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Tradewinds Universal (TRWD) seeks brief extension for June 30, 2026 10-Q

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
NT 10-Q

Rhea-AI Filing Summary

Tradewinds Universal notified regulators that its Quarterly Report on Form 10-Q for the period ended June 30, 2026 will be filed late. The company states it needs additional time to compile and review information to ensure adequate disclosure. It expects to submit the 10-Q within the 5-day extension period permitted under Rule 12b-25 for late quarterly reports.

Positive

  • None.

Negative

  • None.
Quarter end date June 30, 2026 Period covered by the delayed Form 10-Q
Extension period 5 calendar days Timeframe within which the 10-Q is expected to be filed
Notification date August 14, 2026 Date the NT 10-Q was signed by the CEO
Rule 12b-25 regulatory
"seeks relief pursuant to Rule 12b-25 (b)"
Rule 12b-25 is an SEC filing provision that lets a company notify regulators and the public that it cannot file a required periodic report (like a quarterly or annual report) on time and explains the reason for the delay. For investors, the notice is a formal heads-up that financial information will arrive late—similar to a company calling to say it will be late turning in homework—so it signals increased uncertainty and may affect trading and risk assessments until the filing is available.
Quarterly Report on Form 10-Q regulatory
"The Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2026"
A quarterly report on Form 10-Q is a standardized financial filing public companies must submit to U.S. regulators every three months, summarizing recent financial results, cash flows, balance sheet changes, operations and material risks or legal developments. Investors treat it like a company report card that shows up-to-date facts rather than marketing copy, helping them track performance, spot trends, reassess risk and make buy or sell decisions.
Section 13 or 15(d) of the Securities Exchange Act of 1934 regulatory
"periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934"

FAQ

Why did Tradewinds Universal (TRWD) file an NT 10-Q?
Tradewinds Universal filed an NT 10-Q because its June 30, 2026 Quarterly Report could not be completed on time. The company cites a need for additional compilation and review to ensure adequate disclosure before filing the full Form 10-Q.

When does Tradewinds Universal (TRWD) plan to file the June 30, 2026 10-Q?
Tradewinds Universal states it will file the June 30, 2026 Form 10-Q on or before the fifth calendar day after the original due date, consistent with the extension allowed under Rule 12b-25 for quarterly reports.

What period does the delayed Tradewinds Universal (TRWD) 10-Q cover?
The delayed Form 10-Q for Tradewinds Universal covers the quarter ended June 30, 2026. The company indicates only that it needs more time to complete compilation and review of required disclosures for this reporting period.

Does Tradewinds Universal (TRWD) cite unreasonable effort or expense for the late 10-Q?
Yes. The company invokes Rule 12b-25, indicating the June 30, 2026 Form 10-Q could not be filed on time without unreasonable effort or expense and that additional time is needed to complete adequate disclosure work.

Who signed the Tradewinds Universal (TRWD) NT 10-Q notification?
The notification of late filing was signed by Andrew Read, Chief Executive Officer of Tradewinds Universal, dated August 14, 2026, authorizing the company’s request for a short filing extension for the June 30, 2026 Form 10-Q.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 12b-25

 

Commission File Number 333-293457

NOTIFICATION OF LATE FILING

 

(Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form N-SAR
☐ Form N-CAR

 

For Period Ended: June 30, 2026

 

  ☐ Transition Report on Form 10-K

 

  ☐ Transition Report on Form 20-F

 

  ☐ Transition Report on Form 11-K

 

  ☐ Transition Report on Form 10-Q

 

  ☐ Transition Report on Form N-SAR

 

For the Transition Period Ended: ________________________________________________________

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:
 
 
 
PART I - REGISTRANT INFORMATION
 
Tradewinds Universal
Full name of registrant
 
 
Former name if applicable
 
501 Mercury Lane
Address of principal executive office
 
Brea, CA 92821
City, state and zip code

 

 

 
 

 

PART II - RULE 12b-25 (b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25 (b), the following should be completed. (Check box if appropriate.)

 

    (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
     
☒   (b) The subject annual report, semi-annual report, transition report on Form 10-K, 20-F, 11-K, Form N-SAR, Form N-CSR, or portion thereof, will be filed on or before the 15th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
     
    (c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

     

PART III

NARRATIVE

 

State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, N-SAR or the transition report portion thereof could not be filed within the prescribed time period.

 

The Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2026 cannot be filed within the prescribed time period because the Company requires additional time for compilation and review to insure adequate disclosure of certain information required to be included in the Form 10-Q. The Company’s Quarterly Report on Form 10-Q will be filed on or before the 5th calendar day following the prescribed due date.

 

Part IV

Other Information

 

(1) Name and telephone number of person to contact in regard to this notification

 

Andrew Read, CEO   855   434-4488
(Name)   (Area Code)   (Telephone Number)

 

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

 

☒ Yes            ☐ No

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

☐ Yes            ☒ No

 

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

Tradewinds Universal

Name of Registrant as Specified in Charter.

 

Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: August 14, 2026 By: /s/ Andrew Read
    Andrew Read
    Chief Executive Officer

 

Source: View Original Filing on SEC EDGAR