Welcome to our dedicated page for Two Harbors SEC filings (Ticker: TWOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Two Harbors Investment Corp. 9.375% Senior Notes due 2030 (TWOD) brings together regulatory documents filed by the issuer, Two Harbors Investment Corp., that are relevant to this senior note security. Two Harbors is a Maryland corporation that identifies as a REIT in its SEC disclosures and reports under Commission File Number 001-34506.
Investors researching TWOD often look first to the issuer’s current reports on Form 8-K. For example, a Form 8-K dated October 27, 2025 reports that Two Harbors issued a press release announcing financial results for the fiscal quarter ended September 30, 2025 and furnished an earnings call presentation. These filings help readers understand the financial condition of the company whose obligations back the 9.375% senior notes due 2030.
Another Form 8-K dated September 19, 2025 describes a new prospectus supplement for an existing at-the-market equity offering program and amended and new Equity Distribution Agreements with Citizens JMP Securities, LLC and BTIG, LLC. This filing explains how Two Harbors may offer and sell shares of its common stock through sales agents, including on the NYSE or to or through a market maker, and it outlines compensation and indemnification arrangements. Although focused on equity, this information provides context on the issuer’s capital markets activity alongside its debt securities such as TWOD.
A Form 8-K dated December 17, 2025 details an Agreement and Plan of Merger among Two Harbors Investment Corp., UWM Holdings Corporation, and UWM Acquisitions 1, LLC. The filing outlines the proposed merger structure, the treatment of Two Harbors common and preferred stock, the intended tax treatment as a reorganization under Section 368(a) of the Internal Revenue Code, and the conditions to closing. This type of transaction filing is important for understanding potential changes in the corporate structure of the issuer of the TWOD notes.
On this page, users can access such 8-Ks and related exhibits as they are made available from EDGAR. AI-powered summaries can help explain the key points of earnings releases, equity offering documents, and merger agreements, highlighting information that may matter most to holders and analysts of the Two Harbors Investment Corp. 9.375% Senior Notes due 2030.
Two Harbors Investment Corp. is the subject of a planned sale of 26838 shares of its common stock on the NYSE, with an approximate sale date of 12/18/2025 and Raymond James as broker.
The shares, with an aggregate market value of 298170.18, were acquired on 12/17/2025 through the vesting of a Restricted Stock Unit Award and a Performance Share Unit Award from Two Harbors Investment Corp. The filing reports that 104155818 shares of common stock were outstanding. The seller represents that they do not know of any material adverse, nonpublic information about the company.
Two Harbors Investment Corp. has a shareholder planning to sell up to 55,488 shares of its common stock through broker Raymond James on the NYSE, with an approximate sale date of 12/18/2025 and an aggregate market value of 616,471.68.
The 55,488 shares were acquired on 12/17/2025 through the vesting of restricted stock unit and performance share unit awards from Two Harbors Investment Corp. The notice also reports 104,155,818 common shares outstanding.
Two Harbors Investment Corp. has a notice of proposed sale covering 11,456 shares of its common stock to be sold on the NYSE through Raymond James.
The shares, with an aggregate market value of $127,276.16, were acquired on December 17, 2025 through the vesting of a restricted stock unit award and a performance share unit award from Two Harbors Investment Corp. The securities table notes that 104,155,818 shares of common stock were outstanding.
An investor in Two Harbors Investment Corp. filed a notice of proposed sale of 103893 shares of common stock on the NYSE through Raymond James, with an aggregate market value of 1154251.23 and an approximate sale date of 12/18/2025.
The shares were acquired on 12/17/2025 via vesting of restricted stock unit and performance share unit awards from Two Harbors Investment Corp., in the same amount of 103893 shares.
The notice reports that 104155818 common shares of Two Harbors Investment Corp. are outstanding, and the seller represents that they are not aware of any material adverse information about the issuer’s operations that has not been publicly disclosed.
