STOCK TITAN

59,802 TRIO-TECH (TRT) share rights exercised by senior VP and COO

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TRIO-TECH INTERNATIONAL senior corporate vice president and COO (Testing) Lim Hwee Poh exercised rights to buy a total of 59,802 shares of TRT common stock on April 29, 2026. The rights converted into common shares at exercise prices ranging from $2.44 to $3.88 per share.

After these derivative exercises, Lim holds 174,466 TRT common shares directly, according to the filing. The transactions are classified as exercises or conversions of derivative securities, with no reported open‑market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider LIM HWEE POH
Role SR CORP VP AND COO (TESTING)
Type Security Shares Price Value
Exercise Common Stock (Right to Buy) 3,000 $0.00 --
Exercise Common Stock (Right to Buy) 8,000 $0.00 --
Exercise Common Stock (Right to Buy) 15,010 $0.00 --
Exercise Common Stock (Right to Buy) 18,776 $0.00 --
Exercise Common Stock (Right to Buy) 10,016 $0.00 --
Exercise Common Stock (Right to Buy) 5,000 $0.00 --
Exercise TRT Common Stock 3,000 $3.88 $12K
Exercise TRT Common Stock 8,000 $2.59 $21K
Exercise TRT Common Stock 15,010 $2.44 $37K
Exercise TRT Common Stock 18,776 $2.51 $47K
Exercise TRT Common Stock 10,016 $3.09 $31K
Exercise TRT Common Stock 5,000 $2.62 $13K
Holdings After Transaction: Common Stock (Right to Buy) — 0 shares (Direct, null); TRT Common Stock — 174,466 shares (Direct, null)
Footnotes (1)
Shares acquired via exercises 59,802 shares Total underlying common shares from six exercises on April 29, 2026
Post-transaction holdings 174,466 shares Direct TRT common stock held after exercises
Lowest exercise price $2.44 per share Exercise price on one block of rights to buy common stock
Highest exercise price $3.88 per share Exercise price on another block of rights to buy common stock
Individual exercised blocks 5,000; 10,016; 18,776; 15,010; 8,000; 3,000 shares Sizes of each common stock block received from derivative exercises
Number of exercises 6 derivative exercises Exercise or conversion of derivative securities on April 29, 2026
Exercise or conversion of derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
Common Stock (Right to Buy) financial
"security_title: "Common Stock (Right to Buy)" in derivative entries"
Form 4 regulatory
"INSIDER FILING DATA (Form 4): { "issuerName": "TRIO-TECH INTERNATIONAL""
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
derivative financial
"transaction_type": "derivative" for rights to buy common stock"
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LIM HWEE POH

(Last)(First)(Middle)
39 WARINGIN WALK

(Street)
SINGAPORE416292

(City)(State)(Zip)

SINGAPORE

(Country)
2. Issuer Name and Ticker or Trading Symbol
TRIO-TECH INTERNATIONAL [ TRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SR CORP VP AND COO (TESTING)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
TRT Common Stock04/29/2026M3,000A$3.88174,466D
TRT Common Stock04/29/2026M8,000A$2.59182,466D
TRT Common Stock04/29/2026M15,010A$2.44197,476D
TRT Common Stock04/29/2026M18,776A$2.51216,252D
TRT Common Stock04/29/2026M10,016A$3.09226,268D
TRT Common Stock04/29/2026M5,000A$2.62231,268D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Stock (Right to Buy)$3.8804/29/2026M3,00003/24/202203/23/2027Common Stock3,000$00D
Common Stock (Right to Buy)$2.5904/29/2026M8,00007/18/202207/17/2027Common Stock8,000$00D
Common Stock (Right to Buy)$2.4404/29/2026M15,01007/05/202307/04/2028Common Stock15,010$00D
Common Stock (Right to Buy)$2.5104/29/2026M18,77601/16/202401/15/2029Common Stock18,776$00D
Common Stock (Right to Buy)$3.0904/29/2026M10,01607/07/202407/06/2029Common Stock10,016$00D
Common Stock (Right to Buy)$2.6204/29/2026M5,00007/07/202507/06/2030Common Stock5,000$00D
Explanation of Responses:
/s/ LIM HWEE POH04/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did TRT executive Lim Hwee Poh report?

Lim Hwee Poh reported exercising derivative rights to acquire 59,802 shares of TRIO-TECH INTERNATIONAL common stock. These exercises converted previously granted rights into shares at fixed prices, without any reported open‑market buying or selling in this filing.

How many TRT shares does Lim Hwee Poh hold after these transactions?

Following the April 29, 2026 exercises, Lim Hwee Poh holds 174,466 shares of TRIO-TECH INTERNATIONAL common stock directly. This figure reflects his updated ownership after converting multiple rights to buy common stock into actual shares.

What prices were used to exercise TRIO-TECH INTERNATIONAL share rights?

The exercised rights to buy TRIO-TECH INTERNATIONAL common stock had exercise prices between $2.44 and $3.88 per share. Each block of rights converted into common shares at its specified price, as disclosed in the Form 4 transaction details.

Were any TRIO-TECH INTERNATIONAL shares sold in this Form 4 filing?

No sales were reported in this Form 4 for TRIO-TECH INTERNATIONAL. All disclosed transactions are coded “M,” indicating exercises or conversions of derivative securities into common stock, with no open‑market sale or purchase transactions shown.

How many derivative rights did the TRT executive exercise in total?

The Form 4 shows exercises of derivative rights covering 59,802 underlying TRIO-TECH INTERNATIONAL common shares. These transactions are summarized as six derivative exercises, converting previously held rights into actual common stock on April 29, 2026.