Welcome to our dedicated page for Two Harbors SEC filings (Ticker: TWOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Two Harbors Investment Corp. 9.375% Senior Notes due 2030 (TWOD) brings together regulatory documents filed by the issuer, Two Harbors Investment Corp., that are relevant to this senior note security. Two Harbors is a Maryland corporation that identifies as a REIT in its SEC disclosures and reports under Commission File Number 001-34506.
Investors researching TWOD often look first to the issuer’s current reports on Form 8-K. For example, a Form 8-K dated October 27, 2025 reports that Two Harbors issued a press release announcing financial results for the fiscal quarter ended September 30, 2025 and furnished an earnings call presentation. These filings help readers understand the financial condition of the company whose obligations back the 9.375% senior notes due 2030.
Another Form 8-K dated September 19, 2025 describes a new prospectus supplement for an existing at-the-market equity offering program and amended and new Equity Distribution Agreements with Citizens JMP Securities, LLC and BTIG, LLC. This filing explains how Two Harbors may offer and sell shares of its common stock through sales agents, including on the NYSE or to or through a market maker, and it outlines compensation and indemnification arrangements. Although focused on equity, this information provides context on the issuer’s capital markets activity alongside its debt securities such as TWOD.
A Form 8-K dated December 17, 2025 details an Agreement and Plan of Merger among Two Harbors Investment Corp., UWM Holdings Corporation, and UWM Acquisitions 1, LLC. The filing outlines the proposed merger structure, the treatment of Two Harbors common and preferred stock, the intended tax treatment as a reorganization under Section 368(a) of the Internal Revenue Code, and the conditions to closing. This type of transaction filing is important for understanding potential changes in the corporate structure of the issuer of the TWOD notes.
On this page, users can access such 8-Ks and related exhibits as they are made available from EDGAR. AI-powered summaries can help explain the key points of earnings releases, equity offering documents, and merger agreements, highlighting information that may matter most to holders and analysts of the Two Harbors Investment Corp. 9.375% Senior Notes due 2030.
Two Harbors Investment Corp. insider files notice to sell shares
An affiliated person of Two Harbors Investment Corp. (common stock) has filed a notice of proposed sale under Rule 144 for up to 2,443 shares, to be handled through Raymond James on the NYSE. The filing lists an aggregate market value of $25,431.63 for these shares and notes that there were 104,155,818 shares of the same class outstanding at the time of the notice. The shares to be sold were acquired on 01/07/2026 through the vesting of a restricted stock unit award from Two Harbors, with the approximate sale date indicated as 01/08/2026.
Two Harbors Investment Corp. insider plans small Rule 144 sale of recently vested shares. A holder has filed to sell 2,416 shares of Two Harbors Investment Corp. common stock, with an aggregate market value of $25,150.56, through broker Raymond James on the NYSE around 01/08/2026.
The shares to be sold come from the vesting of restricted stock unit awards granted by Two Harbors Investment Corp., with 1,280 shares vesting on 01/07/2026 and 1,136 shares vesting on 01/08/2026. Two Harbors Investment Corp. had 104,155,818 shares of common stock outstanding, which serves as a baseline figure relative to this planned sale.
Two Harbors Investment Corp. CEO William Greenberg, who also serves as a director, reported a tax-related share transaction. On 12/30/2025, he surrendered 154,593 shares of common stock to cover taxes tied to an Internal Revenue Code Section 83(b) election on a restricted stock grant dated December 18, 2025. The price used for this tax withholding was $11.32, equal to the closing price on the grant date.
After this transaction, Greenberg beneficially owns 546,106 shares of Two Harbors common stock directly. In addition, 3,025 shares are held by his spouse; he has a pecuniary interest in those but disclaims beneficial ownership because he does not have voting or dispositive power over them.
Two Harbors Investment Corp.'s Chief Financial Officer sold company stock in a routine insider transaction. On 12/22/2025, the reporting person sold 7,087 shares of common stock at a weighted average price of $11.4434 per share.
