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TriplePoint Venture Growth BDC Corp. (TPVG) amends insider trade details

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider filing corrects a prior share purchase report. The amendment clarifies that an affiliated entity, TriplePoint Capital LLC, purchased 39,814 shares of common stock on 12/30/2025 under a Rule 10b5-1 trading plan, rather than the previously reported 25,000 shares. The corrected average purchase price is stated as $6.4438 per share, instead of the earlier figure of $6.45. Following this correction, the reporting person is shown as indirectly beneficially owning 1,779,368 shares through TriplePoint Capital LLC, rather than the previously reported 1,764,554 shares. The filing notes that the reporting person is a director and serves as President and CIO of TriplePoint Venture Growth BDC Corp.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
12/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
12/31/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/30/2025 P 39,814(1) A $6.4438(2) 1,779,368(3) I By TriplePoint Capital LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Previously, it was reported that 25,000 shares were automatically purchased pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025. However, after a correction, the actual number of shares purchased was 39,814.
2. Previously reported at $6.45.
3. Previously reported as 1,764,554.
Remarks:
/s/ Sajal K. Srivastava 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction was corrected in the TPVG Form 4/A filing?

The filing corrects an earlier report of an insider purchase of TriplePoint Venture Growth BDC Corp. common stock on 12/30/2025. It clarifies that TriplePoint Capital LLC purchased 39,814 shares, not 25,000 as previously reported.

What is the corrected purchase price per share in the TPVG insider filing?

The amended filing states that the common stock was purchased at an average price of $6.4438 per share, correcting a previously reported price of $6.45.

How many TPVG shares does the reporting person now beneficially own after the correction?

After the corrected transaction, the reporting person is shown as indirectly beneficially owning 1,779,368 shares of TriplePoint Venture Growth BDC Corp. common stock through TriplePoint Capital LLC, instead of the previously reported 1,764,554 shares.

Who is the reporting person in this TPVG Form 4/A and what is their role?

The reporting person is Sajal K. Srivastava, who is identified as a director and as President and CIO of TriplePoint Venture Growth BDC Corp.

Was the TPVG share purchase made under a Rule 10b5-1 trading plan?

Yes. The filing explains that the shares were automatically purchased pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Is the TPVG insider ownership reported as direct or indirect?

The ownership is reported as indirect (I), held by TriplePoint Capital LLC, rather than directly by the individual.

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TPVG Stock Data

268.25M
39.81M
1.45%
10.24%
5.67%
Asset Management
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United States
MENLO PARK