[144] Two Harbors Investment Corp. SEC Filing

Rhea-AI Filing Summary

Two Harbors Investment Corp. (TWO) filed a Form 144 notifying intent to sell 8,654 shares of its common stock, with an aggregate market value of $88,616.96, via Raymond James on the NYSE approximately on 08/18/2025. The shares were acquired on 08/15/2025 through the vesting of a Restricted Stock Unit award from Two Harbors and payment was recorded on the vesting date. The filer reports no sales of issuer securities in the past three months and attests to lack of undisclosed material adverse information.

Positive

• Clear disclosure of acquisition method (RSU vesting), broker, and expected sale date, meeting Rule 144 notice requirements
• No prior sales in the past three months reported, simplifying resale aggregation considerations

Negative

• None material—the sale size is immaterial relative to total outstanding shares

Insights

Securities Compliance Analyst

TL;DR Routine insider sale notice for recently vested RSUs; procedure and timing are standard under Rule 144.

The filing documents a straightforward Rule 144 notice for sale of newly vested restricted stock units: 8,654 shares with a stated aggregate value of $88,616.96 listed to be sold through Raymond James on the NYSE. No prior sales in the past three months were reported, which is relevant for resale limitations and aggregation rules. The filer also certifies absence of undisclosed material adverse information and notes the acquisition and payment occurred on the same vesting date, indicating the shares are eligible for transfer under the stated conditions.

Equity Compensation Specialist

TL;DR Administrative RSU vesting and planned resale; immaterial to company-wide outstanding shares.

This notice reflects a grant vesting event followed by an intended market sale of 8,654 shares. Against the issuer's reported outstanding shares of 104,132,453, the block represents approximately 0.0083% of outstanding common stock, so the transaction is immaterial from a capital-structure perspective. The filing aligns with standard post-vesting disposition practices and properly identifies broker, expected sale date, and acquisition/payment dates tied to RSU vesting.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Raymond James 660 Newport Center Drive Suite 570 Newport Beach CA 92660	8654	88616.96	104132453	08/18/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/15/2025	Vesting of Restricted Stock Unit Award	Two Harbors Investment Corp.			8654	08/15/2025	Vesting of Restricted Stock Unit Award

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares of TWO are being reported for sale in this Form 144?

The filer intends to sell 8,654 shares of Two Harbors Investment Corp. common stock.

When and where is the sale expected to occur for the TWO shares?

The sale is expected on or about 08/18/2025 on the NYSE through Raymond James.

How were the reported TWO shares acquired?

The shares were acquired on 08/15/2025 through the vesting of a Restricted Stock Unit award from Two Harbors Investment Corp.

What is the aggregate market value and outstanding share count referenced?

Aggregate market value is listed as $88,616.96 and the filing cites 104,132,453 shares outstanding.

Did the filer report other sales of TWO in the prior three months?

The filing states Nothing to Report for securities sold during the past three months.