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Executive Andrew Macdonald receives new equity awards at Uber (NYSE: UBER)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Macdonald Andrew reported acquisition or exercise transactions in this Form 4 filing.

Uber Technologies, Inc. executive Andrew Macdonald received new equity awards. On March 2, 2026 he was granted 54,377 restricted stock units under Uber's 2019 Equity Incentive Plan, plus stock options over 121,581 and 3,850 shares. The RSUs vest in equal monthly installments over four years, starting April 16, 2026, and are settled in cash or common stock at Uber’s election.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Macdonald Andrew

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0.00 03/02/2026 A 54,377 (1) (1) Common Stock 54,377 $0.00 54,377 D
Stock Options (Right to buy) $75.95 03/02/2026 A 121,581 (2) 03/02/2033 Common Stock 121,581 $0.00 121,581 D
Stock Options (Right to buy) $75.95 03/02/2026 A 3,850 (2) 03/02/2033 Common Stock 3,850 $0.00 3,850 D
Explanation of Responses:
1. The reporting person was granted 54,377 restricted stock units (RSUs) on March 2, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
2. The reporting person was granted a stock option on March 2, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The option becomes exercisable as to 1/4 of the shares on March 16, 2027, and becomes exercisable as to 1/4 of the shares on each annual anniversary thereafter.
Remarks:
President and Chief Operating Officer
/s/ Carolyn Mo by Power of Attorney for Andrew Macdonald 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Andrew Macdonald acquire in this Uber (UBER) Form 4 filing?

Andrew Macdonald received equity awards from Uber, including 54,377 restricted stock units and two stock option grants over 121,581 and 3,850 shares. These awards were made under Uber’s 2019 Equity Incentive Plan as part of his executive compensation.

How do Andrew Macdonald’s 54,377 Uber RSUs vest under this grant?

The 54,377 Uber RSUs vest over four years, with 1/48 vesting on April 16, 2026 and 1/48 vesting each month thereafter. This creates gradual, monthly vesting that ties Macdonald’s compensation to ongoing service and company performance.

How are Andrew Macdonald’s Uber RSUs settled when they vest?

When the RSUs vest, they become payable on a one-for-one basis in either cash or Uber common stock. The choice between cash and shares is made by Uber, giving the company flexibility in how it delivers the value of the award.

What are the key terms of Andrew Macdonald’s Uber stock option grant?

Andrew Macdonald received a stock option grant on March 2, 2026 under Uber’s 2019 Equity Incentive Plan. The option becomes exercisable as to one quarter of the shares on March 16, 2027, and one quarter on each annual anniversary after that.

Is Andrew Macdonald’s ownership in Uber direct or indirect in this Form 4?

The reported RSUs and stock options are held as direct ownership by Andrew Macdonald. The filing lists the nature of ownership as direct, and the footnotes do not indicate any trust, LLC, or other indirect holding structure.

Does this Uber (UBER) Form 4 show any stock sales by Andrew Macdonald?

The Form 4 shows only equity awards being granted to Andrew Macdonald, not any sales. All reported transactions use code “A” for grant or award, and the summary indicates three acquisition-type entries with no disposals or sales reported.
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