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TriplePoint Venture Growth (TPVG) President Sajal Srivastava reports 100K share purchase

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider Sajal K. Srivastava, who serves as a director and as President and Chief Investment Officer, reported open-market purchases of the company’s common stock. On 12/01/2025, an affiliated entity, TriplePoint Capital LLC, bought 50,000 shares at a price of $6.3982 per share. On 12/02/2025, TriplePoint Capital LLC bought an additional 50,000 shares at a price of $6.371 per share.

After these transactions, Mr. Srivastava reported 1,198,766 shares of common stock held indirectly through TriplePoint Capital LLC and 301,383.98 shares held directly. He disclaims beneficial ownership of the indirectly held shares except to the extent of his pecuniary interest, and some directly held shares include stock received through the company’s dividend reinvestment plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/01/2025 P 50,000 A $6.3982 1,148,766(1) I By TriplePoint Capital LLC
Common Stock 12/02/2025 P 50,000 A $6.371 1,198,766(1) I By TriplePoint Capital LLC
Common Stock 301,383.98(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 12/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TPVG report for Sajal K. Srivastava?

Sajal K. Srivastava reported buying 50,000 TPVG common shares on 12/01/2025 and another 50,000 shares on 12/02/2025 through TriplePoint Capital LLC.

At what prices were the TPVG shares purchased in this Form 4 filing?

The purchases were reported at prices of $6.3982 per share on 12/01/2025 and $6.371 per share on 12/02/2025.

How many TPVG shares does Sajal K. Srivastava report owning after these transactions?

After the reported trades, he reports 1,198,766 shares of TPVG common stock held indirectly through TriplePoint Capital LLC and 301,383.98 shares held directly.

What is Sajal K. Srivastava’s role at TriplePoint Venture Growth BDC Corp. (TPVG)?

He is reported as a director of TPVG and as an officer, holding the titles of President and Chief Investment Officer.

How are some of Sajal K. Srivastava’s TPVG shares obtained?

The directly held position includes TPVG common stock received through the company’s dividend reinvestment plan, as stated in the explanation of responses.

Does Sajal K. Srivastava claim full beneficial ownership of all indirectly held TPVG shares?

No. He disclaims beneficial ownership of the indirectly held shares except to the extent of his pecuniary interest in those securities.

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TPVG Stock Data

271.49M
39.81M
1.45%
10.24%
5.67%
Asset Management
Financial Services
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United States
MENLO PARK