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TriplePoint (TPVG) Officer Acquires 81,148 Shares in Late August 2025

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Sajal K. Srivastava, President and CIO and a director of TriplePoint Venture Growth BDC Corp. (TPVG), reported purchases of the issuer's common stock on 08/26/2025 and 08/27/2025. On 08/26/2025 he purchased 27,988 shares at $6.4777 per share and on 08/27/2025 he purchased 53,160 shares at $6.6286 per share. The filing shows 325,645 shares and 378,805 shares reported as indirectly owned by the reporting person through TriplePoint Capital LLC following those transactions, and 295,889.56 shares reported as directly owned, which includes shares received under TPVG's dividend reinvestment plan. The report includes the reporting person's disclaimer that he disclaims beneficial ownership except to the extent of his pecuniary interest.

Positive

  • Insider purchases: Reporting person acquired 81,148 shares across two transactions, showing owner-side buying activity.
  • Transparent disclosure: Form 4 includes transaction dates, share counts, prices, ownership forms (direct/indirect) and a signature.
  • Dividend reinvestment participation: Direct holdings include shares received under TPVG's dividend reinvestment plan, indicating ongoing investment.

Negative

  • None.

Insights

TL;DR: Insider purchases totalling 81,148 shares at ~$6.50 indicate management-directed accumulation.

The reporting shows two non-derivative purchases: 27,988 shares at $6.4777 and 53,160 shares at $6.6286, totaling 81,148 shares acquired across two days. These purchases increased reported indirect holdings via TriplePoint Capital LLC to 378,805 shares and the filing separately shows 295,889.56 shares held directly, including dividend reinvestment plan shares. From a liquidity and signaling standpoint, contemporaneous insider purchases by a senior executive can be interpreted as alignment with shareholder interests; however, the filing includes a disclaimer limiting admitted beneficial ownership.

TL;DR: A director/officer reported routine Form 4 purchases and an ownership disclaimer; governance disclosure appears complete.

The Form 4 discloses the reporting person’s roles (Director; President and CIO) and provides transaction dates, share counts, prices, and ownership forms (direct and indirect). It also includes the customary disclaimer regarding beneficial ownership and notes shares from the dividend reinvestment plan. The filing is signed and dated 08/28/2025, meeting basic disclosure requirements under Section 16.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/26/2025 P 27,988 A $6.4777 325,645(1) I By TriplePoint Capital LLC
Common Stock 08/27/2025 P 53,160 A $6.6286 378,805(1) I By TriplePoint Capital LLC
Common Stock 295,889.56(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TPVG director Sajal Srivastava report on Form 4?

He reported purchases of 27,988 shares at $6.4777 on 08/26/2025 and 53,160 shares at $6.6286 on 08/27/2025.

How many TPVG shares does Sajal Srivastava report as owned following these transactions?

The filing shows 325,645 and 378,805 shares reported as indirectly owned through TriplePoint Capital LLC and 295,889.56 shares reported as directly owned.

What is Sajal Srivastava's relationship to TPVG?

The Form 4 lists him as a Director and as an Officer with the title President and CIO.

Does the filing include any caveats about beneficial ownership?

Yes. The reporting person disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest, per the filing's explanation.

When was the Form 4 signed?

The Form 4 bears the reporting person's signature dated 08/28/2025.
Triplepoint Ven

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