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T. Rowe Price Group (TROW) officer details RSU award and ESPP buy

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

T. Rowe Price Group corporate secretary and VP David Oestreicher reported acquiring additional company stock. On 12/03/2025, he received a restricted stock unit (RSU) award covering 12,138 shares, which vests 20% annually over five years beginning on 12/10/2026. He also acquired 218.4376 shares of common stock through the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at a weighted-average price of $100.4322. After these transactions, he directly owned 132,656.8177 shares of T. Rowe Price common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Oestreicher David

(Last) (First) (Middle)
1307 POINT STREET

(Street)
BALTIMORE MD 21231

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PRICE T ROWE GROUP INC [ TROW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Corp Secretary and VP
3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/03/2025 A 12,138(1) A $0.00 132,438.3801 D
Common Stock 12/03/2025 A V 218.4376 A $100.4322(2) 132,656.8177 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. 12/03/2025 RSU Award - The RSU vests 20% annually over a 5 year period beginning on 12/10/2026.
2. Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
Remarks:
Cheryl L. Emory, Assistant Corporate Secretary, POA for Oestreicher, David 12/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did T. Rowe Price Group (TROW) report in this Form 4?

The Form 4 reports that corporate secretary and VP David Oestreicher received a 12,138-share RSU award and bought 218.4376 shares of T. Rowe Price Group common stock through the employee stock purchase plan.

How does the new RSU award for TROW’s David Oestreicher vest?

The 12,138-share restricted stock unit (RSU) award granted on 12/03/2025 vests 20% annually over five years, beginning on 12/10/2026.

At what price were the TROW shares acquired under the Employee Stock Purchase Plan?

Under the T. Rowe Price Group, Inc. Employee Stock Purchase Plan, 218.4376 shares of common stock were acquired at a weighted-average price of $100.4322 per share.

How many T. Rowe Price Group (TROW) shares does David Oestreicher own after these transactions?

Following the reported transactions, David Oestreicher directly owned 132,656.8177 shares of T. Rowe Price Group common stock.

What is David Oestreicher’s role at T. Rowe Price Group (TROW)?

David Oestreicher is identified as an officer of T. Rowe Price Group, serving as corporate secretary and vice president.

Does this TROW Form 4 include any derivative securities transactions?

The provided Form 4 excerpt includes a table for derivative securities, but it does not list any specific derivative security transactions for this reporting period.

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