STOCK TITAN

[Form 4] TRAVELERS COMPANIES, INC. Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

The Travelers Companies (TRV) Form 4: an executive officer (EVP & President, Personal Insurance) exercised 8,572 stock options at $132.58 on 10/28/2025 and sold 6,742 shares at a weighted average price of $270.5946 and 1,830 shares at a weighted average price of $271.2455 the same day. Following these transactions, direct holdings were 33,638.031 shares, with an additional 1,874.659 shares held indirectly in a 401(k) plan. The option grant covered 8,572 underlying shares and 30,000 derivative securities remained beneficially owned after the transactions.

Positive

  • None.

Negative

  • None.
Insider Klein Michael Frederick
Role EVP & President, Personal Ins.
Sold 8,572 shs ($2.32M)
Type Security Shares Price Value
Exercise Stock Options (Right to Buy) 8,572 $0.00 --
Exercise Common Stock 8,572 $132.58 $1.14M
Sale Common Stock 6,742 $270.5946 $1.82M
Sale Common Stock 1,830 $271.2455 $496K
holding Common Stock -- -- --
Holdings After Transaction: Stock Options (Right to Buy) — 30,000 shares (Direct); Common Stock — 42,210.031 shares (Direct); Common Stock — 1,874.659 shares (Indirect, 401(k) Plan)
Footnotes (1)
  1. Represents the weighted average sales price for price increments ranging from $270.225 to $270.915. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for price increments ranging from $271.245 to $271.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Klein Michael Frederick

(Last) (First) (Middle)
THE TRAVELERS COMPANIES, INC.
385 WASHINGTON STREET

(Street)
ST. PAUL MN 55102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRAVELERS COMPANIES, INC. [ TRV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & President, Personal Ins.
3. Date of Earliest Transaction (Month/Day/Year)
10/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/28/2025 M 8,572 A $132.58 42,210.031 D
Common Stock 10/28/2025 S 6,742 D $270.5946(1) 35,468.031 D
Common Stock 10/28/2025 S 1,830 D $271.2455(2) 33,638.031 D
Common Stock 1,874.659 I 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $132.58 10/28/2025 M 8,572 02/04/2023 02/04/2030 Common Stock 8,572 $0 30,000 D
Explanation of Responses:
1. Represents the weighted average sales price for price increments ranging from $270.225 to $270.915. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
2. Represents the weighted average sales price for price increments ranging from $271.245 to $271.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
/s/ Wendy C. Skjerven, by power of attorney 10/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did TRV’s executive report on this Form 4?

The officer exercised 8,572 stock options at $132.58 and sold 6,742 shares at a weighted average of $270.5946 and 1,830 shares at $271.2455 on 10/28/2025.

How many TRV shares does the reporting person now hold?

Direct holdings are 33,638.031 shares, plus 1,874.659 shares held indirectly in a 401(k) plan.

What options were exercised in this TRV filing?

The filing shows exercise of 8,572 options with an exercise price of $132.58, originally exercisable on 02/04/2023, expiring on 02/04/2030.

How many derivative securities remain after the transactions?

The reporting person beneficially owns 30,000 derivative securities following the reported transactions.

What role does the reporting person hold at TRV?

The individual is an Officer, specifically EVP & President, Personal Insurance.

Were sale prices reported as exact or ranges?

Prices were reported as weighted averages, with the filing noting ranges for the individual sale prices.