STOCK TITAN

United States Antimony (UAMY) grants CFO RSU and stock option awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

United States Antimony Corporation reported an equity compensation grant to its SVP and Chief Financial Officer, Richard R. Isaak. On January 15, 2026, he received restricted stock units covering 73,086 shares of common stock under the Amended & Restated 2023 Equity Incentive Plan. One-third, or 24,362 shares, will vest on January 15, 2026, with additional one-third installments vesting on January 15, 2027 and January 18, 2028, contingent on continued service. He was also granted a stock option over 82,169 shares of common stock with an exercise price of $8.29 per share. The option vests upon meeting specified performance measures at any time during its 10-year term, also subject to continued service.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ISAAK RICHARD R

(Last) (First) (Middle)
4438 W. LOVERS LANE, UNIT 100

(Street)
DALLAS TX 75209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNITED STATES ANTIMONY CORP [ UAMY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock(1) $0.00 01/15/2026 A 73,086(1) (1) (1) Common Stock 73,086 (1) 0(1) D
Stock Option(2) $8.29 01/15/2026 A 82,169(2) (2) (2) Common Stock 82,169 (2) 0(2) D
Explanation of Responses:
1. Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on January 15, 2026, under the Issuer's Amended & Restated 2023 Equity Incentive Plan. One-third, or 24,362 shares of the 73,086 total number of shares of the RSU award will vest on January 15, 2026, and an additional one-third of the total number of shares will vest on January 15, 2027 and January 18, 2028, subject to the Reporting Person's continued service through each vesting date.
2. Represents shares of Common Stock underlying a stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest upon meeting any of the performance measures specified in the grant at any time during the 10-year term of the award, subject to the Reporting Person's continued service through any vesting date.
/s/ Richard Isaak 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did UAMY report for its CFO?

United States Antimony Corporation reported that its SVP and Chief Financial Officer, Richard R. Isaak, received equity awards consisting of restricted stock units and a stock option on January 15, 2026.

How many RSUs did the UAMY CFO receive in this Form 4 filing?

The CFO received a time-based vesting restricted stock unit award covering 73,086 shares of common stock, granted under the company's Amended & Restated 2023 Equity Incentive Plan.

What is the vesting schedule for the UAMY CFO’s RSU grant?

One-third of the RSU award, or 24,362 shares, vests on January 15, 2026, and the remaining two one-third portions vest on January 15, 2027 and January 18, 2028, subject to his continued service through each vesting date.

What stock option was granted to the UAMY CFO and at what exercise price?

The CFO received a stock option covering 82,169 shares of common stock with an exercise price of $8.29 per share, granted on January 15, 2026 under the Amended & Restated 2023 Equity Incentive Plan.

How does the stock option granted to UAMY’s CFO vest?

The stock option will vest upon achieving any of the specified performance measures in the grant at any time during its 10-year term, provided the CFO continues in service through any vesting date.

Does the UAMY Form 4 indicate whether the CFO’s awards are direct or indirect holdings?

The awards are reported as direct holdings by the CFO, with no nature of indirect beneficial ownership described in the filing data.

United States Antimony

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1.52B
121.17M
16.63%
26.61%
12.95%
Other Industrial Metals & Mining
Primary Smelting & Refining of Nonferrous Metals
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United States
DALLAS