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Uber (NYSE: UBER) CMO Hazelbaker logs RSU vesting and tax share withholding

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. executive Jill Hazelbaker, Chief Marketing Officer and SVP, Public Affairs, reported routine equity activity on January 16, 2026. Several blocks of previously granted restricted stock units (RSUs) vested and were converted into Uber common stock on a one-for-one basis, including 1,465, 1,494, 2,546 and 2,689 RSUs.

To cover tax obligations triggered by the RSU vesting, the company withheld multiple small blocks of common shares, including 632, 644, 1,141 and 1,357 shares at a price of $84.85 per share, rather than executing an open-market sale by the executive. After these transactions, Hazelbaker directly held 105,668 Uber common shares and maintained additional RSU awards, while a further 10,454 shares were held indirectly through the Franks 2021 Irrevocable Trust for members of her immediate family.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hazelbaker Jill

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/16/2026 M 1,465 A (1) 102,713 D
Common Stock 01/16/2026 M 1,494 A (1) 104,207 D
Common Stock 01/16/2026 M 2,546 A (1) 106,753 D
Common Stock 01/16/2026 M 2,689 A (1) 109,442 D
Common Stock 01/16/2026 F(2) 632 D $84.85 108,810 D
Common Stock 01/16/2026 F(2) 644 D $84.85 108,166 D
Common Stock 01/16/2026 F(2) 1,141 D $84.85 107,025 D
Common Stock 01/16/2026 F(2) 1,357 D $84.85 105,668 D
Common Stock 10,454 I Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/16/2026 M 1,465 (4) (4) Common Stock 1,465 $0.00 55,672 D
Restricted Stock Units (1) 01/16/2026 M 1,494 (5) (5) Common Stock 1,494 $0.00 38,823 D
Restricted Stock Units (1) 01/16/2026 M 2,546 (6) (6) Common Stock 2,546 $0.00 35,652 D
Restricted Stock Units (1) 01/16/2026 M 2,689 (7) (7) Common Stock 2,689 $0.00 5,377 D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.
3. Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
4. The reporting person was granted 70,323 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 122,235 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. The reporting person was granted 129,056 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
Chief Marketing Officer and SVP, Public Affairs
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Uber (UBER) report for Jill Hazelbaker?

The filing shows Jill Hazelbaker, Uber's Chief Marketing Officer and SVP, Public Affairs, had several restricted stock unit (RSU) awards vest on January 16, 2026, converting into Uber common stock on a one-for-one basis.

How many Uber RSUs vested for Jill Hazelbaker in this Form 4?

Blocks of 1,465, 1,494, 2,546 and 2,689 restricted stock units vested and were converted into the same number of Uber common shares, consistent with the one-for-one RSU conversion described in the footnotes.

Were any Uber (UBER) shares sold by Jill Hazelbaker in the market?

The Form 4 reports transactions coded F, which the footnotes explain as shares withheld to satisfy tax liability upon RSU vesting at $84.85 per share, indicating tax withholding rather than an open-market discretionary sale.

How many Uber shares does Jill Hazelbaker own after these transactions?

Following the reported transactions, Hazelbaker directly beneficially owned 105,668 Uber common shares, in addition to remaining RSU awards shown in the derivative securities table.

What Uber shares are held through a trust related to Jill Hazelbaker?

The filing notes 10,454 Uber common shares are held indirectly through the Franks 2021 Irrevocable Trust, whose beneficiaries are members of Ms. Hazelbaker's immediate family.

What is the role of Jill Hazelbaker at Uber according to this filing?

The remarks section identifies Jill Hazelbaker as Uber's Chief Marketing Officer and SVP, Public Affairs, and she is listed as an officer of the company on the form.
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Software - Application
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United States
SAN FRANCISCO