Welcome to our dedicated page for Two Harbors SEC filings (Ticker: TWOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Two Harbors Investment Corp.'s 9.375% Senior Notes due 2030 filings document formal disclosures tied to the issuer and its listed debt security. The 8-K record covers material-event reports, material agreements, shareholder voting matters, governance updates, capital-structure disclosures, and operating and financial results relevant to the company behind TWOD.
Two Harbors Investment Corp.'s Chief Financial Officer, William Dellal, reported an equity award of common stock on a Form 4. On January 7, 2026, he was granted 46,685 restricted stock units (RSUs) of Two Harbors common stock at a price of $0 per share, reflecting a stock-based compensation grant rather than an open-market purchase.
The RSUs were granted under the Two Harbors Investment Corp. 2021 Equity Incentive Plan and will vest, subject to certain exceptions, in three equal installments on January 7, 2027, 2028 and 2029. Following this grant, Dellal is reported to beneficially own 83,388 shares of Two Harbors common stock in direct ownership form.
Two Harbors Investment Corp.'s Chief Financial Officer, William Dellal, reported an equity award of common stock on a Form 4. On January 7, 2026, he was granted 46,685 restricted stock units (RSUs) of Two Harbors common stock at a price of $0 per share, reflecting a stock-based compensation grant rather than an open-market purchase.
The RSUs were granted under the Two Harbors Investment Corp. 2021 Equity Incentive Plan and will vest, subject to certain exceptions, in three equal installments on January 7, 2027, 2028 and 2029. Following this grant, Dellal is reported to beneficially own 83,388 shares of Two Harbors common stock in direct ownership form.
Two Harbors Investment Corp. executive James D. Campbell received an equity grant of 24,089 restricted stock units (RSUs). The RSUs were awarded for no cash consideration under the Two Harbors Investment Corp. 2021 Equity Incentive Plan and relate to the company’s common stock.
The underlying common shares will vest in three equal annual installments on January 7, 2027, 2028, and 2029, subject to certain exceptions. Following this grant, Campbell beneficially owns 38,748 shares of common stock in total on a direct basis.
Two Harbors Investment Corp. executive James D. Campbell received an equity grant of 24,089 restricted stock units (RSUs). The RSUs were awarded for no cash consideration under the Two Harbors Investment Corp. 2021 Equity Incentive Plan and relate to the company’s common stock.
The underlying common shares will vest in three equal annual installments on January 7, 2027, 2028, and 2029, subject to certain exceptions. Following this grant, Campbell beneficially owns 38,748 shares of common stock in total on a direct basis.
Two Harbors Investment Corp. reported an equity grant to a senior executive. EVP and General Counsel RoundPoint, Nathan Boucher, received 14,705 shares of common stock on January 7, 2026, recorded at a price of $0 per share because they are restricted stock units granted as compensation rather than a market purchase. After this grant, Boucher beneficially owned 28,516 shares of Two Harbors common stock.
According to the footnote, these shares represent restricted stock units granted under the company’s 2021 Equity Incentive Plan. The common stock underlying the RSUs is scheduled to vest in three equal installments on January 7, 2027, January 7, 2028, and January 7, 2029, subject to specified conditions. This filing reflects ongoing equity-based compensation for a key officer rather than an open-market trade.
Two Harbors Investment Corp. reported an equity grant to a senior executive. EVP and General Counsel RoundPoint, Nathan Boucher, received 14,705 shares of common stock on January 7, 2026, recorded at a price of $0 per share because they are restricted stock units granted as compensation rather than a market purchase. After this grant, Boucher beneficially owned 28,516 shares of Two Harbors common stock.
According to the footnote, these shares represent restricted stock units granted under the company’s 2021 Equity Incentive Plan. The common stock underlying the RSUs is scheduled to vest in three equal installments on January 7, 2027, January 7, 2028, and January 7, 2029, subject to specified conditions. This filing reflects ongoing equity-based compensation for a key officer rather than an open-market trade.
