Tevogen director gets 75,000-share stock award

Tevogen Inc. director Victor J. Sordillo received a 75,000-share restricted stock grant that vests over three years, increasing his direct holdings to 126,539 shares.

Rhea-AI Filing Summary

Tevogen Inc. (symbol: TVGN) is the issuer of record for a Form 4 filing submitted to the SEC. Sordillo Victor J. reported acquisition or exercise transactions in this Form 4 filing.

Tevogen Inc. (TVGN) reported that director Victor J. Sordillo received a grant of 75,000 shares of Common Stock on September 11, 2026. The grant is restricted stock under the Tevogen Inc. 2024 Omnibus Incentive Plan and vests in three equal annual installments starting September 11, 2027, contingent on continued service. Following this award, he holds 126,539 shares directly. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 75,000 shares

Grant/Award 1 txn

Insider Sordillo Victor J.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	75,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 126,539 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of restricted stock under the Tevogen Inc. 2024 Omnibus Incentive Plan, which will vest ratably in three equal annual installments commencing on September 11, 2027, provided that the reporting person remains in service with the Issuer at such dates.

Key Figures

Restricted stock granted: 75,000 shares Grant price per share: $0.00 Shares held after grant: 126,539 shares +1 more

4 metrics

Restricted stock granted 75,000 shares Grant of Common Stock to director on September 11, 2026

Grant price per share $0.00 Reported transaction price for the restricted stock award

Shares held after grant 126,539 shares Direct Common Stock holdings of Victor J. Sordillo following the transaction

Vesting schedule tranches 3 equal annual installments Restricted stock vests annually beginning September 11, 2027

Key Terms

restricted stock, 2024 Omnibus Incentive Plan, vest ratably

3 terms

restricted stock financial

"Represents a grant of restricted stock under the Tevogen Inc. 2024 Omnibus"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

2024 Omnibus Incentive Plan financial

"grant of restricted stock under the Tevogen Inc. 2024 Omnibus Incentive Plan"

vest ratably financial

"which will vest ratably in three equal annual installments commencing"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Tevogen Inc. (TVGN) report for Victor J. Sordillo?

Tevogen Inc. reported that director Victor J. Sordillo received a grant of 75,000 shares of Common Stock as restricted stock on September 11, 2026, under the company’s 2024 Omnibus Incentive Plan.

How does this Form 4 transaction affect Victor J. Sordillo’s TVGN share holdings?

After the grant, Victor J. Sordillo directly holds 126,539 shares of Tevogen Inc. Common Stock, as reported in the Form 4 filing.

What are the vesting terms of the 75,000 restricted TVGN shares granted to Victor J. Sordillo?

The 75,000 restricted shares vest ratably in three equal annual installments starting on September 11, 2027, provided Victor J. Sordillo remains in service with Tevogen Inc. on each vesting date.

Did Tevogen Inc. (TVGN) report any purchase or sale of shares by Victor J. Sordillo?

No purchase or sale was reported. The Form 4 shows a grant/award acquisition of 75,000 restricted shares, with no open-market buying or selling activity disclosed.

Was the TVGN insider grant to Victor J. Sordillo made under a Rule 10b5-1 plan?

The filing indicates the document-level Rule 10b5-1 checkbox is not checked, and there is no footnote stating use of a Rule 10b5-1 trading plan for this grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/15/2026 - 08:05 PM Accepted by SEC EDGAR 09/15/2026 - 08:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sordillo Victor J.

(Last) (First) (Middle)

C/O TEVOGEN BIO HOLDINGS INC.

15 INDEPENDENCE BLVD, STE 410

(Street)

WARREN NEW JERSEY 07059

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Tevogen Inc. [ TVGN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2026		A		75,000(1)	A	$0.00	126,539	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of restricted stock under the Tevogen Inc. 2024 Omnibus Incentive Plan, which will vest ratably in three equal annual installments commencing on September 11, 2027, provided that the reporting person remains in service with the Issuer at such dates.

	/s/ Kirti Desai, Attorney-in-Fact	09/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)