[144] Trio Petroleum Corp SEC Filing

Rhea-AI Filing Summary

Trio Petroleum Corp (TPET) submitted a Rule 144 notice reporting a proposed sale of 17,750 common shares through Oppenheimer & Co. on the NASDAQ with an aggregate market value listed as $18,389. The filing states total shares outstanding of 8,440,849, and an approximate sale date of 10/01/2025. The shares to be sold were acquired as stock grants: 12,500 shares granted on 10/21/2024 and 5,250 shares granted on 09/02/2023. The filer reports no securities sold in the past three months and includes the standard representation that no undisclosed material adverse information is known.

Insights

Securities Analyst

TL;DR: Routine insider Rule 144 notice for stock-grant sales; limited direct market impact given small size relative to outstanding shares.

The filing documents a proposed sale of 17,750 shares, representing a small fraction of the issuer's 8.44 million shares outstanding. The shares originated from two issuer stock grants in 2023 and 2024, indicating these are controlled or restricted shares becoming eligible for public sale under Rule 144. There are no prior sales reported in the past three months. From a market-movements perspective, the size and aggregate value reported are modest and unlikely to materially affect trading or valuation absent additional disclosures.

Corporate Governance Expert

TL;DR: Routine disclosure aligns with compliance expectations; includes issuer representation about material nonpublic information.

The notice complies with Rule 144 reporting by identifying the broker, sale amount, and acquisition history for the securities. The filer asserts they are not aware of undisclosed material adverse information, and no 10b5-1 plan or other trading plan details are provided. For governance review, the filing indicates standard insider liquidity activity rather than governance changes or material corporate events.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	Oppenheimer & Co Inc 360 Knollwood St Winston Salem NC 27102	17750	18389.00	8440849	10/01/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common	10/21/2024	stock grant	issuer			12500	10/21/2024	N/A
common	09/02/2023	stock grant	issuer			5250	09/02/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does TPET's Form 144 report?

The filing reports a proposed sale of 17,750 common shares via Oppenheimer on the NASDAQ with an approximate sale date of 10/01/2025.

How many TPET shares outstanding are reported?

The document lists total shares outstanding as 8,440,849.

When were the shares being sold acquired?

The shares were acquired as stock grants: 12,500 on 10/21/2024 and 5,250 on 09/02/2023.

Has the filer sold TPET securities in the past three months?

The filing states Nothing to Report for securities sold during the past three months.

Does the filing indicate undisclosed material information?

The filer represents by signature that they do not know of any material adverse information that has not been publicly disclosed.