Two Harbors Investment Corp. has a planned sale of 2,895 shares of common stock under a Form 144 notice. The shares are expected to be sold on or about 01/08/2026 on the NYSE through broker Raymond James at an aggregate market value of $30,136.95, based on the value reported in the filing.
The securities to be sold were recently acquired from the issuer through equity compensation vesting. This includes 924 shares from a vesting performance share unit award on 01/07/2026, 1,456 shares from a vesting restricted stock unit award on 01/07/2026, and 515 shares from a vesting restricted stock unit award on 01/13/2026. The filing also notes total common shares outstanding of 104,155,818 for the issuer.
Two Harbors Investment Corp. has a planned sale of 2,895 shares of common stock under a Form 144 notice. The shares are expected to be sold on or about 01/08/2026 on the NYSE through broker Raymond James at an aggregate market value of $30,136.95, based on the value reported in the filing.
The securities to be sold were recently acquired from the issuer through equity compensation vesting. This includes 924 shares from a vesting performance share unit award on 01/07/2026, 1,456 shares from a vesting restricted stock unit award on 01/07/2026, and 515 shares from a vesting restricted stock unit award on 01/13/2026. The filing also notes total common shares outstanding of 104,155,818 for the issuer.
Two Harbors Investment Corp. insider files notice to sell shares
An affiliated person of Two Harbors Investment Corp. (common stock) has filed a notice of proposed sale under Rule 144 for up to 2,443 shares, to be handled through Raymond James on the NYSE. The filing lists an aggregate market value of $25,431.63 for these shares and notes that there were 104,155,818 shares of the same class outstanding at the time of the notice. The shares to be sold were acquired on 01/07/2026 through the vesting of a restricted stock unit award from Two Harbors, with the approximate sale date indicated as 01/08/2026.
Two Harbors Investment Corp. insider files notice to sell shares
An affiliated person of Two Harbors Investment Corp. (common stock) has filed a notice of proposed sale under Rule 144 for up to 2,443 shares, to be handled through Raymond James on the NYSE. The filing lists an aggregate market value of $25,431.63 for these shares and notes that there were 104,155,818 shares of the same class outstanding at the time of the notice. The shares to be sold were acquired on 01/07/2026 through the vesting of a restricted stock unit award from Two Harbors, with the approximate sale date indicated as 01/08/2026.
Two Harbors Investment Corp. insider plans small Rule 144 sale of recently vested shares. A holder has filed to sell 2,416 shares of Two Harbors Investment Corp. common stock, with an aggregate market value of $25,150.56, through broker Raymond James on the NYSE around 01/08/2026.
The shares to be sold come from the vesting of restricted stock unit awards granted by Two Harbors Investment Corp., with 1,280 shares vesting on 01/07/2026 and 1,136 shares vesting on 01/08/2026. Two Harbors Investment Corp. had 104,155,818 shares of common stock outstanding, which serves as a baseline figure relative to this planned sale.
Two Harbors Investment Corp. insider plans small Rule 144 sale of recently vested shares. A holder has filed to sell 2,416 shares of Two Harbors Investment Corp. common stock, with an aggregate market value of $25,150.56, through broker Raymond James on the NYSE around 01/08/2026.
The shares to be sold come from the vesting of restricted stock unit awards granted by Two Harbors Investment Corp., with 1,280 shares vesting on 01/07/2026 and 1,136 shares vesting on 01/08/2026. Two Harbors Investment Corp. had 104,155,818 shares of common stock outstanding, which serves as a baseline figure relative to this planned sale.
Two Harbors Investment Corp. CEO William Greenberg, who also serves as a director, reported a tax-related share transaction. On 12/30/2025, he surrendered 154,593 shares of common stock to cover taxes tied to an Internal Revenue Code Section 83(b) election on a restricted stock grant dated December 18, 2025. The price used for this tax withholding was $11.32, equal to the closing price on the grant date.
After this transaction, Greenberg beneficially owns 546,106 shares of Two Harbors common stock directly. In addition, 3,025 shares are held by his spouse; he has a pecuniary interest in those but disclaims beneficial ownership because he does not have voting or dispositive power over them.
