STOCK TITAN

TriplePoint Venture Growth (TPVG) corrects 10b5-1 insider share purchase data

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider reporting has been updated. A Form 4/A shows that TriplePoint Capital LLC, an entity through which the company’s Chief Executive Officer and director has indirect ownership, corrected the size of an automatic purchase made under a Rule 10b5-1 trading plan on 12/30/2025. The filing states that the actual number of common shares bought was 39,814 at a price of $6.4438 per share, rather than the previously reported 25,000 shares at $6.45. Following this correction, indirect beneficial ownership is reported as 1,779,368 shares held by TriplePoint Capital LLC.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
12/31/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/30/2025 P 39,814(1) A $6.4438(2) 1,779,368(3) I By TriplePoint Capital LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Previously, it was reported that 25,000 shares were automatically purchased pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025. However, after a correction, the actual number of shares purchased was 39,814.
2. Previously reported at $6.45.
3. Previously reported as 1,764,554.
Remarks:
/s/ James P. Labe 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the latest Form 4/A for TPVG disclose?

The Form 4/A discloses a correction to a previously reported insider transaction, updating the number of TriplePoint Venture Growth BDC Corp. common shares and price for a 12/30/2025 purchase made under a Rule 10b5-1 trading plan.

How many TPVG shares were actually purchased in the corrected transaction?

The corrected filing states that 39,814 TPVG common shares were purchased on 12/30/2025 under a Rule 10b5-1 trading plan.

What price was reported for the corrected TPVG share purchase?

The shares were reported as purchased at a price of $6.4438 per share, instead of the previously reported $6.45.

What was wrong in the earlier insider report for TPVG?

The earlier report stated that 25,000 shares were purchased at $6.45. The amendment clarifies that the actual number was 39,814 shares at $6.4438.

How many TPVG shares are now reported as beneficially owned after the correction?

After the corrected transaction, indirect beneficial ownership is reported as 1,779,368 TPVG common shares held by TriplePoint Capital LLC.

Whose holdings in TPVG are reported in this Form 4/A?

The filing reports indirect holdings of the Chief Executive Officer and director of TriplePoint Venture Growth BDC Corp. through TriplePoint Capital LLC.

Triplepoint Ven

NYSE:TPVG

TPVG Rankings

TPVG Latest News

TPVG Latest SEC Filings

TPVG Stock Data

271.49M
39.81M
1.45%
10.24%
5.67%
Asset Management
Financial Services
Link
United States
MENLO PARK