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TriplePoint Venture Growth (TPVG) CEO Labe discloses Rule 10b5-1 stock buys

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider James P. Labe, who serves as Chief Executive Officer and a director, reported recent open‑market purchases of the company’s common stock. On 12/18/2025, an indirect account purchased 25,000 shares at a price of $6.3019 per share, and on 12/19/2025 it purchased 29,000 shares at $6.2506 per share, both reported as acquisitions. Following these transactions, 1,594,978 shares are reported as indirectly owned through TriplePoint Capital LLC, 250 shares are held in children’s custodian trust accounts, and 236,690.738 shares are directly owned, including shares acquired through the company’s dividend reinvestment plan. The filing notes that the purchases occurred automatically under a Rule 10b5‑1 trading plan adopted on November 6, 2025, and that Labe disclaims beneficial ownership beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/18/2025 P 25,000 A $6.3019 1,565,978(1) I(2) By TriplePoint Capital LLC
Common Stock 12/19/2025 P 29,000 A $6.2506 1,594,978(1) I(2) By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 236,690.738(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.
3. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 12/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TPVG report in this Form 4?

The report shows that Chief Executive Officer and director James P. Labe, through an indirect account, acquired 25,000 TPVG common shares on 12/18/2025 at $6.3019 and 29,000 shares on 12/19/2025 at $6.2506 per share.

How many TPVG shares does James P. Labe beneficially own after these transactions?

After the reported purchases, Labe reports indirect ownership of 1,594,978 TPVG shares through TriplePoint Capital LLC, 250 shares held in children’s custodian trust accounts, and direct ownership of 236,690.738 shares.

What is the relationship of the reporting person to TPVG?

The reporting person, James P. Labe, is both a director and the Chief Executive Officer of TriplePoint Venture Growth BDC Corp.

Were the TPVG insider share purchases made under a Rule 10b5-1 trading plan?

Yes. The filing explains that the reported purchases occurred automatically pursuant to a Rule 10b5‑1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

How are some of James P. Labe’s TPVG shares held indirectly?

Indirect holdings include shares held by TriplePoint Capital LLC and 250 shares held in children’s custodian trust accounts. The filing states that Labe disclaims beneficial ownership except to the extent of his pecuniary interest.

Does this TPVG Form 4 include any derivative securities?

The Form 4 includes a table for derivative securities, but no specific derivative transactions or positions are listed in the provided content.

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TPVG Stock Data

257.35M
39.81M
1.45%
10.24%
5.67%
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United States
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