/2025 in which Mr. Overholtzer was awarded 62,500 restricted shares under the company’s 2022 Equity Incentive Plan and those restricted shares vested upon issuance. The Form 4 table reports his beneficial ownership following the reported transaction as 77,500 shares of common stock. The filing records this as an acquisition of common stock under the equity plan and contains an explanatory note that the restricted stock vested upon issuance.
Randall John W., a director of Trio Petroleum Corp. (TPET), reported changes in his beneficial ownership on a Form 4. On 06/25/2025 he sold 12,000 shares of common stock at an average price of $1.2455, after which the filing shows he directly held 4,000 shares.
On 08/01/2025 he was awarded 175,000 restricted shares under the 2022 Equity Incentive Plan that vested upon issuance, bringing his reported direct beneficial ownership to 179,000 shares. The filer notes the detailed price breakdown for the sale is available to the SEC on request and signed the form on 08/11/2025.
Trio Petroleum Corp. (TPET) filed an 8-K announcing several compensation-related board actions dated 1 Aug 2025.
- Vice-Chairman & Director Stanford Eschner resigned effective immediately; the board cites no disagreement. He will remain a consultant through 31 Dec 2025 for $4,267 per month plus a 15,000-share grant.
- CEO Robin Ross received a 33 % base-salary increase to $400,000, a $150,000 cash bonus, and a one-time award of 625,000 shares.
- CFO Gregory Overholtzer was granted 62,500 shares.
The equity issuances total 702,500 new shares under the 2022 Equity Incentive Plan. No operating or financial results were disclosed.
Trio Petroleum Corp (TPET) has filed a Form 144 notice for a proposed sale of securities. An insider plans to sell 12,000 shares of common stock with an aggregate market value of $14,946.00, through broker Oppenheimer & Co.
The securities were originally acquired on June 25, 2024 as compensation from the issuer. The planned sale represents approximately 0.16% of the company's total outstanding shares of 7,522,499. The transaction is scheduled to occur on the NYSE around June 25, 2025.
Key points:
- Share price implied by filing: ~$1.25 per share
- No other securities were sold by the same person in the past 3 months
- Shares were acquired through compensation arrangement, not purchased