STOCK TITAN

[Form 4] TRIPLEPOINT VENTURE GROWTH BDC CORP. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Sajal K. Srivastava, President and CIO and a director of TriplePoint Venture Growth BDC Corp. (TPVG), reported purchases of the issuer's common stock on 08/26/2025 and 08/27/2025. On 08/26/2025 he purchased 27,988 shares at $6.4777 per share and on 08/27/2025 he purchased 53,160 shares at $6.6286 per share. The filing shows 325,645 shares and 378,805 shares reported as indirectly owned by the reporting person through TriplePoint Capital LLC following those transactions, and 295,889.56 shares reported as directly owned, which includes shares received under TPVG's dividend reinvestment plan. The report includes the reporting person's disclaimer that he disclaims beneficial ownership except to the extent of his pecuniary interest.

Sajal K. Srivastava, presidente e CIO nonché amministratore di TriplePoint Venture Growth BDC Corp. (TPVG), ha segnalato acquisti di azioni ordinarie dell'emittente il 26/08/2025 e il 27/08/2025. Il 26/08/2025 ha acquistato 27.988 azioni a $6.4777 ciascuna e il 27/08/2025 ha acquistato 53.160 azioni a $6.6286 ciascuna. La comunicazione indica che, dopo tali operazioni, risultano 325.645 azioni e 378.805 azioni detenute indirettamente dalla persona che effettua la segnalazione tramite TriplePoint Capital LLC, e 295.889,56 azioni detenute direttamente, comprensive delle azioni ottenute tramite il piano di reinvestimento dei dividendi di TPVG. Il rapporto riporta inoltre la dichiarazione in cui la persona che segnala rinuncia a riconoscere la titolarità beneficiaria salvo per la misura del proprio interesse pecuniario.

Sajal K. Srivastava, presidente y CIO y miembro del directorio de TriplePoint Venture Growth BDC Corp. (TPVG), informó compras de acciones ordinarias del emisor el 26/08/2025 y el 27/08/2025. El 26/08/2025 adquirió 27.988 acciones a $6.4777 por acción y el 27/08/2025 adquirió 53.160 acciones a $6.6286 por acción. La presentación muestra que, tras esas transacciones, hay 325.645 acciones y 378.805 acciones declaradas como indirectamente poseídas por la persona informante a través de TriplePoint Capital LLC, y 295.889,56 acciones declaradas como poseídas directamente, que incluyen acciones recibidas bajo el plan de reinversión de dividendos de TPVG. El informe incluye la renuncia del informante a la condición de propietario beneficiario salvo en la medida de su interés pecuniario.

Sajal K. Srivastava는 TriplePoint Venture Growth BDC Corp.(TPVG)의 사장 겸 CIO이자 이사로서 2025-08-262025-08-27에 발행사의 보통주를 매수했다고 보고했습니다. 2025-08-26에는 주당 $6.477727,988주를, 2025-08-27에는 주당 $6.628653,160주를 매수했습니다. 보고서에 따르면 해당 거래 후 신고인은 TriplePoint Capital LLC를 통해 간접 보유한 주식이 325,645주 및 378,805주로 표시되었고, 직접 보유한 주식은 배당 재투자 계획을 포함하여 295,889.56주로 보고되었습니다. 또한 보고서에는 신고인이 자신의 금전적 이익 범위를 제외하고 실소유권을 부인한다는 면책 문구가 포함되어 있습니다.

Sajal K. Srivastava, président et CIO ainsi que administrateur de TriplePoint Venture Growth BDC Corp. (TPVG), a déclaré des achats d'actions ordinaires de l'émetteur les 26/08/2025 et 27/08/2025. Le 26/08/2025, il a acheté 27 988 actions à $6.4777 l'une et le 27/08/2025 53 160 actions à $6.6286 l'une. Le dépôt indique qu'après ces opérations, 325 645 actions et 378 805 actions sont déclarées comme détenues indirectement par la personne déclarante via TriplePoint Capital LLC, et que 295 889,56 actions sont déclarées détenues directement, incluant les actions reçues dans le cadre du plan de réinvestissement des dividendes de TPVG. Le rapport contient également la clause de non-responsabilité de la personne déclarante, selon laquelle elle décline la qualité de propriétaire bénéficiaire sauf dans la mesure de son intérêt pécuniaire.

