Tevogen director granted 75,000 restricted shares

A Tevogen Inc. director received a 75,000-share restricted stock grant that vests over three years starting in 2027.

Rhea-AI Filing Summary

Tevogen Inc. (symbol: TVGN) is the issuer of record for a Form 4 filing submitted to the SEC. Patton Curtis L. reported acquisition or exercise transactions in this Form 4 filing.

Tevogen Inc. (TVGN) reported that director Patton Curtis L. received a grant of 75,000 shares of Common Stock as restricted stock under the Tevogen Inc. 2024 Omnibus Incentive Plan on September 11, 2026. These shares will vest in three equal annual installments starting September 11, 2027, contingent on continued service, bringing his direct holdings to 139,192 shares.

Insider Trade Summary

Grant/Award: 75,000 shares

Grant/Award 1 txn

Insider Patton Curtis L.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	75,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 139,192 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of restricted stock under the Tevogen Inc. 2024 Omnibus Incentive Plan, which will vest ratably in three equal annual installments commencing on September 11, 2027, provided that the reporting person remains in service with the Issuer at such dates.

Key Figures

Restricted stock grant: 75,000 shares Post-transaction holdings: 139,192 shares Grant price per share: $0.00 per share +2 more

5 metrics

Restricted stock grant 75,000 shares Grant of Common Stock on September 11, 2026 to director under incentive plan

Post-transaction holdings 139,192 shares Total Common Stock directly held by Patton Curtis L. after the grant

Grant price per share $0.00 per share Reported price for the 75,000 restricted Common Stock shares granted

Vesting schedule 3 equal annual installments Restricted stock vests annually starting September 11, 2027, over three years

Vesting commencement date September 11, 2027 First vesting date for the restricted stock grant, subject to continued service

Key Terms

restricted stock, 2024 Omnibus Incentive Plan, vest ratably

3 terms

restricted stock financial

"Represents a grant of restricted stock under the Tevogen Inc. 2024 Omnibus Incentive Plan"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

2024 Omnibus Incentive Plan financial

"grant of restricted stock under the Tevogen Inc. 2024 Omnibus Incentive Plan"

vest ratably financial

"which will vest ratably in three equal annual installments commencing on September 11, 2027"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Tevogen Inc. (TVGN) report for Patton Curtis L.?

Tevogen Inc. reported that director Patton Curtis L. received a grant of 75,000 shares of Common Stock as restricted stock on September 11, 2026 under the 2024 Omnibus Incentive Plan, classified as a grant/award acquisition at a reported price of $0.00 per share.

How many TVGN shares does Patton Curtis L. hold after this Form 4 transaction?

After the reported restricted stock grant, director Patton Curtis L. directly holds 139,192 shares of Tevogen Inc. Common Stock, according to the Form 4 filing’s post-transaction holdings figure.

What are the vesting terms of the 75,000 restricted TVGN shares granted to Patton Curtis L.?

The 75,000 restricted shares will vest ratably in three equal annual installments, beginning on September 11, 2027. Vesting is conditioned on the reporting person remaining in service with Tevogen Inc. on each vesting date.

Under which plan was the Tevogen Inc. (TVGN) restricted stock grant to Patton Curtis L. made?

The grant of 75,000 restricted shares to director Patton Curtis L. was made under the Tevogen Inc. 2024 Omnibus Incentive Plan, as stated in the footnote to the Form 4 transaction.

Was the Tevogen Inc. (TVGN) Form 4 transaction by Patton Curtis L. part of a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, and the footnote describes the transaction as a grant of restricted stock under the incentive plan without reference to a trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/15/2026 - 08:04 PM EDT Accepted by SEC EDGAR 09/15/2026 - 08:04 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Patton Curtis L.

(Last) (First) (Middle)

C/O TEVOGEN BIO HOLDINGS INC.

15 INDEPENDENCE BLVD, STE 410

(Street)

WARREN NEW JERSEY 07059

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Tevogen Inc. [ TVGN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2026		A		75,000(1)	A	$0.00	139,192	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of restricted stock under the Tevogen Inc. 2024 Omnibus Incentive Plan, which will vest ratably in three equal annual installments commencing on September 11, 2027, provided that the reporting person remains in service with the Issuer at such dates.

	/s/ Kirti Desai, Attorney-in-Fact	09/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)