Welcome to our dedicated page for Two Harbors SEC filings (Ticker: TWOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Two Harbors Investment Corp. 9.375% Senior Notes due 2030 (TWOD) brings together regulatory documents filed by the issuer, Two Harbors Investment Corp., that are relevant to this senior note security. Two Harbors is a Maryland corporation that identifies as a REIT in its SEC disclosures and reports under Commission File Number 001-34506.
Investors researching TWOD often look first to the issuer’s current reports on Form 8-K. For example, a Form 8-K dated October 27, 2025 reports that Two Harbors issued a press release announcing financial results for the fiscal quarter ended September 30, 2025 and furnished an earnings call presentation. These filings help readers understand the financial condition of the company whose obligations back the 9.375% senior notes due 2030.
Another Form 8-K dated September 19, 2025 describes a new prospectus supplement for an existing at-the-market equity offering program and amended and new Equity Distribution Agreements with Citizens JMP Securities, LLC and BTIG, LLC. This filing explains how Two Harbors may offer and sell shares of its common stock through sales agents, including on the NYSE or to or through a market maker, and it outlines compensation and indemnification arrangements. Although focused on equity, this information provides context on the issuer’s capital markets activity alongside its debt securities such as TWOD.
A Form 8-K dated December 17, 2025 details an Agreement and Plan of Merger among Two Harbors Investment Corp., UWM Holdings Corporation, and UWM Acquisitions 1, LLC. The filing outlines the proposed merger structure, the treatment of Two Harbors common and preferred stock, the intended tax treatment as a reorganization under Section 368(a) of the Internal Revenue Code, and the conditions to closing. This type of transaction filing is important for understanding potential changes in the corporate structure of the issuer of the TWOD notes.
On this page, users can access such 8-Ks and related exhibits as they are made available from EDGAR. AI-powered summaries can help explain the key points of earnings releases, equity offering documents, and merger agreements, highlighting information that may matter most to holders and analysts of the Two Harbors Investment Corp. 9.375% Senior Notes due 2030.
Two Harbors Investment Corp. executive reports small share sales to cover taxes. EVP and General Counsel RoundPoint Nathan Boucher reported selling 601 shares of Two Harbors common stock on January 9, 2026 at $12.37 per share and 666 shares on January 12, 2026 at $12.25 per share. These transactions were made to satisfy income tax liabilities arising from the vesting of previously granted restricted stock units and were carried out under pre-established trading instructions pursuant to Rule 10b5-1. Following these sales, Boucher directly beneficially owns 27,249 shares of Two Harbors common stock.
Two Harbors Investment Corp. reported an equity grant to its Chief Legal Officer, Rebecca B. Sandberg. On January 7, 2026, she received 81,699 shares of common stock in the form of restricted stock units under the company’s 2021 Equity Incentive Plan, at a grant price of $0 per share as compensation rather than a cash purchase. Following this grant, she beneficially owns 238,417 shares of common stock.
The RSUs will convert into common shares in three equal installments that are scheduled to vest on January 7, 2027, 2028 and 2029, subject to certain exceptions. This filing reflects a routine equity award to a senior executive and not an open-market stock sale or purchase.
Two Harbors Investment Corp. reported an equity award to its Chief Risk Officer, Robert Rush. He received 44,351 restricted stock units (RSUs) of common stock, par value $0.01 per share, as a grant for no cash consideration under the company’s 2021 Equity Incentive Plan.
The common shares underlying these RSUs will vest in three equal installments on January 7, 2027, 2028 and 2029, subject to certain exceptions. Following this grant, Rush beneficially owns 142,558 shares of the company’s common stock in direct ownership.
Two Harbors Investment Corp. reported an equity compensation grant to its Chief Investment Officer, Nicholas Letica. On January 7, 2026, he was awarded 151,727 shares of common stock in the form of restricted stock units under the company’s 2021 Equity Incentive Plan, received as a grant for no cash consideration. The RSUs are scheduled to vest in three equal installments on January 7, 2027, 2028 and 2029, if the applicable conditions are met. Following this award, Letica beneficially owns 318,234 shares of Two Harbors common stock directly.
Two Harbors Investment Corp. Chief Administrative Officer Alecia Hanson received a grant of 32,679 shares of common stock in the form of restricted stock units under the company’s 2021 Equity Incentive Plan. The grant was awarded for no cash consideration and increased her beneficial ownership to 77,967 shares held directly.
The RSUs are scheduled to vest in three equal installments on January 7, 2027, January 7, 2028 and January 7, 2029, subject to certain exceptions. This structure ties a portion of the executive’s compensation to the company’s long-term performance and ongoing service over the multi-year vesting period.
Two Harbors Investment Corp. reported an equity grant to its Chief Accounting Officer, Jillian Halm. On January 7, 2026, she was awarded 9,337 shares of common stock in the form of restricted stock units (RSUs) at a price of $0 per share under the company’s 2021 Equity Incentive Plan. After this grant, she beneficially owns 19,109 shares of common stock.
The RSUs were granted for no cash consideration and are designed to vest over time. The underlying common stock will vest in three equal installments on January 7, 2027, 2028 and 2029, subject to certain exceptions. This structure ties a portion of the officer’s compensation to the company’s long-term performance and continued service.
Two Harbors Investment Corp.'s Chief Financial Officer, William Dellal, reported an equity award of common stock on a Form 4. On January 7, 2026, he was granted 46,685 restricted stock units (RSUs) of Two Harbors common stock at a price of $0 per share, reflecting a stock-based compensation grant rather than an open-market purchase.
The RSUs were granted under the Two Harbors Investment Corp. 2021 Equity Incentive Plan and will vest, subject to certain exceptions, in three equal installments on January 7, 2027, 2028 and 2029. Following this grant, Dellal is reported to beneficially own 83,388 shares of Two Harbors common stock in direct ownership form.
Two Harbors Investment Corp. executive James D. Campbell received an equity grant of 24,089 restricted stock units (RSUs). The RSUs were awarded for no cash consideration under the Two Harbors Investment Corp. 2021 Equity Incentive Plan and relate to the company’s common stock.
The underlying common shares will vest in three equal annual installments on January 7, 2027, 2028, and 2029, subject to certain exceptions. Following this grant, Campbell beneficially owns 38,748 shares of common stock in total on a direct basis.
Two Harbors Investment Corp. reported an equity grant to a senior executive. EVP and General Counsel RoundPoint, Nathan Boucher, received 14,705 shares of common stock on January 7, 2026, recorded at a price of $0 per share because they are restricted stock units granted as compensation rather than a market purchase. After this grant, Boucher beneficially owned 28,516 shares of Two Harbors common stock.
According to the footnote, these shares represent restricted stock units granted under the company’s 2021 Equity Incentive Plan. The common stock underlying the RSUs is scheduled to vest in three equal installments on January 7, 2027, January 7, 2028, and January 7, 2029, subject to specified conditions. This filing reflects ongoing equity-based compensation for a key officer rather than an open-market trade.
Two Harbors Investment Corp. has a planned sale of 2,895 shares of common stock under a Form 144 notice. The shares are expected to be sold on or about 01/08/2026 on the NYSE through broker Raymond James at an aggregate market value of $30,136.95, based on the value reported in the filing.
The securities to be sold were recently acquired from the issuer through equity compensation vesting. This includes 924 shares from a vesting performance share unit award on 01/07/2026, 1,456 shares from a vesting restricted stock unit award on 01/07/2026, and 515 shares from a vesting restricted stock unit award on 01/13/2026. The filing also notes total common shares outstanding of 104,155,818 for the issuer.