Two Harbors Investment Corp. has a securityholder planning to sell 7,284 shares of common stock. The shares have an aggregate market value of $80,925.24 and are expected to be sold on the NYSE around 12/18/2025 through broker Raymond James.
The 7,284 shares came from the vesting of a restricted stock unit award on 12/17/2025. The filing also lists 104,155,818 common shares outstanding, giving a sense of the company’s overall equity base relative to this planned sale.
Two Harbors Investment Corp. agreed to merge with UWM Holdings Corporation in an all-stock transaction valuing Two Harbors at $1.3 billion. Each share of Two Harbors common stock will be converted into 2.3328 shares of newly issued UWM Class A common stock, plus cash in lieu of fractional shares. Each Two Harbors Series A, B and C preferred share will convert into one corresponding series of UWM preferred stock. Closing requires approval by Two Harbors stockholders, antitrust and other regulatory clearances, effectiveness of a U.S. registration statement, NYSE listing of the UWM stock issued, tax opinions that the deal qualifies as a reorganization and REIT requirements are met, and the absence of a continuing material adverse effect. Either party can terminate under specified conditions, and Two Harbors would owe UWM a $25.35 million termination fee in certain scenarios, including accepting a superior proposal. In connection with the deal, Two Harbors restated its severance plan, approved accelerated 2025 cash bonuses and equity vesting for several executives with clawback provisions, and authorized a new restricted stock award for William Greenberg with a grant value of $3,500,000, all described as tax planning decisions.
Two Harbors Investment Corp. filed a Form S-3 prospectus for the offer and sale of up to 765,236 shares of common stock under its Dividend Reinvestment and Direct Stock Purchase Plan. Shares may be issued from time to time as participants reinvest dividends or make optional cash purchases, including larger monthly purchases with prior approval.
The Plan allows monthly optional cash investments of $50–$10,000, and—with company approval—purchases above $10,000 that may be offered at a discount of up to 3% from the market price. Two Harbors intends to use net proceeds for general corporate purposes, including purchasing mortgage servicing rights (MSR), Agency RMBS, refinancing or repaying debt, and potential equity repurchases or redemptions, consistent with REIT qualification. The company’s common stock trades on the NYSE as “TWO.”
To support REIT status, ownership of any class of stock is limited to 9.8% by value or number of shares, subject to exceptions. Equiniti Trust Company, LLC administers the Plan.
Two Harbors Investment Corp. reported a Q3 2025 net loss of $127.9M, reflecting a $175.1M litigation settlement expense, lower MSR valuations, and realized losses on securities. Net servicing income was $162.7M while net interest expense was $(23.5)M. Other results included losses on swaps offset by gains on other derivatives.
For the nine months ended September 30, 2025, net loss totaled $466.0M, including $375.0M of litigation settlement expense. Total assets were $10.87B and stockholders’ equity was $1.77B. Available-for-sale securities were $6.35B and mortgage servicing rights were $2.63B. Cash and cash equivalents were $770.5M; repurchase agreements stood at $7.10B and senior notes at $110.9M. Shares outstanding were 104,155,818 as of October 23, 2025.
Two Harbors Investment Corp. furnished an update on its business by announcing financial results for the quarter ended September 30, 2025. The company provided a press release and an earnings call presentation as Exhibits 99.1 and 99.2.
The materials are furnished, not filed, and are not incorporated by reference. This 8-K is an administrative disclosure accompanying the company’s Q3 2025 results communication.
Two Harbors Investment Corp. filed an 8-K reporting new equity distribution arrangements and related legal opinions. The filing attaches an Amended and Restated Equity Distribution Agreement with Citizens JMP Securities, LLC and a separate Equity Distribution Agreement with BTIG, LLC, both dated September 19, 2025. The exhibits include a legal opinion from Ballard Spahr LLP confirming the legality of the shares and the firm’s consent. The filing identifies these documents as exhibits and is signed by the company’s Chief Legal Officer and Secretary.