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Tigo Energy Insider Report: 6,730 Shares Withheld for Tax, 193,806 Shares Owned

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dillon James, Chief Marketing Officer of TIGO ENERGY, INC. (TYGO), reported a Form 4 disclosing an exempt disposition of 6,730 shares of common stock withheld to satisfy tax withholding obligations at a price of $1.28 per share. After the transaction the reporting person beneficially owns 193,806 shares, which includes RSUs from grants dated August 11, 2023 (14,493 shares), September 16, 2024 (71,396 shares) and August 1, 2025 (77,255 shares). The Form 4 notes the RSUs vest in three equal annual tranches beginning on each grant's first anniversary, subject to continued service. The transaction date is 08/11/2025 and the form was signed by an attorney-in-fact on 08/21/2025.

Positive

  • Tax withholding executed via exempt disposition, showing compliance with tax obligations tied to RSU vesting
  • Detailed disclosure of RSU grants and vesting schedules (August 11, 2023; September 16, 2024; August 1, 2025) enhances transparency

Negative

  • Beneficial ownership decreased by 6,730 shares following the withholding transaction

Insights

TL;DR: Routine tax-withholding share disposition; insider retains substantial RSU-linked ownership.

The Form 4 documents an exempt disposition where 6,730 shares were withheld to satisfy tax obligations tied to vested RSUs at $1.28 per share, a common administrative action following vesting events. Post-transaction beneficial ownership of 193,806 shares is explicitly stated and includes unvested RSU tranches from three grant dates. There is no indication of open-market sales or derivative transactions in this filing. For investors, this filing is administrative and does not by itself signal a change in corporate strategy or control.

TL;DR: Disclosure complies with Section 16 requirements; transaction is limited and clearly explained.

The filing identifies the reporting person as an officer (Chief Marketing Officer) and provides detailed footnotes on RSU grant schedules and vesting mechanics, satisfying transparency expectations for insider reporting. The use of an exempt disposition under Rule 16b-3(e) for tax withholding is documented and the form includes the attorney-in-fact signature. No material governance or compensation issues are disclosed here beyond routine equity compensation administration.

Insider Dillon James JD
Role Chief Marketing Officer
Type Security Shares Price Value
Tax Withholding Common Stock 6,730 $1.28 $9K
Holdings After Transaction: Common Stock — 193,806 shares (Direct)
Footnotes (1)
  1. Represents shares of common stock, par value $0.0001 per share ("Common Stock") withheld in an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations of the reporting person arising out of the vesting of previously reported restricted stock units ("RSUs"). Includes 14,493 shares of Common Stock underlying RSUs granted to the reporting person on August 11, 2023 (the "August 2023 Grant Date"), 71,396 shares of Common Stock underlying RSUs granted to the reporting person on September 16, 2024 (the "September 2024 Grant Date"), and 77,255 shares of Common Stock underlying RSU's granted to the reporting person on August 1, 2025 (the "August 2025 Grant Date") in each case, pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs initially granted to the reporting person on August 11, 2023 vested and were delivered to the reporting person on August 11, 2024, the first anniversary of the August 2023 Grant Date, and one-third of the RSUs subject to the grant shall vest and be deliverable to the reporting person on each of the second and third anniversaries of the August 2023 Grant Date, subject to continued service through each such vesting date. (Continuation of the Footnote (2)) One-Third (1/3) of the RSUs granted to the reporting person on September 16, 2024 shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the September 2024 Grant Date, subject to continued service through each such vesting date. One-Third (1/3) of the RSUs granted to the reporting person on August 1, 2025 shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the August 2025 Grant Date, subject to continued service through each such vesting date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dillon James JD
(Last) (First) (Middle)
983 UNIVERSITY AVENUE, SUITE B
(Street)
LOS GATOS CA 95032
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TIGO ENERGY, INC. [ TYGO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Marketing Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/11/2025 F 6,730(1) D $1.28 193,806(2)(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock, par value $0.0001 per share ("Common Stock") withheld in an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations of the reporting person arising out of the vesting of previously reported restricted stock units ("RSUs").
2. Includes 14,493 shares of Common Stock underlying RSUs granted to the reporting person on August 11, 2023 (the "August 2023 Grant Date"), 71,396 shares of Common Stock underlying RSUs granted to the reporting person on September 16, 2024 (the "September 2024 Grant Date"), and 77,255 shares of Common Stock underlying RSU's granted to the reporting person on August 1, 2025 (the "August 2025 Grant Date") in each case, pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs initially granted to the reporting person on August 11, 2023 vested and were delivered to the reporting person on August 11, 2024, the first anniversary of the August 2023 Grant Date, and one-third of the RSUs subject to the grant shall vest and be deliverable to the reporting person on each of the second and third anniversaries of the August 2023 Grant Date, subject to continued service through each such vesting date.
3. (Continuation of the Footnote (2)) One-Third (1/3) of the RSUs granted to the reporting person on September 16, 2024 shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the September 2024 Grant Date, subject to continued service through each such vesting date. One-Third (1/3) of the RSUs granted to the reporting person on August 1, 2025 shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the August 2025 Grant Date, subject to continued service through each such vesting date.
/s/ Bill Roeschlein, as attorney-in-fact 08/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What transaction did Dillon James report on Form 4 for TYGO?

The Form 4 reports an exempt disposition of 6,730 shares withheld to satisfy tax withholding obligations related to vested RSUs on 08/11/2025 at a price of $1.28 per share.

How many shares does the reporting person beneficially own after the transaction?

After the reported transaction the reporting person beneficially owns 193,806 shares of TYGO common stock.

What RSU grants are included in the reported ownership?

The ownership figure includes RSUs from grants on August 11, 2023 (14,493 shares), September 16, 2024 (71,396 shares), and August 1, 2025 (77,255 shares).

What is the vesting schedule for the RSUs disclosed?

Each RSU grant vests in three equal annual tranches (one-third on each of the first three anniversaries of the respective grant date), subject to continued service.

Does the Form 4 show any derivative transactions or open-market sales?

No. The filing reports only a non-derivative exempt disposition for tax withholding and does not disclose derivative transactions or open-market sales.