TriplePoint Venture Growth president sells 313K shares

TriplePoint Venture Growth BDC Corp.’s president and CIO sold his remaining common shares in a single open-market or private transaction.

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. (TPVG) reported that President and CIO, Sajal Srivastava, sold 313,865 shares of Common Stock on September 18, 2026, in a sale described as an open market or private transaction at a price of $4.71 per share. Following this transaction, he reported holding no shares directly. No Rule 10b5-1 trading plan is indicated.

Insider Trade Summary

Net Seller: 313,865.22 shares

Net Sell 1 txn

Insider Srivastava Sajal

Role President and CIO

Sold 313,865.22 shs ($1.48M)

Type	Security	Shares	Price	Value
Sale	Common Stock	313,865.22	$4.7061	$1.48M

Holdings After Transaction: Common Stock — 0 shares (Direct)

Key Figures

Shares sold: 313,865 shares Sale price per share: $4.7061 per share Shares held after transaction: 0 shares +2 more

5 metrics

Shares sold 313,865 shares Common Stock sale on September 18, 2026

Sale price per share $4.7061 per share Common Stock transaction on September 18, 2026

Shares held after transaction 0 shares Direct TPVG Common Stock holdings following the September 18, 2026 sale

Net shares sold 313,865 shares Net change in buy/sell activity reported in this Form 4

Transactions reported 1 transaction Single non-derivative sale of Common Stock

Key Terms

Common Stock, open market or private transaction, Rule 10b5-1 trading plan

3 terms

Common Stock financial

"reported that President and CIO, Sajal Srivastava, sold 313,865 shares of Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open market or private transaction financial

"a sale described as an open market or private transaction at a price"

Rule 10b5-1 trading plan regulatory

"No Rule 10b5-1 trading plan is indicated"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did TPVG disclose for Sajal Srivastava?

TPVG disclosed that President and CIO Sajal Srivastava sold 313,865 shares of Common Stock on September 18, 2026, in a sale described as an open market or private transaction at $4.71 per share.

How many TPVG shares did Sajal Srivastava hold after the reported sale?

After the September 18, 2026 transaction, Sajal Srivastava reported holding 0 shares of TPVG Common Stock directly.

What was the price for the TPVG shares sold by Sajal Srivastava?

The reported sale of TPVG Common Stock by Sajal Srivastava was executed at a price of $4.7061 per share, recorded as a per-share amount for the transaction.

Was the TPVG insider sale made under a Rule 10b5-1 trading plan?

No. The filing indicates that the Rule 10b5-1 checkbox was not marked, so the reported sale by Sajal Srivastava was not affirmed as made under a Rule 10b5-1 trading plan.

What role does the insider have at TPVG in this Form 4 filing?

In the Form 4 filing, Sajal Srivastava is identified as TPVG’s President and Chief Investment Officer (CIO) and a director of the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/22/2026 - 04:42 PM Accepted by SEC EDGAR 09/22/2026 - 04:42 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Srivastava Sajal

(Last) (First) (Middle)

C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.

2735 SANDHILL ROAD, SUITE 100

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CIO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/18/2026		S		313,865.22	D	$4.7061	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Sajal K. Srivastava	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)