STOCK TITAN

TSMC (TSM) VP Pei-Hung Chen adds shares via employee stock plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD vice president Pei-Hung Chen reported an indirect open-market purchase of 57 Common Shares (2330.TW) at $57.87 per share. The shares were bought by the administrator of the company’s Employee Stock Purchase Plan under predetermined terms on Chen’s behalf.

After this transaction, Chen’s reported holdings include 433,414 Common Shares held directly, 1,164 Common Shares held indirectly through the ESPP trust, 7,036 Common Shares held indirectly through an LTI trust, and 83,143 Common Shares held indirectly through a spouse.

Positive

  • None.

Negative

  • None.
Insider Chen Pei-Hung
Role VP
Bought 57 shs ($3K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) 57 $57.87 $3K
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 1,164 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 433,414 shares (Direct)
Footnotes (1)
  1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. The price was translated from the average purchase price of NT$1,837.2789 in New Taiwan dollars, at the rate of NT$31.748 to US$1. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Shares purchased 57 shares Indirect ESPP purchase of Common Shares (2330.TW)
Purchase price $57.87 per share Price for 57 Common Shares bought on April 9, 2026
Direct holdings after 433,414 shares Common Shares held directly following reported transaction
ESPP trust holdings after 1,164 shares Common Shares held indirectly via ESPP trust after purchase
LTI trust holdings after 7,036 shares Common Shares held indirectly via LTI trust
Spouse holdings after 83,143 shares Common Shares held indirectly via spouse
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESPP Trust financial
"direct_or_indirect: "I", nature_of_ownership: "By ESPP Trust""
Long-Term Incentive ("LTI") Bonus Plan financial
"Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan"
indirect ownership financial
"ownership_type: "indirect", nature_of_ownership: "By ESPP Trust""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chen Pei-Hung

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
04/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)433,414D
Common Shares (2330.TW)04/09/2026(1)PV57A$57.87(2)1,164(3)IBy ESPP Trust
Common Shares (2330.TW)7,036(4)IBy LTI Trust
Common Shares (2330.TW)83,143IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$1,837.2789 in New Taiwan dollars, at the rate of NT$31.748 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did TSM vice president Pei-Hung Chen report?

Pei-Hung Chen reported an indirect purchase of 57 TSM Common Shares at $57.87 per share. The shares were acquired on his behalf through the company’s Employee Stock Purchase Plan, reflecting a small, routine addition to his existing ownership position across direct and indirect holdings.

How many TSM shares did Pei-Hung Chen buy and at what price?

Chen indirectly acquired 57 Common Shares (2330.TW) of TSM at $57.87 per share. The purchase was executed by the Employee Stock Purchase Plan administrator under predetermined plan terms, rather than a discretionary open-market order placed directly by Chen himself.

How many TSM shares does Pei-Hung Chen hold after this Form 4 filing?

Following the reported transaction, Chen holds 433,414 TSM Common Shares directly. He also has indirect interests in 1,164 shares via the ESPP trust, 7,036 shares via an LTI trust, and 83,143 shares via his spouse, according to the disclosed ownership breakdown.

What is the role of the ESPP trust in Pei-Hung Chen’s TSM share purchase?

The ESPP trust purchased the 57 TSM Common Shares on Chen’s behalf under the Employee Stock Purchase Plan. The transaction followed terms predetermined by the issuer, meaning the administrator executed the buy according to plan rules rather than Chen placing an individual trade.

What other indirect TSM holdings does Pei-Hung Chen report besides the ESPP trust?

Beyond the ESPP trust, Chen reports 7,036 Common Shares held through a Long-Term Incentive (LTI) Bonus Plan trust and 83,143 Common Shares held by his spouse. These positions are disclosed as indirect ownership interests in addition to his substantial directly held TSM shares.

Was the reported TSM share purchase by Pei-Hung Chen pre-arranged?

The footnotes state the Common Shares were purchased by the Employee Stock Purchase Plan administrator under terms predetermined by the issuer. This indicates the acquisition followed established plan rules, rather than representing a one-off, independently timed discretionary trade by Chen.