TriplePoint CEO reports 313,865-share TPVG buy
CEO and director James Labe reported a large indirect purchase of TPVG common stock through TriplePoint Capital LLC, increasing that entity’s attributed holdings.
Rhea-AI Filing Summary
TriplePoint Venture Growth BDC Corp. (TPVG) director and Chief Executive Officer James Labe reported that an affiliated entity, TriplePoint Capital LLC, purchased 313,865.22 shares of common stock on September 18, 2026 at $4.7061 per share in an open-market or private transaction. Following this purchase, TriplePoint Capital LLC held 2,312,354.22 shares indirectly attributed to Labe, for which he disclaims beneficial ownership beyond his pecuniary interest. Separate holding entries show 250 shares held indirectly in children’s custodian trust accounts and 245,325.667 shares held directly, including shares received through TPVG’s dividend reinvestment plan. No Rule 10b5-1 trading plan is reported for these transactions.
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Insights
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Insider Trade Summary
Net Buyer: 313,865.22 shares
Net Buy
3 txns
Insider
Labe James
Role
Chief Executive Officer
Bought
313,865.22 shs ($1.48M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1 | 313,865.22 | $4.7061 | $1.48M |
| holding | Common Stock F1 | -- | -- | -- |
| holding | Common Stock F2 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 2,312,354.22 shares (Indirect, By TriplePoint Capital LLC);
Common Stock — 250 shares (Indirect, Held in children's custodian trust accounts);
Common Stock — 245,325.667 shares (Direct)
Footnotes (2)
- F1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
- F2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Key Figures
Shares purchased: 313,865.22 shares
Purchase price per share: $4.7061 per share
Indirect holdings via TriplePoint Capital LLC: 2,312,354.22 shares
+3 more
6 metrics
Shares purchased
313,865.22 shares
Common stock purchased on September 18, 2026 by TriplePoint Capital LLC
Purchase price per share
$4.7061 per share
Price for the 313,865.22 TPVG shares bought on September 18, 2026
Indirect holdings via TriplePoint Capital LLC
2,312,354.22 shares
Total TPVG common shares indirectly attributed to Labe after the purchase
Direct holdings
245,325.667 shares
TPVG common stock held directly by James Labe, including DRIP shares
Children’s custodian trust holdings
250 shares
TPVG common stock held indirectly in children’s custodian trust accounts
Net buy direction
313,865.22 shares net buy
Form 4 transaction summary for September 18, 2026
Key Terms
beneficial ownership, pecuniary interest, dividend reinvestment plan, Rule 10b5-1
4 terms
beneficial ownership regulatory
"The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein"
dividend reinvestment plan financial
"Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan"
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
Rule 10b5-1 regulatory
"No Rule 10b5-1 trading plan is reported for these transactions"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction in TPVG did CEO James Labe report?
James Labe reported that TriplePoint Capital LLC purchased 313,865.22 shares of TPVG common stock on September 18, 2026 at $4.7061 per share in an open-market or private transaction, with the position attributed to him as an indirect holding.
Does the TPVG Form 4 state that trades were under a Rule 10b5-1 plan?
No. The filing indicates that no Rule 10b5-1 trading plan is reported for the September 18, 2026 TPVG common stock purchase by TriplePoint Capital LLC associated with James Labe.
What is the reported purchase price for James Labe’s TPVG insider buy?
The filing reports a purchase price of $4.7061 per share for the 313,865.22 TPVG shares bought on September 18, 2026 by TriplePoint Capital LLC, attributed as an indirect holding of James Labe.
AI-generated analysis. How Rhea-AI works. Not financial advice.
