TPVG Insider Activity: President/CIO Reports Purchases and Indirect Holdings

Rhea-AI Filing Summary

Reporting person Sajal K. Srivastava, President and CIO and a director of TriplePoint Venture Growth BDC Corp. (TPVG), reported open-market purchases of the issuer's common stock. On 08/20/2025 he acquired 39,567 shares at an average price of $6.2014 and on 08/21/2025 he acquired 31,000 shares at an average price of $6.2968. Following those purchases, Srivastava reports beneficial ownership of 175,654 shares indirectly through TriplePoint Capital LLC, and he also disposed of 295,889.56 shares (noted separately). The filing disclaims beneficial ownership except to the extent of a pecuniary interest and indicates some shares include amounts received under TPVG's dividend reinvestment plan.

Positive

• Insider purchases reported: Senior executive and director acquired a total of 70,567 shares across two transactions.
• Incremental indirect ownership: Beneficial ownership reported at 175,654 shares via TriplePoint Capital LLC, showing increased stake after the buys.

Negative

• Large reported disposal: The filing lists a disposition of 295,889.56 shares without contextual detail in this Form 4.
• Beneficial ownership disclaimer: The reporting person disclaims beneficial ownership except for pecuniary interest, limiting clarity on actual control.

Insights

Securities Analyst

TL;DR: Insider purchased material incremental shares across two days, increasing reported indirect holdings via TriplePoint Capital LLC.

The Form 4 shows net open-market acquisitions by a senior executive and director: 39,567 shares on 08/20/2025 at $6.2014 and 31,000 shares on 08/21/2025 at $6.2968. The report lists 175,654 shares beneficially owned following the reported purchases, held indirectly through TriplePoint Capital LLC, with a separate entry showing a disposal amount of 295,889.56 shares and a disclaimer limiting asserted beneficial ownership. For investors, such buys by a senior officer and director can signal confidence in the company's equity at those price levels, though the disclaimer and indirect ownership structure warrant careful interpretation of actual voting or dispositive control.

Corporate Governance Expert

TL;DR: Filing documents insider transactions and includes a standard disclaimer; indirect ownership via an affiliated LLC is emphasized.

The filing correctly identifies the reporting person as both an officer (President and CIO) and a director and records multiple non-derivative transactions. The disclosure includes a pecuniary-interest disclaimer and notes shares from the issuer's dividend reinvestment plan. From a governance perspective, the combination of officer/director status and purchases reported through an affiliated entity highlights the importance of parsing direct versus indirect control when assessing insider alignment with minority shareholders.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Srivastava Sajal

(Last) (First) (Middle)

C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.

2755 SANDHILL ROAD, SUITE 150

(Street)

MENLO PARK CA 94025

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CIO

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/20/2025		P		39,567	A	$6.2014	144,654(1)	I	By TriplePoint Capital LLC
Common Stock	08/21/2025		P		31,000	A	$6.2968	175,654(1)	I	By TriplePoint Capital LLC
Common Stock								295,889.56(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

Remarks:

	/s/ Sajal K. Srivastava	08/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TPVG (TPVG) report by Sajal K. Srivastava?

Srivastava purchased 39,567 shares on 08/20/2025 at $6.2014 and 31,000 shares on 08/21/2025 at $6.2968; totals reported in the Form 4 are shown.

How many TPVG shares does Srivastava report beneficially owning after these transactions?

The Form 4 reports 175,654 shares beneficially owned indirectly through TriplePoint Capital LLC following the purchases.

Does the Form 4 show any dispositions by the reporting person?

Yes. The filing lists a disposal of 295,889.56 shares, recorded separately from the purchases.

Were any shares acquired through TPVG's dividend reinvestment plan?

Yes. The filing states that included shares received pursuant to TPVG's dividend reinvestment plan are part of the reported totals.

What is the reporting person's relationship to TPVG?

Sajal K. Srivastava is reported as President and CIO and as a director of TPVG.