Welcome to our dedicated page for TROOPS SEC filings (Ticker: TROO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
TROOPS, Inc. filings document a Cayman Islands foreign private issuer reporting on a Hong Kong-based conglomerate. Form 6-K reports cover interim financial results, material definitive agreements, ordinary-share issuances and repurchase arrangements, lock-up terms, and subsidiary investment transactions involving assets such as HK Golden, Inc.
The filing record also includes annual meeting and proxy materials, auditor appointments and changes in certifying accountants, registration-statement incorporation references, and legal-proceeding disclosures. These documents describe governance votes, capital structure, subsidiary agreements, financial statements, judgments, appeal and stay matters, and winding-up petition disclosures.
TROOPS, Inc., through its wholly owned subsidiary Giant Connection Limited, agreed to acquire 2,835,750 ordinary shares of HK Golden, Inc., representing 19.9% of HK Golden’s issued and outstanding shares. HK Golden, Inc. and its subsidiaries provide digital marketing services and operate HKGolden.com, an online social forum and networking platform in Hong Kong.
The purchase price is an aggregate HK$70,000,000, payable via several bank transfers to the vendor, CORE EXPERT INVESTMENT LIMITED, with the final payment to be made on or before the agreed target completion date. The target completion date for this share purchase is November 30, 2025.
TROOPS, Inc., through its wholly owned subsidiary Giant Connection Limited, has completed the first stage of acquiring a controlling interest in an insurance brokerage business. Giant Connection agreed to buy 49% of 3,000 ordinary shares in BLUE POOL VENTURES LIMITED, which represents part of a 75% stake held by DIGITAL INSURA, INC., for a total cash consideration of HK$11,833,500 paid by bank transfer.
The deal also includes a put option allowing the Vendor, for a period of five years, to require Giant Connection to purchase up to the remaining 51% of these shares at HK$8,050 per share, payable in cash or via TROOPS ordinary shares. Completion of this initial acquisition occurred on September 30, 2025, giving TROOPS exposure to an insurance brokerage platform operated through Mass Fidelity Asset Management Limited.
TROOPS, Inc. reports that it has regained compliance with Nasdaq’s minimum bid price listing requirement. The company previously received a notice on May 1, 2025 that its ordinary shares had traded below the required $1.00 per share minimum bid price between March 18, 2025 and April 30, 2025 under Nasdaq Listing Rule 5550(a)(2). Nasdaq has now formally notified TROOPS, Inc. that the company is back in compliance after the closing bid price of its ordinary shares stayed at or above $1.00 per share for 17 consecutive business days from August 25, 2025 to September 16, 2025. Nasdaq considers the earlier bid price deficiency issue closed, meaning the company’s Nasdaq listing is no longer at risk from that specific deficiency.
TROOPS, Inc. disclosed that a petition was filed in the Grand Court of the Cayman Islands by Real Estate and Finance Fund (in Liquidation) alleging the company is insolvent following two Hong Kong judgments. The filing states the Company and certain subsidiaries are jointly and severally liable for HK$163,400,000 in one judgment and for HK$241,400,000 in a second judgment. The petitioner says the Company cannot pay these debts and seeks the Company’s winding up or, alternatively, a determination that winding up is just and equitable. A hearing on the petition is scheduled for October 9, 2025. The Company says it intends to seek an appeal and a stay of execution to protect shareholders’ interests.
TROOPS, Inc., through its wholly owned subsidiary Giant Connection Limited, entered into a Sale and Purchase Agreement to acquire a substantial stake in an insurance brokerage platform. On August 15, 2025, Giant Connection agreed to buy 49% of 3,000 ordinary shares owned by Digital Insura, Inc. in BLUE POOL VENTURES LIMITED for an aggregate cash consideration of HK$11,833,500, payable by bank transfer. The Target Company operates an insurance brokerage business through its subsidiary, Mass Fidelity Asset Management Limited. The Agreement also grants the Vendor a five-year put option requiring Giant Connection to purchase, in one or more closings upon written notice, up to the remaining 51% of these shares at a fixed price of HK$8,050 per share, payable in cash or via TROOPS, Inc. ordinary shares. The parties set August 31, 2025 as the target completion date for this transaction.