Sajal K. Srivastava, Präsident und CIO sowie Direktor von TriplePoint Venture Growth BDC Corp. (TPVG), meldete Käufe von Stammaktien des Emittenten am 26.08.2025 und 27.08.2025. Am 26.08.2025 erwarb er 27.988 Aktien zu je $6.4777 und am 27.08.2025 53.160 Aktien zu je $6.6286. Die Meldung weist aus, dass nach diesen Transaktionen 325.645 und 378.805 Aktien als indirekt durch die meldende Person über TriplePoint Capital LLC gehalten angegeben sind, sowie 295.889,56 Aktien als direkt gehalten, einschließlich der über TPVGs Dividenden-Reinvestitionsplan erhaltenen Aktien. Der Bericht enthält zudem den Haftungsausschluss der meldenden Person, wonach sie eine wirtschaftliche Eigentümerschaft nur insoweit beansprucht, wie ihr ein pecuniäres Interesse zusteht.

Positive
  • Insider purchases: Reporting person acquired 81,148 shares across two transactions, showing owner-side buying activity.
  • Transparent disclosure: Form 4 includes transaction dates, share counts, prices, ownership forms (direct/indirect) and a signature.
  • Dividend reinvestment participation: Direct holdings include shares received under TPVG's dividend reinvestment plan, indicating ongoing investment.
Negative
  • None.

Insights

TL;DR: Insider purchases totalling 81,148 shares at ~$6.50 indicate management-directed accumulation.

The reporting shows two non-derivative purchases: 27,988 shares at $6.4777 and 53,160 shares at $6.6286, totaling 81,148 shares acquired across two days. These purchases increased reported indirect holdings via TriplePoint Capital LLC to 378,805 shares and the filing separately shows 295,889.56 shares held directly, including dividend reinvestment plan shares. From a liquidity and signaling standpoint, contemporaneous insider purchases by a senior executive can be interpreted as alignment with shareholder interests; however, the filing includes a disclaimer limiting admitted beneficial ownership.

TL;DR: A director/officer reported routine Form 4 purchases and an ownership disclaimer; governance disclosure appears complete.

The Form 4 discloses the reporting person’s roles (Director; President and CIO) and provides transaction dates, share counts, prices, and ownership forms (direct and indirect). It also includes the customary disclaimer regarding beneficial ownership and notes shares from the dividend reinvestment plan. The filing is signed and dated 08/28/2025, meeting basic disclosure requirements under Section 16.

Sajal K. Srivastava, presidente e CIO nonché amministratore di TriplePoint Venture Growth BDC Corp. (TPVG), ha segnalato acquisti di azioni ordinarie dell'emittente il 26/08/2025 e il 27/08/2025. Il 26/08/2025 ha acquistato 27.988 azioni a $6.4777 ciascuna e il 27/08/2025 ha acquistato 53.160 azioni a $6.6286 ciascuna. La comunicazione indica che, dopo tali operazioni, risultano 325.645 azioni e 378.805 azioni detenute indirettamente dalla persona che effettua la segnalazione tramite TriplePoint Capital LLC, e 295.889,56 azioni detenute direttamente, comprensive delle azioni ottenute tramite il piano di reinvestimento dei dividendi di TPVG. Il rapporto riporta inoltre la dichiarazione in cui la persona che segnala rinuncia a riconoscere la titolarità beneficiaria salvo per la misura del proprio interesse pecuniario.

Sajal K. Srivastava, presidente y CIO y miembro del directorio de TriplePoint Venture Growth BDC Corp. (TPVG), informó compras de acciones ordinarias del emisor el 26/08/2025 y el 27/08/2025. El 26/08/2025 adquirió 27.988 acciones a $6.4777 por acción y el 27/08/2025 adquirió 53.160 acciones a $6.6286 por acción. La presentación muestra que, tras esas transacciones, hay 325.645 acciones y 378.805 acciones declaradas como indirectamente poseídas por la persona informante a través de TriplePoint Capital LLC, y 295.889,56 acciones declaradas como poseídas directamente, que incluyen acciones recibidas bajo el plan de reinversión de dividendos de TPVG. El informe incluye la renuncia del informante a la condición de propietario beneficiario salvo en la medida de su interés pecuniario.

