STOCK TITAN

Trupanion, Inc. (TRUP) CMO files initial Form 3 with no trades

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Trupanion, Inc. reported an initial statement of beneficial ownership for Chief Marketing Officer Katherine Seawell. The Form 3 lists her as an officer but does not report any equity transactions or derivative positions in this filing.

Positive

  • None.

Negative

  • None.
Buy transactions reported 0 Number of buy transactions in this Form 3
Sell transactions reported 0 Number of sell transactions in this Form 3
Derivative exercises reported 0 Number of option or derivative exercises in this Form 3

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the Form 3 filed for TRUP by Katherine Seawell represent?

The Form 3 for TRUP is an initial statement of beneficial ownership for Chief Marketing Officer Katherine Seawell, confirming her status as a company officer at the time she became a reporting person.

Does the TRUP Form 3 for Katherine Seawell report any stock transactions?

No. The Form 3 shows no reported transactions for Katherine Seawell. It functions only as an initial ownership statement, without purchases, sales, or option exercises disclosed in this filing.

Is Katherine Seawell identified as a 10% owner of TRUP in this Form 3?

No. The Form 3 indicates that Katherine Seawell is not a ten percent owner of TRUP. She is reported solely in her capacity as Chief Marketing Officer, an executive officer role.

Does the TRUP Form 3 mention any Rule 10b5-1 trading plan for Katherine Seawell?

No trading plan is indicated. The Form 3’s Rule 10b5-1 status field is not marked, and there are no footnotes describing any pre-arranged trading plan for her holdings in this filing.

What executive position does the reporting person hold at TRUP in this Form 3?

The reporting person, Katherine Seawell, is listed as Chief Marketing Officer of Trupanion, Inc. This officer title explains why she is required to file an initial beneficial ownership report.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Seawell Katherine

(Last)(First)(Middle)
6100 4TH AVENUE S
SUITE 200

(Street)
SEATTLE WASHINGTON 98108

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/03/2026
3. Issuer Name and Ticker or Trading Symbol
TRUPANION, INC. [ TRUP ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Marketing Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Heather Christiansen as attorney-in-fact for Katherine Seawell08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)