Two Harbors Investment Corp. CEO William Greenberg, who also serves as a director, reported a tax-related share transaction. On 12/30/2025, he surrendered 154,593 shares of common stock to cover taxes tied to an Internal Revenue Code Section 83(b) election on a restricted stock grant dated December 18, 2025. The price used for this tax withholding was $11.32, equal to the closing price on the grant date.
After this transaction, Greenberg beneficially owns 546,106 shares of Two Harbors common stock directly. In addition, 3,025 shares are held by his spouse; he has a pecuniary interest in those but disclaims beneficial ownership because he does not have voting or dispositive power over them.
Two Harbors Investment Corp.'s Chief Financial Officer sold company stock in a routine insider transaction. On 12/22/2025, the reporting person sold 7,087 shares of common stock at a weighted average price of $11.4434 per share.
The filing explains that the sale was made to cover income tax liabilities arising from the vesting of previously granted restricted stock units, and it was carried out under a pre-arranged Rule 10b5-1 trading plan established on May 22, 2025. After this transaction, the officer directly beneficially owns 36,703 shares of Two Harbors Investment Corp. common stock.
Two Harbors Investment Corp.'s Chief Financial Officer sold company stock in a routine insider transaction. On 12/22/2025, the reporting person sold 7,087 shares of common stock at a weighted average price of $11.4434 per share.
The filing explains that the sale was made to cover income tax liabilities arising from the vesting of previously granted restricted stock units, and it was carried out under a pre-arranged Rule 10b5-1 trading plan established on May 22, 2025. After this transaction, the officer directly beneficially owns 36,703 shares of Two Harbors Investment Corp. common stock.
Two Harbors Investment Corp. reported equity transactions by its Chief Legal Officer, who is an officer of the company. On 12/17/2025, the officer received 37,285 shares of common stock in connection with the vesting of performance share units under the Two Harbors Investment Corp. 2021 Equity Incentive Plan, at a stated price of $0 per share. On 12/19/2025, the officer sold 27,370 shares of common stock at a weighted average price of $11.4281 per share to satisfy income tax liabilities resulting from the accelerated vesting of restricted stock units and performance share units, in a transaction effected pursuant to trading instructions given on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Following these transactions, the officer directly owned 156,718 shares of Two Harbors common stock.
Two Harbors Investment Corp. reported equity transactions by its Chief Legal Officer, who is an officer of the company. On 12/17/2025, the officer received 37,285 shares of common stock in connection with the vesting of performance share units under the Two Harbors Investment Corp. 2021 Equity Incentive Plan, at a stated price of $0 per share. On 12/19/2025, the officer sold 27,370 shares of common stock at a weighted average price of $11.4281 per share to satisfy income tax liabilities resulting from the accelerated vesting of restricted stock units and performance share units, in a transaction effected pursuant to trading instructions given on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Following these transactions, the officer directly owned 156,718 shares of Two Harbors common stock.
Two Harbors Investment Corp. insider activity: the company’s Chief Risk Officer reported stock-based compensation and a related share sale. On 12/17/2025, the officer acquired 34,714 shares of common stock at a price of $0, received upon vesting of performance share units under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. On 12/19/2025, the officer sold 23,594 shares of common stock at a weighted average price of $11.425 per share in multiple trades.
The filing states that the sale was made to cover income tax liabilities arising from the accelerated vesting of restricted stock units and performance share units and was carried out under trading instructions given on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. After these transactions, the officer directly owned 98,207 shares of Two Harbors Investment Corp. common stock.
Two Harbors Investment Corp. insider activity: the company’s Chief Risk Officer reported stock-based compensation and a related share sale. On 12/17/2025, the officer acquired 34,714 shares of common stock at a price of $0, received upon vesting of performance share units under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. On 12/19/2025, the officer sold 23,594 shares of common stock at a weighted average price of $11.425 per share in multiple trades.
The filing states that the sale was made to cover income tax liabilities arising from the accelerated vesting of restricted stock units and performance share units and was carried out under trading instructions given on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. After these transactions, the officer directly owned 98,207 shares of Two Harbors Investment Corp. common stock.