Transcat director granted 1,671 RSUs, 1,587 vest
TRANSCAT director Dawn DePerrior reports new RSU awards, RSU vesting into common shares, and an existing multi-year stock option position.
Rhea-AI Filing Summary
TRANSCAT INC (TRNS) director Dawn DePerrior reported equity compensation activity involving restricted stock units (RSUs), common stock, and stock options. On September 9, 2026, she received 1,671 RSUs that convert one-for-one into common stock and, except as otherwise provided, vest on September 9, 2027. On September 10, 2026, 1,587 RSUs vested and were converted into 1,587 shares of common stock, bringing her directly held common stock to 2,291 shares. She also holds a stock option for 10,000 underlying shares at an exercise price of $92.92 per share, which vests pro rata in five equal annual installments and expires on October 26, 2033. No Rule 10b5-1 trading plan is reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
1,587 shares exercised/converted
Exercise
4 txns
Insider
DePerrior Dawn
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 1,587 | $0.00 | $0.00 |
| Exercise | Common Stock, $.50 par value F1 | 1,587 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units F1, F2 | 1,671 | $0.00 | $0.00 |
| holding | Stock Option (Right to Buy) F4 | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 1,671 contracts (Direct);
Common Stock, $.50 par value — 2,291 shares (Direct);
Stock Option (Right to Buy) — 10,000 contracts (Direct)
Footnotes (4)
- F1. These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- F2. These RSUs were granted in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award agreement, vest on September 9, 2027.
- F3. These RSUs vested on September 10, 2026.
- F4. This option vests and becomes exercisable pro rata with respect to one-fifth of the shares subject to the option on the first, second, third, fourth and fifth anniversaries of the date of grant, except as otherwise provided in the award notice.
Key Figures
RSUs granted: 1,671 units
RSUs vested and converted: 1,587 units/shares
Common stock held after transactions: 2,291 shares
+4 more
7 metrics
RSUs granted
1,671 units
Restricted stock units granted on September 9, 2026
RSUs vested and converted
1,587 units/shares
RSUs vested and converted to common stock on September 10, 2026
Common stock held after transactions
2,291 shares
Directly held common stock following the September 10, 2026 conversion
Stock option exercise price
$92.92 per share
Exercise price of stock option on 10,000 underlying shares
Stock option underlying shares
10,000 shares
Underlying common shares for stock option position
Stock option expiration date
October 26, 2033
Expiration of stock option on TRANSCAT common stock
RSU vesting date
September 9, 2027
Scheduled vesting date for 1,671 RSUs granted September 9, 2026
Key Terms
Restricted Stock Units, Rule 16b-3, Stock Option (Right to Buy), pro rata
4 terms
Restricted Stock Units financial
"These restricted stock units ("RSUs") convert into common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 regulatory
"These RSUs were granted in a transaction exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Stock Option (Right to Buy) financial
"Stock Option (Right to Buy)"
pro rata financial
"option vests and becomes exercisable pro rata with respect to one-fifth"
Pro rata means dividing or distributing something proportionally based on a specific factor, such as ownership or contribution. For example, if an investor owns 10% of a company, they would receive 10% of any dividends or benefits allocated. This approach ensures everyone gets their fair share relative to their stake or input, helping investors understand how benefits, costs, or responsibilities are fairly shared.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What equity awards did TRANSCAT (TRNS) director Dawn DePerrior receive in this Form 4?
Dawn DePerrior was granted 1,671 restricted stock units on September 9, 2026. According to the filing, these RSUs convert into common stock on a one-for-one basis and, except as otherwise provided in the award agreement, vest on September 9, 2027.
How many TRANSCAT (TRNS) RSUs vested and converted to common stock for Dawn DePerrior?
On September 10, 2026, 1,587 RSUs vested and converted into 1,587 shares of common stock. After this conversion, Dawn DePerrior directly held 2,291 shares of TRANSCAT common stock.
What stock options does Dawn DePerrior hold in TRANSCAT (TRNS)?
Dawn DePerrior holds a stock option covering 10,000 underlying shares of TRANSCAT common stock with an exercise price of $92.92 per share. The option expires on October 26, 2033 and vests pro rata in five equal annual installments.
Is Dawn DePerrior’s TRANSCAT (TRNS) Form 4 tied to a Rule 10b5-1 trading plan?
No. The Form 4 indicates that the Rule 10b5‑1 checkbox is not selected, so the reported RSU vesting and related transactions are not stated to be made under a Rule 10b5‑1 trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
