Welcome to our dedicated page for Trevi Therapeutics SEC filings (Ticker: TRVI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Viking Global Investors and affiliated entities report beneficial ownership of 7,505,694 shares of Trevi Therapeutics (TRVI), representing 5.9% of the common stock. The holdings consist of 1,543,000 shares directly owned by two affiliated entities (1,033,810 by VGOP and 509,190 by VGOD) and 5,962,694 shares issuable upon exercise of pre-funded warrants exercisable at $0.001 per share. The filing clarifies the ownership chain through multiple Delaware and Cayman entities and notes shared voting and dispositive power among the reporting persons, including O. Andreas Halvorsen, David C. Ott and Rose S. Shabet. The statement affirms these securities were not acquired to change or influence control of the issuer.
NEA amendments report current holdings and a dilution-driven decrease in stake. The filing discloses that New Enterprise Associates and affiliated reporting persons collectively beneficially own 15,074,080 shares of Trevi Therapeutics common stock, representing 12.0% of the outstanding class on the basis stated in the filing. NEA 16 is shown as the record owner of 10,421,428 shares and as holding warrants exercisable for 3,703,704 shares; NEA 18 VGE holds 948,948 shares. The ownership figures reflect shared voting and dispositive power among the reporting entities and individuals.
The amendment explains the decrease in the percentage ownership as resulting from an increase in the number of shares outstanding, and reiterates that the Funds acquired the shares for investment purposes. The filing states there are no present plans by the reporting persons to pursue corporate actions such as board changes, asset sales, or extraordinary transactions, and notes that no transactions were effected by the reporting persons in the last 60 days. Exhibits include the joint filing agreement and a power of attorney.