TETRA Technologies director exercises 37,723 RSUs

TETRA Technologies director Thomas R. Bates Jr. reported the vesting of restricted stock units that converted into common stock.

Rhea-AI Filing Summary

TETRA Technologies director Thomas R. Bates Jr. reported the vesting of restricted stock units that converted into common stock. On June 12, 2026, 37,723 restricted stock units vested and converted to 37,723 shares of common stock on a one-for-one basis.

The award was originally granted on June 12, 2025 and fully vested one year later. After this compensation-related conversion, Bates directly holds 569,647 shares of TETRA Technologies common stock. This filing reflects an exercise/settlement of equity awards rather than an open-market purchase or sale.

Insider Trade Summary

37,723 shares exercised/converted

Exercise 2 txns

Insider BATES THOMAS R JR

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	37,723	$0.00	$0.00
Exercise	Common Stock	37,723	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 569,647 shares (Direct)

Footnotes (2)

1. F1. Represents vested shares of restricted stock units granted on June 12, 2025. Restricted stock units convert into common stock on a one-for-one basis.
2. F2. The restricted stock unit award fully vested on June 12, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Key Figures

RSUs converted: 37,723 units Common shares received: 37,723 shares Post-transaction holdings: 569,647 shares +3 more

6 metrics

RSUs converted 37,723 units Restricted stock units vested June 12, 2026

Common shares received 37,723 shares One-for-one conversion from vested RSUs

Post-transaction holdings 569,647 shares Common stock directly held after RSU conversion

Transaction code M Exercise or conversion of derivative security

Grant date of RSUs June 12, 2025 Original restricted stock unit award date

Full vesting date June 12, 2026 Restricted stock unit award fully vested

Key Terms

Restricted Stock Units, derivative security, contingent right, one-for-one basis

4 terms

Restricted Stock Units financial

"Represents vested shares of restricted stock units granted on June 12, 2025."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

contingent right financial

"represents the contingent right to receive one share of the Issuer's common stock"

one-for-one basis financial

"Restricted stock units convert into common stock on a one-for-one basis."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did TETRA Technologies (TTI) report for Thomas R. Bates Jr.?

TETRA Technologies reported that director Thomas R. Bates Jr. settled vested restricted stock units into common shares. On June 12, 2026, 37,723 restricted stock units converted into 37,723 shares of common stock as part of his equity compensation.

How many TTI shares did Bates acquire through restricted stock units?

Thomas R. Bates Jr. acquired 37,723 TTI common shares through vested restricted stock units. Each restricted stock unit converted into one share of common stock, reflecting a standard one-for-one settlement of his prior equity grant.

When did the restricted stock unit award for TTI fully vest?

The restricted stock unit award fully vested on June 12, 2026. These units were originally granted on June 12, 2025 and represented a contingent right to receive one TETRA Technologies common share upon vesting of each unit.

What does the TTI Form 4 say about Bates’s post-transaction holdings?

After the transaction, Bates directly holds 569,647 shares of TTI common stock. This total reflects his position following the conversion of 37,723 restricted stock units into an equal number of common shares.

Was the TTI insider transaction an open-market buy or sell?

No, the TTI transaction was not an open-market buy or sell. The Form 4 shows a derivative exercise (code M), where vested restricted stock units were settled into common stock as part of equity compensation, with no reported market trade.

How do TTI restricted stock units convert into common stock in this filing?

The restricted stock units convert into TTI common stock on a one-for-one basis. Each unit represents a contingent right to receive one share upon vesting, so 37,723 units produced 37,723 common shares for the reporting director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/15/2026 - 04:14 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BATES THOMAS R JR

(Last) (First) (Middle)

10000 ENERGY DRIVE

SUITE 600

(Street)

SPRING TEXAS 77389

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TETRA TECHNOLOGIES INC [ TTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/12/2026		M		37,723	A	$0.00	569,647	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0.00	06/12/2026		M(1)			37,723	(2)	(2)	Common Stock	37,723	$0.00	0.00	D

Explanation of Responses:

1. Represents vested shares of restricted stock units granted on June 12, 2025. Restricted stock units convert into common stock on a one-for-one basis.

2. The restricted stock unit award fully vested on June 12, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Remarks:

	Kimberly M. O'Brien, attorney in fact	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)