STOCK TITAN

Taiwan Semiconductor SVP Hou buys 60 shares

The shares were purchased by the issuer’s ESPP administrator under terms predetermined by the issuer and held through ESPP Trust.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Taiwan Semiconductor Manufacturing Co Ltd SVP and Deputy Co-COO Yung-Chin Hou reported a purchase of 60 common shares on October 7, 2026, through the issuer’s Employee Stock Purchase Plan. The plan administrator purchased the shares on Hou’s behalf, and they were held through ESPP Trust. The reported price was $79.3900 per share, translated from an average purchase price of NT$2,524.2277 at NT$31.795 per US$1.

Insider Hou Yung-Chin
Role SVP and Deputy Co-COO
Bought 60 shs ($5K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F2, F3, F1, F4 60 $79.39 $5K
holding Common Shares (2330.TW) F1 -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 60 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 710,427 shares (Direct); Common Shares (2330.TW) — 60,802 shares (Indirect, By Spouse)
Footnotes (4)
  1. F1. On September 30, 2026, 7,521 and 20,190 Common Shares previously held indirectly through the ESPP Trust and LTI Trust, respectively, were transferred to an account directly held by the reporting person. These transfers reflect only a change in the form of beneficial ownership of the shares and are exempt from reporting under Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
  2. F2. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  3. F3. The price was translated from the average purchase price of NT$2,524.2277 in New Taiwan dollars, at the rate of NT$31.795 to US$1.
  4. F4. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
Common shares purchased 60 shares October 7, 2026; held through ESPP Trust
Purchase price $79.3900 per share October 7, 2026
Average purchase price NT$2,524.2277 Translated to the reported U.S.-dollar price
Exchange rate NT$31.795 per US$1 Rate used for the price translation
Direct common-share holdings 710,427 shares Reported following the October 7, 2026 transaction
Common shares held by spouse 60,802 shares Reported as indirect holdings following the October 7, 2026 transaction
Employee Stock Purchase Plan (ESPP) financial
"issuer's Employee Stock Purchase Plan ("ESPP")"
beneficial ownership regulatory
"change in the form of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Rule 16a-13 regulatory
"exempt from reporting under Rule 16a-13"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many TSM shares did Yung-Chin Hou buy, and at what price?

Yung-Chin Hou purchased 60 common shares on October 7, 2026, at $79.3900 per share. The U.S.-dollar price was translated from an average purchase price of NT$2,524.2277 at NT$31.795 per US$1.

How were Yung-Chin Hou’s TSM shares held after the purchase?

After the transaction, Hou reported 710,427 shares held directly and 60,802 held indirectly by his spouse. The 60 shares purchased were held through ESPP Trust.

What share transfers did Yung-Chin Hou report for September 30, 2026?

On September 30, 2026, 7,521 common shares previously held through ESPP Trust and 20,190 through LTI Trust were transferred to an account held directly by Hou. The transfers changed only the form of beneficial ownership and were exempt from reporting under Rule 16a-13.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hou Yung-Chin

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP and Deputy Co-COO
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
10/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)710,427(1)D
Common Shares (2330.TW)10/07/2026(2)P60A$79.39(3)60(1)IBy ESPP Trust(4)
Common Shares (2330.TW)60,802IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On September 30, 2026, 7,521 and 20,190 Common Shares previously held indirectly through the ESPP Trust and LTI Trust, respectively, were transferred to an account directly held by the reporting person. These transfers reflect only a change in the form of beneficial ownership of the shares and are exempt from reporting under Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
2. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
3. The price was translated from the average purchase price of NT$2,524.2277 in New Taiwan dollars, at the rate of NT$31.795 to US$1.
4. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact10/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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