Taiwan Semiconductor: Yuh-Jier Mii buys 68 shares
The EVP and Co-COO also reported UBS AG notes that may settle in TSM ADSs if specified price conditions are met.
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Form Type
4
Rhea-AI Filing Summary
Taiwan Semiconductor Manufacturing Co Ltd EVP and Co-COO Yuh-Jier Mii reported buying 68 Common Shares on October 7, 2026, at a translated price of $79.3900 per share. The ESPP administrator purchased them on Mii’s behalf under issuer-predetermined terms; 8,238 Common Shares were held through the ESPP Trust after the purchase. Mii also directly held UBS AG Equity Linked Notes with US$150,000 principal; if not redeemed early and TSM ADSs were the worst-performing basket component with a closing price below the 213.2515-per-ADS strike on March 4, 2027, settlement may include up to 703 ADSs.
Insider Trade Summary
Net Buyer: 68 shares
Net Buy
5 txns
Insider
Mii Yuh-Jier
Role
EVP and Co-COO
Bought
68 shs ($5K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Shares (2330.TW) F2, F3, F4 | 68 | $79.39 | $5K |
| holding | Equity Linked Notes F6, F7, F1 | -- | -- | -- |
| holding | Common Shares (2330.TW) | -- | -- | -- |
| holding | American Depositary Shares (TSM) F1 | -- | -- | -- |
| holding | Common Shares (2330.TW) F5 | -- | -- | -- |
Holdings After Transaction:
Common Shares (2330.TW) — 8,238 shares (Indirect, By ESPP Trust);
Equity Linked Notes — 150,000 contracts for 703 underlying shares (Direct);
Common Shares (2330.TW) — 1,286,261 shares (Direct);
American Depositary Shares (TSM) — 25 shares (Direct);
Common Shares (2330.TW) — 63,345 shares (Indirect, By LTI Trust)
Footnotes (7)
- F1. Each American Depositary Share represents five (5) Common Shares.
- F2. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
- F3. The price was translated from the average purchase price of NT$2,524.2277 in New Taiwan dollars, at the rate of NT$31.795 to US$1.
- F4. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
- F5. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
- F6. The Equity Linked Notes are issued by UBS AG that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$150,000. The notes are exercisable and expire on March 4, 2027 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. The strike price for each basket component equals 55% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 703 American Depositary Shares of the issuer at a strike price of 213.2515 per American Depositary Share. [Continued in footnote 7]
- F7. [Continued from footnote 6] In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date.
Key Figures
Common Shares purchased: 68 shares
Translated purchase price: $79.3900 per share
Common Shares held through ESPP Trust: 8,238 shares
+5 more
8 metrics
Common Shares purchased
68 shares
Purchase reported for October 7, 2026
Translated purchase price
$79.3900 per share
Price for the Common Shares purchased
Common Shares held through ESPP Trust
8,238 shares
Reported following the October 7, 2026 purchase
Common Shares held directly
1,286,261 shares
Reported as of October 7, 2026
Common Shares held through LTI Trust
63,345 shares
Reported as of October 7, 2026
Equity Linked Notes principal
US$150,000
UBS AG notes held directly
Potential TSM ADS delivery
Up to 703 ADSs
Potential settlement if TSM ADSs meet the stated worst-performing-component conditions
Strike price
213.2515 per ADS
Potential settlement price for TSM ADSs
Key Terms
Employee Stock Purchase Plan, Long-Term Incentive ("LTI") Bonus Plan, Equity Linked Notes, worst-performing basket component, +1 more
5 terms
Employee Stock Purchase Plan financial
"under the issuer's Employee Stock Purchase Plan ("ESPP")"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Long-Term Incentive ("LTI") Bonus Plan financial
"under the issuer's Long-Term Incentive ("LTI") Bonus Plan"
Equity Linked Notes financial
"The Equity Linked Notes are issued by UBS AG"
worst-performing basket component financial
"closing price of the worst-performing basket component"
strike price financial
"at a strike price of 213.2515 per American Depositary Share"
The strike price is the fixed price at which an option gives its holder the right to buy or sell an underlying stock. Think of it like a coupon that lets you transact at a pre-agreed price regardless of the market; for investors it determines whether an option will be profitable, influences potential gains or losses, and is a key factor in the option’s market value and risk profile.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What are the terms of Yuh-Jier Mii’s TSM-linked Equity Linked Notes?
The UBS AG notes have US$150,000 principal and are exercisable and expire on March 4, 2027. If not redeemed early and TSM ADSs are the worst-performing basket component with a closing price below the strike on that date, settlement may deliver up to 703 ADSs at 213.2515 per ADS, plus cash in lieu of any fractional share.
AI-generated analysis. How Rhea-AI works. Not financial advice.
