TriplePoint Venture Growth BDC (TPVG) insider logs Rule 10b5-1 stock purchases

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider filings show automatic share purchases tied to an existing trading plan. Director and President/CIO Sajal K. Srivastava reported that TriplePoint Capital LLC, an entity associated with him, bought 40,000 shares of common stock at $6.6997 on January 5, 2026 and 34,000 shares at $6.6143 on January 6, 2026, both coded as open-market purchases. After these trades, he reports indirect beneficial ownership of 1,910,980 shares through TriplePoint Capital LLC, while directly holding 306,975.886 shares, which include shares received through TPVG's dividend reinvestment plan. The filing notes that the purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025, and includes a standard disclaimer limiting his beneficial ownership to his pecuniary interest.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Srivastava Sajal

(Last) (First) (Middle)

C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.

2755 SANDHILL ROAD, SUITE 150

(Street)

MENLO PARK CA 94025

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CIO

3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/05/2026		P		40,000	A	$6.6997	1,876,980(1)	I(2)	By TriplePoint Capital LLC
Common Stock	01/06/2026		P		34,000	A	$6.6143	1,910,980(1)	I(2)	By TriplePoint Capital LLC
Common Stock								306,975.886(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

Remarks:

	/s/ Sajal K. Srivastava	01/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did TPVG report for January 2026?

The filing reports that an entity associated with TPVG director and President/CIO Sajal K. Srivastava, TriplePoint Capital LLC, purchased 40,000 TPVG common shares at $6.6997 on January 5, 2026 and 34,000 shares at $6.6143 on January 6, 2026, both as open-market purchases.

Who is the reporting person in this TPVG Form 4 filing?

The reporting person is Sajal K. Srivastava, a director and officer of TriplePoint Venture Growth BDC Corp., serving as President and CIO.

Were the TPVG insider share purchases made under a Rule 10b5-1 plan?

Yes. The filing states that the reported purchases occurred automatically under a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

How many TPVG shares does the insider report owning after these transactions?

After the reported trades, Sajal K. Srivastava reports indirect beneficial ownership of 1,910,980 TPVG common shares through TriplePoint Capital LLC, and direct ownership of 306,975.886 shares.

How are the indirect TPVG holdings structured in this Form 4?

The indirect holdings are reported as being owned "By TriplePoint Capital LLC", with Srivastava as the reporting person. A footnote states he disclaims beneficial ownership of these securities except to the extent of his pecuniary interest.

Does the TPVG Form 4 mention dividend reinvestment plan shares?

Yes. A footnote explains that the 306,975.886 directly held shares include TPVG common stock received through the company’s dividend reinvestment plan.