The filing explains that the sale was made to cover income tax liabilities arising from the vesting of previously granted restricted stock units, and it was carried out under a pre-arranged Rule 10b5-1 trading plan established on May 22, 2025. After this transaction, the officer directly beneficially owns 36,703 shares of Two Harbors Investment Corp. common stock.
Two Harbors Investment Corp. reported equity transactions by its Chief Legal Officer, who is an officer of the company. On 12/17/2025, the officer received 37,285 shares of common stock in connection with the vesting of performance share units under the Two Harbors Investment Corp. 2021 Equity Incentive Plan, at a stated price of $0 per share. On 12/19/2025, the officer sold 27,370 shares of common stock at a weighted average price of $11.4281 per share to satisfy income tax liabilities resulting from the accelerated vesting of restricted stock units and performance share units, in a transaction effected pursuant to trading instructions given on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Following these transactions, the officer directly owned 156,718 shares of Two Harbors common stock.
Two Harbors Investment Corp. insider activity: the company’s Chief Risk Officer reported stock-based compensation and a related share sale. On 12/17/2025, the officer acquired 34,714 shares of common stock at a price of $0, received upon vesting of performance share units under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. On 12/19/2025, the officer sold 23,594 shares of common stock at a weighted average price of $11.425 per share in multiple trades.
The filing states that the sale was made to cover income tax liabilities arising from the accelerated vesting of restricted stock units and performance share units and was carried out under trading instructions given on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. After these transactions, the officer directly owned 98,207 shares of Two Harbors Investment Corp. common stock.
Two Harbors Investment Corp.'s Chief Investment Officer reported equity award vesting and a related share sale. On 12/17/2025, the reporting person acquired 61,714 shares of common stock at $0 in connection with the vesting of performance share units under the 2021 Equity Incentive Plan, increasing direct holdings. On 12/19/2025, they sold 55,488 shares at a weighted average price of $11.4209 per share to satisfy income tax liabilities from the accelerated vesting of restricted stock units and performance share units. After these transactions, the reporting person directly owned 166,507 shares of common stock. The sale was effected under trading instructions given on August 18, 2022 in accordance with Rule 10b5-1.
Two Harbors Investment Corp. insider equity transactions were reported by the company’s Chief Administrative Officer. On December 17, 2025, the officer acquired 12,342 shares of common stock at $0 per share, received upon vesting of performance share units granted under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. On December 19, 2025, the officer sold 10,768 shares of common stock at a weighted average price of $11.4147 per share to cover income tax liabilities from the accelerated vesting of restricted stock units and performance share units. After these transactions, the officer directly owned 45,288 shares of Two Harbors common stock. The sale was executed under trading instructions established on November 13, 2022 in accordance with Rule 10b5-1.
Two Harbors Investment Corp. Chief Executive Officer and Director William Greenberg reported equity award activity and a tax-related share sale. On December 17, 2025, he acquired 103,948 shares of common stock through vesting of performance share units under the 2021 Equity Incentive Plan. On December 18, 2025, he received a restricted stock award of 309,187 shares for no cash consideration, which will vest in three equal annual installments on the first, second and third anniversaries of the grant date. On December 19, 2025, he sold 103,893 shares at $11.42 per share to cover income tax liabilities from accelerated vesting, under trading instructions established on January 26, 2023 pursuant to Rule 10b5-1. After these transactions, he directly beneficially owns 700,699 shares, plus 3,025 shares held by his spouse.
A shareholder of Two Harbors Investment Corp. has filed a Form 144 notice to sell 32,746 shares of common stock. The planned sale has an aggregate market value of $363,808.06, with Raymond James as broker and the shares listed on the NYSE.
The common shares were acquired on 12/17/2025 through the vesting of a restricted stock unit award and a performance share unit award. The notice reports that 104,155,818 common shares of Two Harbors are outstanding, providing context for the size of this planned sale.