STOCK TITAN

TriplePoint Venture Growth (TPVG) executive reports new stock buys and holdings

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider trading report: President, CIO and director Sajal K. Srivastava reported open‑market purchases of the company’s common stock made through TriplePoint Capital LLC. On 12/29/2025, 27,410 shares were purchased at $6.3448 per share, and on 12/30/2025, 25,000 shares were purchased at $6.45 per share. Following these transactions, 1,764,554 shares are beneficially owned indirectly through TriplePoint Capital LLC, and 301,383.98 shares are held directly. The filing notes that the purchases on behalf of TriplePoint Capital LLC occurred automatically under a Rule 10b5-1 trading plan adopted on November 6, 2025, and that the holdings include shares received through the company’s dividend reinvestment plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
12/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/29/2025 P 27,410 A $6.3448 1,739,554(1) I(2) By TriplePoint Capital LLC
Common Stock 12/30/2025 P 25,000 A $6.45 1,764,554(1) I(2) By TriplePoint Capital LLC
Common Stock 301,383.98(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 12/31/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TPVG report for Sajal K. Srivastava?

The report shows that Sajal K. Srivastava, President, CIO and director of TriplePoint Venture Growth BDC Corp. (TPVG), reported purchases of common stock on behalf of TriplePoint Capital LLC on 12/29/2025 and 12/30/2025.

How many TPVG shares were purchased and at what prices?

On 12/29/2025, 27,410 shares of TPVG common stock were purchased at $6.3448 per share. On 12/30/2025, 25,000 shares were purchased at $6.45 per share.

How many TPVG shares does Sajal K. Srivastava beneficially own after these transactions?

After the reported transactions, Sajal K. Srivastava reports beneficial ownership of 1,764,554 TPVG shares indirectly through TriplePoint Capital LLC and 301,383.98 TPVG shares held directly.

Were the TPVG share purchases made under a Rule 10b5-1 trading plan?

Yes. The filing states that the reported purchases of TPVG shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Does the insider claim full beneficial ownership of all reported TPVG shares?

No. The filing states that the reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and that including these shares does not constitute an admission of beneficial ownership.

What portion of Sajal K. Srivastava’s TPVG holdings comes from dividend reinvestment?

The filing explains that the reported holdings include shares of common stock received pursuant to TPVG's dividend reinvestment plan, contributing to the total direct ownership figure.

Triplepoint Ven

NYSE:TPVG

TPVG Rankings

TPVG Latest News

TPVG Latest SEC Filings

TPVG Stock Data

259.37M
39.81M
1.45%
10.24%
5.67%
Asset Management
Financial Services
Link
United States
MENLO PARK