NYSE-Listed Tri-Continental Issues Important Update - What Investors Should Know

Rhea-AI Filing Summary

Tri-Continental Corporation filed a Form 8-K on June 28, 2025, disclosing a material event under Regulation FD (Fair Disclosure). The company, listed on the New York Stock Exchange under symbols TY (Common Stock) and TYPR (Preferred Stock), is headquartered in Boston, Massachusetts.

The filing indicates that the company has issued a press release dated June 24, 2025, which is furnished as Exhibit 99.1. However, the specific content of the press release is not included in the main filing. The report was signed by Joseph D'Alessandro, Assistant Secretary of the corporation.

Key filing details:

• Commission File Number: 811-00266
• IRS Employer ID: 13-5441850
• The company confirms it is not an emerging growth company
• The filing includes a Cover Page Interactive Data File embedded within the Inline XBRL document

8-K Event Classification

Item 7.01 — Regulation FD Disclosure

1 item

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

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TRI-CONTINENTAL Corp MD false 0000099614 0000099614 2025-06-24 2025-06-24 0000099614 us-gaap:CommonStockMember 2025-06-24 2025-06-24 0000099614 us-gaap:PreferredStockMember 2025-06-24 2025-06-24

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 24, 2025

Tri-Continental Corporation

(Exact name of registrant as specified in its charter)

MARYLAND		811-00266		13-5441850
(State or other jurisdiction of incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

290 Congress Street, Boston, Massachusetts		02210
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (800) 345-6611

NOT APPLICABLE

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock		TY		The New York Stock Exchange
Preferred Stock		TYPR		The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

SECTION 7 — REGULATION FD

Item 7.01 Regulation FD Disclosure.

Registrant is furnishing as Exhibit 99.1 the attached Press Release dated June 24, 2025 for Tri-Continental Corporation.

2

Exhibit Index

Exhibit No.		Description
99.1		Press Release
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

3

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: June 24, 2025

TRI-CONTINENTAL CORPORATION
By:		/s/ Joseph D’Alessandro
		Joseph D’Alessandro
		Assistant Secretary

4

FAQ

What type of SEC filing did TY (Tri-Continental Corporation) submit on June 24, 2025?

TY filed a Form 8-K (Current Report) pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934, which included a press release disclosure under Regulation FD (Item 7.01).

What securities does TY have listed on the NYSE?

TY has two classes of securities listed on the New York Stock Exchange: Common Stock trading under the symbol 'TY' and Preferred Stock trading under the symbol 'TYPR'.

Who signed TY's 8-K filing on June 24, 2025?

The 8-K was signed by Joseph D'Alessandro, who serves as Assistant Secretary of Tri-Continental Corporation.

Where is TY's principal executive office located?

Tri-Continental Corporation's principal executive offices are located at 290 Congress Street, Boston, Massachusetts 02210.