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Tevogen regains Nasdaq $15M listing compliance

(High)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Tevogen Inc. (TVGN) stated that on September 9, 2026 it received written notice from Nasdaq that it has regained compliance with the $15 million minimum market value of publicly held shares requirement under Nasdaq Listing Rule 5450(b)(2&3)(C) for continued listing on the Nasdaq Global Market. Nasdaq informed the company that the compliance matter is now closed.

Positive

  • Nasdaq confirmed that Tevogen Inc. has regained compliance with the $15 million minimum market value of publicly held shares requirement, closing the listing compliance matter and supporting its continued trading on the Nasdaq Global Market.

Negative

  • None.

Insights

Analyzing...

Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Minimum market value of publicly held shares requirement $15 million Nasdaq Listing Rule 5450(b)(2&3)(C) threshold for continued listing
Common Stock par value $0.0001 per share Par value of Tevogen Inc. common stock listed on Nasdaq
Warrant exercise price $575.00 per share Exercise price for Tevogen Inc. warrants listed under symbol TVGNW
market value of publicly held shares financial
"regained compliance with the $15 million minimum market value of publicly held shares requirement"
The market value of publicly held shares is the total dollar worth of a company’s shares that are available to outside investors, calculated by multiplying the current market price by the number of shares held by the public (the “float”). It matters because it tells investors how much of the company is actually tradable and how the market is pricing that tradable portion—like a price tag on the items on a store shelf, it affects liquidity, volatility and how easy it is to buy or sell a meaningful stake.
Nasdaq Listing Rule 5450(b)(2&3)(C) regulatory
"requirement under Nasdaq Listing Rule 5450(b)(2&3)(C) for continued listing"
Nasdaq Global Market market
"requirement ... for continued listing on The Nasdaq Global Market"
The Nasdaq Global Market is a section of the stock exchange where larger, well-established companies are listed and publicly traded. It functions like a marketplace where investors can buy and sell shares of these companies, providing them with access to capital and opportunities for growth. Its role is important because it helps investors identify and invest in reputable companies with strong financial backgrounds.
emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

FAQ

What Nasdaq compliance update did Tevogen Inc. (TVGN) announce?

Tevogen Inc. announced that Nasdaq notified the company on September 9, 2026 that it has regained compliance with the $15 million minimum market value of publicly held shares requirement under Nasdaq Listing Rule 5450(b)(2&3)(C) for continued listing on the Nasdaq Global Market.

What specific Nasdaq listing rule now applies to Tevogen Inc. (TVGN)?

Nasdaq stated that Tevogen Inc. is in compliance with Nasdaq Listing Rule 5450(b)(2&3)(C), which requires a $15 million minimum market value of publicly held shares for continued listing on the Nasdaq Global Market.

Is the Nasdaq compliance issue for Tevogen Inc. (TVGN) resolved?

Yes. Nasdaq informed Tevogen Inc. that it has regained compliance with the $15 million market value of publicly held shares requirement and that the matter is now closed regarding its continued listing on the Nasdaq Global Market.

On what date did Tevogen Inc. (TVGN) receive Nasdaq’s compliance notice?

Tevogen Inc. received Nasdaq’s written notice on September 9, 2026, confirming that the company had regained compliance with the $15 million minimum market value of publicly held shares listing requirement for the Nasdaq Global Market.

What securities of Tevogen Inc. (TVGN) are listed on Nasdaq?

Tevogen Inc. lists its Common Stock, par value $0.0001 per share, under the symbol TVGN and its warrants, exercisable at $575.00 per share, under the symbol TVGNW on the Nasdaq Stock Market LLC.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 9, 2026

 

 

 

Tevogen Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-41002   98-1597194

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

15 Independence Boulevard, Suite #210    
Warren, New Jersey   07059
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (877) 838-6436

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.0001 per share   TVGN   The Nasdaq Stock Market LLC
Warrants, exercisable for $575.00 per share   TVGNW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 
 

 

Item 8.01 Other Events.

 

On September 9, 2026, Tevogen Inc. (the “Company”) received written notice from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it had regained compliance with the $15 million minimum market value of publicly held shares requirement under Nasdaq Listing Rule 5450(b)(2&3)(C) for continued listing on The Nasdaq Global Market. Accordingly, the matter is now closed.

 

1
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Tevogen Inc.
     
Date: September 10, 2026 By: /s/ Ryan Saadi
  Name: Ryan Saadi
  Title: Chief Executive Officer

 

2

 

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