STOCK TITAN

Taiwan Semiconductor VP Lee-Chung Lu buys 53 shares

Alongside the ESPP position, the reported holdings include 284,891 directly held shares, 7,036 through the LTI Trust, and 15,000 held by the spouse.

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Form Type
4

Rhea-AI Filing Summary

Taiwan Semiconductor Manufacturing Co. Ltd. (TSM) VP Lee-Chung Lu reported a purchase of 53 common shares on November 6, 2026, through the issuer’s ESPP administrator on his behalf, at a translated price of $70.50 per share; no Rule 10b5-1 plan is reported. 6,587 shares were held through the ESPP Trust after the purchase. His reported holdings also included 284,891 shares held directly, 7,036 through the LTI Trust, and 15,000 by his spouse.

Insider Lu Lee-Chung
Role VP
Bought 53 shs ($4K)
Increase in Position 0.81%
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F1, F2, F3 53 $70.50 $4K
Holding Common Shares (2330.TW) -- -- --
Holding Common Shares (2330.TW) F4 -- -- --
Holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 6,587 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 284,891 shares (Direct); Common Shares (2330.TW) — 7,036 shares (Indirect, By LTI Trust); Common Shares (2330.TW) — 15,000 shares (Indirect, By Spouse)
Holdings Before and After: Common Shares (2330.TW), 6,534 to 6,587 shares (Indirect, By ESPP Trust)
Other Insiders: 20 other insiders reported open-market purchases of this stock in the 30 days up to this filing.
Footnotes (4)
  1. F1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  2. F2. The price was translated from the average purchase price of NT$2,309.9996 in New Taiwan dollars, at the rate of NT$32.768 to US$1.
  3. F3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
  4. F4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Shares purchased 53 shares Through the issuer’s ESPP on November 6, 2026
Translated purchase price $70.50 per share Purchase on November 6, 2026
Shares through ESPP Trust after purchase 6,587 shares November 6, 2026
Directly held shares 284,891 shares November 6, 2026
Shares through LTI Trust 7,036 shares November 6, 2026
Shares held by spouse 15,000 shares November 6, 2026
Average purchase price NT$2,309.9996 Translated to the reported U.S. dollar price
Exchange rate NT$32.768 per US$1 Rate used to translate the average purchase price
Employee Stock Purchase Plan ("ESPP") financial
"issuer's Employee Stock Purchase Plan ("ESPP")"
Long-Term Incentive ("LTI") Bonus Plan financial
"issuer's Long-Term Incentive ("LTI") Bonus Plan"
investment control financial
"over which the filer has obtained investment control"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many TSM shares did VP Lee-Chung Lu buy and at what price?

The ESPP administrator purchased 53 common shares on behalf of VP Lee-Chung Lu on November 6, 2026, at a translated price of $70.50 per share; 6,587 shares were reported through the ESPP Trust after the purchase. No Rule 10b5-1 plan is reported.

How was the reported TSM share price translated?

The reported $70.50-per-share price was translated from an average purchase price of NT$2,309.9996 using an exchange rate of NT$32.768 per US$1.

What other TSM shareholdings are reported for Lee-Chung Lu?

The reported holdings include 284,891 shares held directly, 7,036 through the LTI Trust, and 15,000 by his spouse. The LTI Trust shares were purchased with cash received under the issuer’s Long-Term Incentive Bonus Plan, over which Lu obtained investment control.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Lee-Chung

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)284,891D
Common Shares (2330.TW)11/06/2026(1)P53A$70.5(2)6,587IBy ESPP Trust(3)
Common Shares (2330.TW)7,036IBy LTI Trust(4)
Common Shares (2330.TW)15,000IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$2,309.9996 in New Taiwan dollars, at the rate of NT$32.768 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact11/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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