STOCK TITAN

TSMC plan buys 43 shares for VP Bor-Zen Tien

Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
(Moderate)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD (TSM) VP Bor-Zen Tien reported two purchases on November 6, 2026: the issuer’s Employee Stock Purchase Plan administrator purchased 43 Common Shares for him through the ESPP Trust and 6 Common Shares for his immediate family member, a TSMC employee, at a reported translated price of $70.5000 per share. No Rule 10b5-1 plan is reported.

After the purchases, the ESPP Trust held 396 shares and the family member held 98 shares. Tien also reported 14,051 Common Shares and 132 American Depositary Shares directly, plus 5,000 Common Shares indirectly through his spouse. Each American Depositary Share represents five Common Shares.

Insider Tien Bor-Zen
Role VP
Bought 49 shs ($3K)
Increase in Position 11.0%
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F2, F3, F4 43 $70.50 $3K
Purchase Common Shares (2330.TW) F5, F3 6 $70.50 $423.00
Holding Common Shares (2330.TW) -- -- --
Holding American Depositary Shares (TSM) F1 -- -- --
Holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 396 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 98 shares (Indirect, By Immediate Family Member); Common Shares (2330.TW) — 14,051 shares (Direct); American Depositary Shares (TSM) — 132 shares (Direct); Common Shares (2330.TW) — 5,000 shares (Indirect, By Spouse)
Holdings Before and After: Common Shares (2330.TW), 353 to 396 shares (Indirect, By ESPP Trust); Common Shares (2330.TW), 92 to 98 shares (Indirect, By Immediate Family Member)
Other Insiders: 30 other insiders reported open-market purchases of this stock in the 30 days up to this filing.
Footnotes (5)
  1. F1. Each American Depositary Share represents five (5) Common Shares.
  2. F2. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  3. F3. The price was translated from the average purchase price of NT$2,309.9996 in New Taiwan dollars, at the rate of NT$32.768 to US$1.
  4. F4. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
  5. F5. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer's Immediate Family Member, who is a TSMC employee, pursuant to terms predetermined by the issuer.
Common Shares purchased for VP 43 shares Purchased through the ESPP Trust on November 6, 2026
Common Shares purchased for immediate family member 6 shares Purchased by the ESPP administrator on November 6, 2026
Reported translated purchase price $70.5000 per share Purchases reported for November 6, 2026
Shares held through ESPP Trust after purchase 396 shares Reported after the November 6, 2026 purchase
Common Shares held by immediate family member after purchase 98 shares Reported after the November 6, 2026 purchase
Direct Common Shares 14,051 shares Reported as of November 6, 2026
Direct American Depositary Shares 132 shares Reported as of November 6, 2026
Common Shares held through spouse 5,000 shares Indirect holdings reported as of November 6, 2026
Employee Stock Purchase Plan financial
"purchased and held under the issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
American Depositary Share financial
"Each American Depositary Share represents five (5) Common Shares"
An American Depositary Share (ADS) is a U.S.-listed certificate that represents a specified number of shares in a foreign company, held by a custodian bank; it works like a receipt that allows U.S. investors to buy and trade foreign equity on American exchanges without dealing with another country’s markets. Investors care because ADSs make foreign stocks easier to access, improve liquidity and settlement in dollars, and can affect dividend payments, voting rights and regulatory oversight compared with buying the underlying foreign shares directly.
New Taiwan dollars financial
"average purchase price of NT$2,309.9996 in New Taiwan dollars"
The New Taiwan Dollar (NTD) is the official currency used in Taiwan for everyday transactions, like buying groceries or paying bills. For investors, it matters because its value can influence Taiwan’s economy and affect the profitability of investments related to the region. Changes in the currency’s strength can also impact international trade and financial markets involving Taiwan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many TSM shares did Bor-Zen Tien buy, and at what price?

The ESPP administrator purchased 43 Common Shares for Tien and 6 Common Shares for his immediate family member on November 6, 2026, at $70.5000 per share. No Rule 10b5-1 plan is reported.

How was the TSM purchase price converted to U.S. dollars?

The reported price was translated from an average purchase price of NT$2,309.9996 at the rate of NT$32.768 to US$1.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tien Bor-Zen

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)14,051D
American Depositary Shares (TSM)(1)132D
Common Shares (2330.TW)11/06/2026(2)P43A$70.5(3)396IBy ESPP Trust(4)
Common Shares (2330.TW)5,000IBy Spouse
Common Shares (2330.TW)11/06/2026(5)PV6A$70.5(3)98IBy Immediate Family Member
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each American Depositary Share represents five (5) Common Shares.
2. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
3. The price was translated from the average purchase price of NT$2,309.9996 in New Taiwan dollars, at the rate of NT$32.768 to US$1.
4. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
5. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer's Immediate Family Member, who is a TSMC employee, pursuant to terms predetermined by the issuer.
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact11/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading