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TriplePoint Venture Growth BDC (TPVG) President Srivastava reports insider stock purchases

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider Sajal K. Srivastava, who serves as Director and President and CIO, reported recent stock purchases. On 12/03/2025, an indirect account "By TriplePoint Capital LLC" acquired 24,000 shares of common stock at a price of $6.5691 per share. On 12/04/2025, the same indirect account acquired an additional 47,713 shares at $6.6247 per share. Following these transactions, 1,270,479 shares of common stock are reported as indirectly beneficially owned by TriplePoint Capital LLC, and 301,383.98 shares are reported as directly beneficially owned, which includes shares received through TPVG's dividend reinvestment plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/03/2025 P 24,000 A $6.5691 1,222,766(1) I By TriplePoint Capital LLC
Common Stock 12/04/2025 P 47,713 A $6.6247 1,270,479(1) I By TriplePoint Capital LLC
Common Stock 301,383.98(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 12/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction was reported for TPVG in this Form 4?

The Form 4 reports that Sajal K. Srivastava, a Director and President and CIO of TriplePoint Venture Growth BDC Corp. (TPVG), reported purchases of the company’s common stock through an indirect account and updated his beneficial ownership.

How many TPVG shares did Sajal K. Srivastava indirectly purchase and at what prices?

On 12/03/2025, an indirect account acquired 24,000 TPVG shares at $6.5691 per share. On 12/04/2025, it acquired an additional 47,713 shares at $6.6247 per share.

What is Sajal K. Srivastava’s reported indirect TPVG share ownership after these trades?

After the reported transactions, 1,270,479 shares of TPVG common stock are reported as indirectly beneficially owned by TriplePoint Capital LLC.

How many TPVG shares does Sajal K. Srivastava directly own?

The filing reports 301,383.98 shares of TPVG common stock as directly beneficially owned, and this amount includes shares received through TPVG's dividend reinvestment plan.

In what capacity is Sajal K. Srivastava related to TriplePoint Venture Growth BDC Corp. (TPVG)?

Sajal K. Srivastava is reported as a Director and an Officer of TPVG, serving as President and CIO.

Are all of the reported TPVG shares considered beneficially owned by Sajal K. Srivastava?

The filing states that the reporting person disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest, and that their inclusion does not constitute an admission of beneficial ownership.

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271.49M
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1.45%
10.24%
5.67%
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