Sajal K. Srivastava는 TriplePoint Venture Growth BDC Corp.(TPVG)의 사장 겸 CIO이자 이사로서 2025-08-262025-08-27에 발행사의 보통주를 매수했다고 보고했습니다. 2025-08-26에는 주당 $6.477727,988주를, 2025-08-27에는 주당 $6.628653,160주를 매수했습니다. 보고서에 따르면 해당 거래 후 신고인은 TriplePoint Capital LLC를 통해 간접 보유한 주식이 325,645주 및 378,805주로 표시되었고, 직접 보유한 주식은 배당 재투자 계획을 포함하여 295,889.56주로 보고되었습니다. 또한 보고서에는 신고인이 자신의 금전적 이익 범위를 제외하고 실소유권을 부인한다는 면책 문구가 포함되어 있습니다.

Sajal K. Srivastava, président et CIO ainsi que administrateur de TriplePoint Venture Growth BDC Corp. (TPVG), a déclaré des achats d'actions ordinaires de l'émetteur les 26/08/2025 et 27/08/2025. Le 26/08/2025, il a acheté 27 988 actions à $6.4777 l'une et le 27/08/2025 53 160 actions à $6.6286 l'une. Le dépôt indique qu'après ces opérations, 325 645 actions et 378 805 actions sont déclarées comme détenues indirectement par la personne déclarante via TriplePoint Capital LLC, et que 295 889,56 actions sont déclarées détenues directement, incluant les actions reçues dans le cadre du plan de réinvestissement des dividendes de TPVG. Le rapport contient également la clause de non-responsabilité de la personne déclarante, selon laquelle elle décline la qualité de propriétaire bénéficiaire sauf dans la mesure de son intérêt pécuniaire.

Sajal K. Srivastava, Präsident und CIO sowie Direktor von TriplePoint Venture Growth BDC Corp. (TPVG), meldete Käufe von Stammaktien des Emittenten am 26.08.2025 und 27.08.2025. Am 26.08.2025 erwarb er 27.988 Aktien zu je $6.4777 und am 27.08.2025 53.160 Aktien zu je $6.6286. Die Meldung weist aus, dass nach diesen Transaktionen 325.645 und 378.805 Aktien als indirekt durch die meldende Person über TriplePoint Capital LLC gehalten angegeben sind, sowie 295.889,56 Aktien als direkt gehalten, einschließlich der über TPVGs Dividenden-Reinvestitionsplan erhaltenen Aktien. Der Bericht enthält zudem den Haftungsausschluss der meldenden Person, wonach sie eine wirtschaftliche Eigentümerschaft nur insoweit beansprucht, wie ihr ein pecuniäres Interesse zusteht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/26/2025 P 27,988 A $6.4777 325,645(1) I By TriplePoint Capital LLC
Common Stock 08/27/2025 P 53,160 A $6.6286 378,805(1) I By TriplePoint Capital LLC
Common Stock 295,889.56(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TPVG director Sajal Srivastava report on Form 4?

He reported purchases of 27,988 shares at $6.4777 on 08/26/2025 and 53,160 shares at $6.6286 on 08/27/2025.

How many TPVG shares does Sajal Srivastava report as owned following these transactions?

The filing shows 325,645 and 378,805 shares reported as indirectly owned through TriplePoint Capital LLC and 295,889.56 shares reported as directly owned.

What is Sajal Srivastava's relationship to TPVG?

The Form 4 lists him as a Director and as an Officer with the title President and CIO.

Does the filing include any caveats about beneficial ownership?

Yes. The reporting person disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest, per the filing's explanation.

When was the Form 4 signed?

The Form 4 bears the reporting person's signature dated 08/28/2025.
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