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TPVG President/CIO reports new stock purchases in November 2025

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. (TPVG) insider activity: Director and President/CIO Sajal K. Srivastava reported open-market purchases of TPVG common stock through TriplePoint Capital LLC. On 11/21/2025, an indirect account bought 39,760 shares at an average price of $6.2954 per share, and on 11/24/2025 it bought 50,000 shares at an average price of $6.3145 per share, both coded as purchases. Following these transactions, 1,018,898 shares are reported as indirectly owned by TriplePoint Capital LLC, and 301,383.98 shares are reported as directly owned. The filing notes that some shares were received through TPVG's dividend reinvestment plan and that the reporting person disclaims beneficial ownership beyond his pecuniary interest.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/21/2025 P 39,760 A $6.2954 968,898(1) I By TriplePoint Capital LLC
Common Stock 11/24/2025 P 50,000 A $6.3145 1,018,898(1) I By TriplePoint Capital LLC
Common Stock 301,383.98(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 11/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TPVG report for Sajal K. Srivastava?

The report shows that Sajal K. Srivastava, a director and President/CIO of TriplePoint Venture Growth BDC Corp. (TPVG), reported purchases of TPVG common stock on two dates in November 2025.

How many TPVG shares were purchased in the latest insider filings?

On 11/21/2025, an indirect account bought 39,760 shares at $6.2954 per share, and on 11/24/2025 it bought 50,000 shares at $6.3145 per share.

What is the insider’s reported TPVG ownership after these transactions?

After the reported transactions, the filing lists 1,018,898 shares of TPVG common stock as indirectly owned through TriplePoint Capital LLC and 301,383.98 shares as directly owned.

How are the TPVG shares held by Sajal K. Srivastava characterized?

The filing states that the reporting person disclaims beneficial ownership of the indirectly held shares except to the extent of his pecuniary interest, and that some shares were received under TPVG's dividend reinvestment plan.

What is the relationship of the reporting person to TPVG?

Sajal K. Srivastava is identified as a Director and as an Officer of TPVG, with the title President and CIO.

Is this TPVG insider Form 4 filed for one or multiple reporting persons?

The Form 4 indicates that it is filed by one reporting person, covering the transactions and holdings of Sajal K. Srivastava.

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TPVG Stock Data

257.35M
39.81M
1.45%
10.24%
5.67%
Asset Management
Financial Services
Link
United States
MENLO PARK