STOCK TITAN

Tortoise Energy sets up 2.5M-share ATM sale

UBS Securities LLC is named as sub-placement agent, while PINE Distributors LLC acts as TYG’s agent under the effective shelf registration.

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Tortoise Energy Infrastructure Corporation (TYG) entered into an agreement for an at-the-market offering of up to 2,500,000 common shares, to be sold from time to time through PINE Distributors LLC as the company’s agent.

The offering is made under the company’s effective shelf registration statement, with a base prospectus dated May 8, 2026, and a prospectus supplement dated September 22, 2026. PINE Distributors LLC entered into a sub-placement agent agreement with UBS Securities LLC for the offering.

Positive

  • None.

Negative

  • None.
Item 1.01 Entry into a Material Definitive Agreement Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, or exhibit attachments filed with this report.
Maximum offering amount Up to 2,500,000 shares Common shares offered from time to time through PINE Distributors LLC in at-the-market transactions
Common stock par value $0.001 per share Par value of the common shares covered by the distribution agreement
Shelf registration filing date May 8, 2026 Date of the effective Form N-2/ASR shelf registration statement
at the market financial
"transactions deemed to be “at the market” as defined in Rule 415"
“At the market” describes a method companies use to sell newly issued shares directly into the open market at whatever the current trading price is, usually through a broker who places shares in small amounts over time. Investors care because it can reduce each existing shareholder’s ownership percentage and increase the number of shares outstanding, while giving the company a flexible, quick way to raise cash — like adding single seats to a train instead of buying a whole new carriage.
shelf registration statement regulatory
"the Company’s effective shelf registration statement on Form N-2/ASR"
A shelf registration statement is a document a company files with regulators that allows it to sell shares or bonds quickly when it’s a good time to raise money. It’s like having a pre-approved plan ready so the company can act fast without going through lengthy paperwork each time they want to sell, making fundraising more flexible.
sub-placement agent agreement financial
"entered into a sub-placement agent agreement"
Offering Type ATM

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares does TYG’s at-the-market offering cover?

The offering covers up to 2,500,000 common shares, to be issued and sold from time to time through PINE Distributors LLC as the company’s agent in transactions deemed to be at the market.

Who is distributing TYG shares under the agreement?

PINE Distributors LLC is the company’s agent. PINE entered into a sub-placement agent agreement with UBS Securities LLC relating to the common shares offered under the distribution agreement.

Which registration documents support TYG’s offering?

The offering is made under TYG’s effective shelf registration statement on Form N-2/ASR. The base prospectus is dated May 8, 2026, and the prospectus supplement is dated September 22, 2026.

What is the par value of the common shares in TYG’s offering?

The common shares have a par value of $0.001 per share. TYG’s common stock is listed under the symbol TYG on the New York Stock Exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
false 0001268533 0001268533 2026-09-22 2026-09-22 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 22, 2026

 

 

 

Tortoise Energy Infrastructure Corporation
(Exact name of Registrant as Specified in Its Charter)

 

 

 

Maryland

  811-21462   20-0384222
(State or Other Jurisdiction
of Incorporation)
  (Commission File Number)   (IRS Employer Identification No.)

 

5901 College Boulevard, Suite 400    
Overland Park, KS   66211
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (913) 981-1020

 

(Former Name or Former Address, if Changed Since Last Report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.001 per share   TYG   New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 1.01. Entry into a Material Definitive Agreement.

 

On September 22, 2026, Tortoise Energy Infrastructure Corporation (“TYG” or the “Company”) entered into a distribution agreement (the “Distribution Agreement”) with PINE Distributors LLC (the “Distributor”) in connection with the issuance and sale of up to 2,500,000 shares of common stock, $0.001 par value per share, of the Company (the “Common Shares”), from time to time, through the Distributor as the Company’s agent, in transactions deemed to be “at the market” as defined in Rule 415 under the Securities Act of 1933, as amended (the “Offering”).

 

Pursuant to the Distribution Agreement, the Distributor may enter into sub-placement agent agreements with one or more selected dealers. The Distributor has entered into a sub-placement agent agreement, dated September 22, 2026 (the “Sub-Placement Agent Agreement”), with UBS Securities LLC (the “Sub-Placement Agent”) relating to the Common Shares to be offered under the Distribution Agreement.

 

The Offering is being made pursuant to the Company’s effective shelf registration statement on Form N-2/ASR (File Nos. 333-295680; 811-21462), filed with the Securities and Exchange Commission on May 8, 2026, a base prospectus dated May 8, 2026 and a prospectus supplement dated September 22, 2026.

 

The legal opinion, including the related consent, of Venable LLP relating to the issuance and sale of the Common Shares issued in the Offering is filed as Exhibit 5.1 hereto.

 

The foregoing descriptions of the Distribution Agreement and the Sub-Placement Agent Agreement do not purport to be complete and are qualified in their entirety by reference to the full text of the Distribution Agreement filed with this report as Exhibit 1.1 and incorporated herein by reference, and the full text of the Sub-Placement Agent Agreement filed with this report as Exhibit 1.2 and incorporated herein by reference to this Current Report on Form 8-K.

 

The Distribution Agreement and Sub-Placement Agent Agreement have been filed with this Current Report on Form 8-K to provide investors and security holders with information regarding their terms. It is not intended to provide any other factual information about the Company. The representations, warranties and covenants contained in the Distribution Agreement and Sub-Placement Agent Agreement were made only for purposes of such agreements and as of specific dates and were solely for the benefit of the parties to such agreements.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits:

 

1.1 Distribution Agreement between the Registrant and PINE Distributors LLC, dated September 22, 2026
1.2 Sub-Placement Agent Agreement between PINE Distributors LLC and UBS Securities LLC, dated September 22, 2026
5.1 Opinion of Venable LLP
23.1 Consent of Venable LLP (included in Exhibit 5.1)
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Tortoise Energy Infrastructure Corporation
     
Date: September 22, 2026 By: /s/ Matthew G.P. Sallee
    Matthew G.P. Sallee
    Chief Executive Officer

 

2

 

Filing Exhibits & Attachments

7 documents

Keep reading