Tigo Energy Inc. SEC Filings

Tigo Energy, Inc. and its affiliate Tigo Energy AI Ltd. entered into a patent purchase agreement with Tigo Energy Innovations LLC under which they sold certain patents for a total price between $17,750,000 and $17,950,000. The structure includes $15,000,000 paid at the Initial Closing and a holdback of between $2,750,000 and $2,950,000 that will be paid not more than four months after the Initial Closing if specified conditions are satisfied.

In addition, the seller may receive up to $5,000,000 of royalty payments after the Initial Closing, subject to the agreement’s terms and conditions, and obtained a non-exclusive license to continue practicing the assigned patents in connection with its products. The parties also agreed to customary representations, warranties, covenants, confidentiality provisions and indemnification obligations.

Tigo Energy, Inc. (TYGO) director reported receiving 20,949 shares of common stock on 11/25/2025. These shares were issued in lieu of cash fees for serving on the board for the period ending November 23, 2025, under the company’s Independent Director Compensation Policy, at a reported price of $1.79 per share.

After this transaction, the director beneficially owns 504,613 shares of common stock directly, including 126,904 shares underlying restricted stock units that are scheduled to vest in full immediately prior to Tigo Energy’s 2026 Annual Meeting of Stockholders, subject to continued service. The director also reports additional indirect ownership through several family trusts, including 1,123,656 shares held by the SPLINTER ROBOOSTOFF REV TRUST and 35,000 shares in each of four separate irrevocable trusts.

Tigo Energy (TYGO) filed its Q3 2025 10‑Q, showing sharply higher sales alongside a continued net loss and a going concern warning. Net revenue was $30,613 thousand versus $14,237 thousand a year ago, with gross profit improving to $13,061 thousand from $1,774 thousand. Income from operations reached $649 thousand, but net loss was $2,166 thousand (basic and diluted loss per share of $0.03) versus a $13,117 thousand loss last year.

For the nine months, net revenue was $73,507 thousand versus $36,740 thousand, and net loss was $13,597 thousand. EMEA led quarterly sales at $21,569 thousand, with the Americas at $7,961 thousand and APAC at $1,083 thousand. Cash and cash equivalents were $24,468 thousand, and marketable securities were $15,816 thousand. Operating cash flow was $8,674 thousand, investing cash flow was $(7,434) thousand, and financing cash flow was $11,482 thousand.

Liquidity remains tight: current assets were $87,756 thousand against current liabilities of $84,870 thousand. The Company disclosed substantial doubt about its ability to continue as a going concern due to a $50,000 thousand Convertible Promissory Note maturing on January 9, 2026. During the period, the Company issued 7,472,428 shares under its at‑the‑market program for $11,657 thousand in net proceeds. Common shares outstanding were 69,484,663 at September 30, 2025.

Tigo Energy (TYGO) furnished quarterly results. The company reported its earnings for the third fiscal quarter ended September 30, 2025, and furnished a press release as Exhibit 99.1.

The press release includes non-GAAP financial measures, with reconciliations to comparable GAAP figures provided within that release. The information under Item 2.02 is furnished and not deemed filed under the Exchange Act.

TIGO Energy Chief Operating Officer Chang Yahui reported a transaction on 10/07/2025 showing 17,155 shares of common stock were disposed of at $2.68 per share through an exempt withholding to satisfy tax obligations from vested restricted stock units (RSUs). After that withholding, the reporting person beneficially owns 204,994 shares, which includes 96,000 shares underlying RSUs granted on 11/11/2024. One-third of that grant vested and was delivered on 10/07/2025, with the remaining one-third tranches scheduled to vest on each of the second and third anniversaries of the grant date, subject to continued service.

Dillon James, Chief Marketing Officer of TIGO ENERGY, INC. (TYGO), reported a Form 4 disclosing an exempt disposition of 11,050 shares of common stock on 09/16/2025 to satisfy tax withholding from vested restricted stock units (RSUs). After the withholding, the reporting person beneficially owns 182,756 shares of common stock. The filing lists RSU grants from August 11, 2023; September 16, 2024; and August 1, 2025, with standard one-third annual vesting over three years subject to continued service. The transaction was coded as an exempt disposition under Rule 16b-3(e) and was reported as a Form 4 filed by one reporting person.

Bill Roeschlein, Chief Financial Officer of TIGO ENERGY, INC. (TYGO), reported a transaction dated 09/16/2025. The filing shows 28,700 shares of Common Stock were disposed of on that date at a price of $1.65 per share (Transaction Code F) as shares withheld to satisfy tax withholding obligations arising from the vesting of previously reported restricted stock units (RSUs). After the transaction, the reporting person beneficially owned 425,629 shares. Footnotes detail RSU grants: 25,362 shares from August 11, 2023; 118,517 from September 16, 2024; and 192,366 from August 1, 2025, each with three-year vesting schedules.

TIGO Energy insider tax-withholding reduced direct holdings by 51,589 shares. On 09/16/2025, reporting person Alon Zvi reported a disposition of 51,589 shares of Common Stock at $1.65 per share, withheld by the issuer to satisfy tax withholding arising from vested restricted stock units.

The filing shows substantial continued ownership: the reporting person directly holds 1,223,405 shares and indirectly holds 1,774,826 shares via a revocable trust and 12,689,306 shares via Alon Ventures, LLC, reflecting ongoing material ownership positions disclosed under Section 16.

Tian Jing, Chief Growth Officer of TIGO ENERGY, INC. (TYGO), reported a withholding-based disposition of common stock to satisfy tax obligations arising from vested restricted stock units. On 09/16/2025 the reporting person had 11,031 shares of Common Stock withheld at a price of $1.65 per share under an exempt Rule 16b-3(e) disposition to cover taxes related to RSU vesting. After the transaction, the reporting person beneficially owned 272,729 shares, which include RSUs granted on August 11, 2023 (14,492 shares), September 16, 2024 (47,516 shares), and August 1, 2025 (77,124 shares), each subject to multi-year vesting schedules tied to continued service.