Tradewinds Universal triples authorized common shares

Tradewinds Universal filed a current report describing a board change and a major update to its capital structure.

(High)

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

Tradewinds Universal filed a current report describing a board change and a major update to its capital structure. On June 5, 2026, the board appointed Alan Chang, founder of the Peppermint Hippo™ brand, as a director, to serve until the next annual shareholder meeting or earlier departure.

Separately, on May 15, 2026, holders of a majority of the company’s outstanding voting shares approved, and the board adopted, an amendment to Article V of the Articles of Incorporation to increase authorized common stock from 75,000,000 to 250,000,000 shares, par value $0.001 per share. Authorized preferred stock remains at zero. The amendment was filed with the Wyoming Secretary of State on June 5, 2026 and became effective upon filing.

Insights

Tradewinds adds a brand-focused director and triples share authorization.

The report shows Tradewinds Universal expanding its board and significantly increasing authorized common stock. Alan Chang, founder of the Peppermint Hippo™ brand, joins the board, which may add operating and brand-development experience, though the filing does not describe specific strategic plans.

The amendment raises authorized common shares from 75 million to 250 million at $0.001 par value, with authorized preferred shares remaining at zero. This change only affects the maximum number of shares the company may issue; it does not itself issue new shares or describe any related transaction. Future disclosures would be needed to see how, and if, this added capacity is used.

8-K Event Classification

3 items: 5.02, 5.03, 9.01

3 items

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Governance

The company amended its charter documents, bylaws, or changed its fiscal year.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

Key Figures

Previous authorized common shares: 75,000,000 shares New authorized common shares: 250,000,000 shares Par value per common share: $0.001 per share +3 more

6 metrics

Previous authorized common shares 75,000,000 shares Authorized common stock before amendment to Article V

New authorized common shares 250,000,000 shares Authorized common stock after May 15, 2026 approval

Par value per common share $0.001 per share Par value of common stock, unchanged in amendment

Authorized preferred shares 0 shares Authorized preferred stock remains at zero after amendment

Amendment approval date May 15, 2026 Date majority of outstanding voting shares approved amendment

Effective date of amendment June 5, 2026 Date filing with Wyoming Secretary of State became effective

Key Terms

authorized shares, Articles of Incorporation, Articles of Amendment, emerging growth company, +1 more

5 terms

authorized shares financial

"to increase the number of authorized shares of common stock from 75,000,000 to 250,000,000 shares"

Authorized shares are the maximum number of shares a company is allowed to issue according to its official plan. Think of it as a company’s set limit on how many pieces of its ownership it can distribute to investors. This number helps investors understand the potential for future growth or change in the company's ownership structure.

Articles of Incorporation regulatory

"an amendment to Article V of the Company’s Articles of Incorporation to increase the number of authorized shares"

A formal legal document filed with a government authority that creates a corporation and sets its basic rules — for example the company name, business purpose, how many ownership shares can exist, and who can receive legal notices. It matters to investors because it defines ownership structure, voting rights, and limits on liability, shaping who controls the company and how future shares or dividends can affect an investor’s stake; think of it as the company’s birth certificate and rulebook.

Articles of Amendment regulatory

"The Articles of Amendment were filed with the Wyoming Secretary of State on June 5, 2026"

Articles of amendment are official documents a corporation files with the government to record changes to its foundational details, such as its name, share structure, authorized capital, or bylaws. Think of them like updating a company’s recipe or blueprint so everyone knows the new ingredients and rules; investors use them to track structural shifts that can affect ownership, voting power, dilution risk, or a company’s strategic flexibility.

emerging growth company regulatory

"Emerging growth company"

An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

Inline XBRL technical

"Cover Page Interactive Data File (embedded within the Inline XBRL document)"

Inline XBRL is a file format for financial filings that embeds machine-readable data tags directly inside the human-readable report, so the same document can be read by people and parsed by software. For investors it makes extracting, comparing and verifying financial numbers faster and more reliable—like a grocery list where each item also has a barcode—reducing manual errors and speeding up analysis.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What board change did Tradewinds Universal (TRWD) disclose in this 8-K?

Tradewinds Universal appointed Alan Chang, founder of the Peppermint Hippo™ brand, to its board on June 5, 2026. He will serve until the next annual shareholder meeting or until a successor is elected or he leaves earlier.

How did Tradewinds Universal (TRWD) change its authorized common stock?

Shareholders approved increasing authorized common stock from 75,000,000 to 250,000,000 shares at a par value of $0.001. This amendment expands the maximum number of common shares the company may issue in the future under its charter.

Did Tradewinds Universal change its authorized preferred stock in this filing?

No, the filing states that the number of authorized preferred shares remains zero. Only the authorized common shares were increased, through an amendment to Article V of the Articles of Incorporation approved on May 15, 2026.

When did the amendment to Tradewinds Universal’s Articles of Incorporation become effective?

The Articles of Amendment were filed with the Wyoming Secretary of State on June 5, 2026, and became effective upon filing. This timing means the higher authorized common share count has been in effect since that date.

Was the increase in authorized shares at Tradewinds Universal approved by shareholders?

Yes, holders of a majority of the company’s outstanding voting shares approved the amendment on May 15, 2026. The board of directors then adopted the amendment, which was later filed and made effective in Wyoming.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/08/2026 - 03:37 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 8, 2026 (May 15, 2026)

TRADEWINDS UNIVERSAL

(Exact Name of Registrant as Specified in Charter)

Wyoming		333-276233		87-4254479
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

	1531 S. Las Vegas Blvd., Las Vegas, NV 89104
	(Address of Principal Executive Offices, and Zip Code)
	(855) 434-4488
	Registrant’s Telephone Number, Including Area Code
	501 Mercury Lane, Brea, CA 92821
	(Former Name or Former Address, if Changed Since Last Report)

Securities registered pursuant to Section 12(b) of the Act: None

Securities registered pursuant to Section 12(g) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange

on which registered

Common Stock, par value $.001

TRWD

OTC

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On June 5th 2026, the Board of Directors of Tradewinds Universal (the “Company”) appointed Alan Chang to serve as a member of the Board. Mr. Chang is the founder of the Peppermint Hippo™ brand. He will serve until the Company’s next annual meeting of shareholders and until his successor is duly elected and qualified, or until his earlier resignation or removal.

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On May 15, 2026, the holders of a majority of the Company’s outstanding voting shares approved, and the Board of Directors adopted, an amendment to Article V of the Company’s Articles of Incorporation to increase the number of authorized shares of common stock from 75,000,000 to 250,000,000 shares, par value $0.001 per share. The number of authorized shares of preferred stock remains 0. The Articles of Amendment were filed with the Wyoming Secretary of State on June 5, 2026, and became effective upon filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit Number		Exhibit Description
3.1		Amended Articles of Incorporation
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: June 8, 2026	Tradewinds Universal


	By:	/s/ Andrew Read
	Name:	Andrew Read
	Title:	Chief Executive Officer

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

4 documents

Tradewinds Universal triples authorized common shares

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